Coon, Mateo Pedro and Preminger (2014): The role of Case in A-bar extraction asymmetries #
Many Mayan languages cannot extract the subject of a regular transitive clause and use the Agent Focus form of the verb instead. Coon, Mateo Pedro and Preminger trace this syntactic ergativity to the Case of the object rather than to the ergative subject. Following Legate and Aldridge, every Mayan language licenses the transitive subject low, from v, but the object is licensed either by Infl, where the absolutive marker sits high on the aspect marker, or by v, where it sits low on the stem. A transitive verb phrase is a phase with a single escape hatch that contains the subject, so an object that must reach Infl takes the hatch and traps the subject, which is Tada's generalization, and in a non-finite clause, which lacks Infl, it has no Case at all. The Q'anjob'al Agent Focus suffix -on is a marked Voice that cases the object itself, so no ergative is assigned and v is intransitive, non-phasal and spelled out by the intransitive status suffix; it frees the subject, licenses non-finite transitives (the Crazy Antipassive), and as a last resort fails with reflexive and bare objects, which need no Case and let the subject of a regular transitive extract.
Main statements #
tada: a registered language marks the extraction of a core argument from a finite transitive exactly when the regular derivation fails, which for the subject is when the absolutive is high.converges_iff_verbForm: in Q'anjob'al the derivation that converges uses the verb form the fragment records, Agent Focus in every non-finite transitive and under extraction of a third-person subject.formallyTransitive_iff_hasSetA,formallyTransitive_iff_statusSuffix: Agent Focus selects intransitive v, so it has no Set A and takes the intransitive status suffix.analysed_rows: every analysed example is grammatical exactly when its clause converges.
Implementation notes #
- The paper's v sits above the substrate's Voice head and is formally transitive when Voice would head a phase by Chomsky's criterion and leaves the object's Case to Infl or v; phasehood, Set A and the status suffix are read off that one property.
- Trapping builds in the subject's position inside the phase and the single escape hatch, as the paper assumes them.
- The last resort is the paper's later formulation, that the Case-checking Voice merges only where the regular derivation would leave the object without Case or trap the extracting subject.
- Rows carry the paper's high or low classification of their language, checked against the fragment's verbal template; Kaqchikel Agent Focus and the nominal-stem and passive strategies for non-finite transitives are recorded as rows without a configuration.
TODO #
- The person restriction on Agent Focus (72), which the paper tentatively derives by
base-generating first- and second-person agents high, is not modelled, so
converges_iff_verbFormis stated for third-person agents. - Agent Focus with reflexive objects in non-finite clauses, which the paper's fn. 31 records and leaves unexplained, does not converge here either.
- Trapping could be derived from
SyntacticObject.phaseEdgeon the tree (55) once the substrate bounds the number of specifiers at a phase edge. - The extraction of low adverbs and the instrumental voice (§5.3) are not modelled.
References #
- J. Coon, P. Mateo Pedro and O. Preminger, The role of Case in A-bar extraction asymmetries: Evidence from Mayan (2014)
- J. A. Legate, Morphological and abstract case (2008)
- E. Aldridge, Ergativity and word order in Austronesian languages (2004)
- H. Tada, A/A-bar partition in derivation (1993)
- N. Chomsky, Derivation by Phase (2001)
- H. Harley, External arguments and the Mirror Principle: On the distinctness of Voice and v (2013)
- F. Ordóñez, The antipassive in Jacaltec: A last resort strategy (1995)
- D. Massam, Pseudo noun incorporation in Niuean (2001)
- L. Hou, Agent focus in Chuj reflexive constructions (2013)
Clauses #
The heads that assign structural Case (5).
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- CoonMateoPedroPreminger2014.instDecidableEqLicenser x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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The head licensing transitive objects is read off the absolutive's position (24): Infl when the absolutive is high, so that it is nominative ([Leg08]'s ABS=NOM), and v when it is low, so that it is a default (ABS=DEF).
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What a transitive verb takes as its object.
- dp : Object
A full DP, which needs structural Case and satisfies the EPP of v.
- caseless : Object
A reflexive, extended reflexive or bare NP, pseudo-incorporated ([Mas01]) and needing neither (§5.2).
- oblique : Object
An object licensed inside its own oblique phrase, the demoted patient of an antipassive (59) or the relational-noun complement of a Mam infinitive (39a).
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- CoonMateoPedroPreminger2014.instDecidableEqObject x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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Agent Focus as the marked Voice (66), agentive Voice that also assigns structural Case to the object.
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The verb phrase of a clause, an intransitive with the marker series of its sole argument or a transitive with its Voice and its object.
- intransitive (marking : Mayan.MarkerSet) : Predicate
- transitive (voice : Minimalist.Voice.Head) (object : Object) : Predicate
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A clause, with the head licensing its object, its finiteness, its verb phrase, the argument extracted and whether an adverb separates the verb from its object.
- licenser : Licenser
The head licensing transitive objects.
- finite : Bool
Whether the clause has finite Infl, the preverbal aspect marker.
- predicate : Predicate
The verb phrase.
- extracted : Option ArgumentRole
The argument A-bar extracted, if any.
- separated : Bool
Whether adverbial material separates the verb from its object (81).
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The Voice head of a transitive verb phrase.
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- (CoonMateoPedroPreminger2014.Predicate.transitive v object).voice? = some v
- (CoonMateoPedroPreminger2014.Predicate.intransitive marking).voice? = none
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The object of a transitive verb phrase.
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- (CoonMateoPedroPreminger2014.Predicate.transitive v object).object? = some object
- (CoonMateoPedroPreminger2014.Predicate.intransitive marking).object? = none
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The marker series of an intransitive subject.
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- (CoonMateoPedroPreminger2014.Predicate.intransitive m).marking? = some m
- (CoonMateoPedroPreminger2014.Predicate.transitive voice object).marking? = none
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The same verb phrase under regular transitive Voice, the derivation Agent Focus competes with.
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The verb phrase has formally transitive v, the phase head above Voice that assigns ergative to the subject and is spelled out by the status suffix ((55), [Har13b]). It is selected by a Voice head that would head a phase by [Cho01]'s criterion, unless that head cases the object itself and so leaves no ergative to assign (§4.2).
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- p.FormallyTransitive = ∃ v ∈ p.voice?, v.IsPhasal ∧ ¬v.ChecksCase
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The Voice checks the object's Case, as Agent Focus does.
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- p.ChecksCase = ∃ v ∈ p.voice?, v.ChecksCase
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The object raises to the edge of the verb phrase: Case is assigned within the phase and Infl sits outside it, so a full DP object licensed by Infl must reach the edge (51), which the EPP of eventive v keeps true under Agent Focus (66); an object licensed by v stays in situ (52).
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- p.Raises l = (p.object? = some CoonMateoPedroPreminger2014.Object.dp ∧ l = CoonMateoPedroPreminger2014.Licenser.infl)
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The object's Case is available (27): Voice checks it, v assigns it, or finite Infl does; a caseless or oblique object needs none. The low-abs non-finite cell takes the embedded clause to contain v, which the paper's fn. 12 leaves open.
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- p.ObjectLicensed l finite = (p.object? = some CoonMateoPedroPreminger2014.Object.dp → p.ChecksCase ∨ l = CoonMateoPedroPreminger2014.Licenser.v ∨ finite = true)
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The absolutive on an intransitive subject needs finite Infl ((32), (33)); the ergative/possessive marking of a non-finite one is the nominalization's.
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- p.SubjectLicensed finite = (p.marking? = some Mayan.MarkerSet.setB → finite = true)
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A pseudo-incorporated object stays adjacent to the verb, the Chuj contrast (81) of [Hou13]; the paper's fn. 28 notes that the word-order reflex does not hold of Q'anjob'al extended reflexives.
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- p.Adjacent separated = (p.object? = some CoonMateoPedroPreminger2014.Object.caseless → separated = false)
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Trapping #
The subject is trapped (53): the raised object takes the single escape hatch of the phasal verb phrase, inside which the subject is generated, the three factors of (89).
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- CoonMateoPedroPreminger2014.instDecidablePredClauseTrapped x✝ = { decide := decide x✝.predicate.FormallyTransitive && decide (x✝.predicate.Raises x✝.licenser), reflects_decide := ⋯ }
Where v licenses the object nothing is trapped (52): the object never raises.
A language is syntactically ergative when the subject of a finite regular transitive with a full DP object is trapped when extracted (21c).
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A language bans subject extraction exactly when Infl licenses the object ((19), (24)).
Case configurations #
A clausal Case configuration (3), with the licensers of the transitive subject and of the object, where Infl licenses at most one of them.
- subject : Licenser
The head licensing the transitive subject.
- object : Licenser
The head licensing the transitive object.
- infl_once : self.subject = Licenser.infl → self.object = Licenser.v
Infl licenses at most one argument.
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A configuration is morphologically ergative when v licenses the transitive subject.
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Syntactic ergativity entails morphological ergativity (10), since Infl licensing the object leaves the subject to v.
The converse fails (10): the default-absolutive configuration is morphologically but not syntactically ergative.
Convergence #
The regular derivation crashes: its object is unlicensed, or its extracting subject is trapped.
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Agent Focus is a last resort ([Ord95]; §4.2, §5.1): the Case-checking Voice merges only where the object would otherwise lack a source of Case or trap the extracting subject.
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A clause converges when its object and intransitive subject are licensed, an extracted subject is not trapped, a Case-checking Voice is a last resort, and a pseudo-incorporated object is adjacent to the verb.
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Non-finite licensing (27): a regular transitive object survives without Infl exactly where v licenses it, and an absolutive intransitive subject only under finite Infl.
Agent Focus in a high-abs language frees the extracting subject (67) and licenses the object of a non-finite transitive (70); the regular derivation crashes in both.
The last resort bars Agent Focus where nothing crashes: in a finite clause without subject extraction, in a low-abs language, and with a caseless object (75b), which instead lets the subject extract from a regular transitive (75a).
The antipassive frees the subject (60) on either count: its v is intransitive, and its oblique patient never raises to the edge.
Agent Focus and intransitive v #
The Voice head of each verb form, regular Voice for the transitive and the marked Voice for Agent Focus.
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A form has Set A exactly when its v is formally transitive: the ergative that transitive v assigns is absent under Agent Focus (§4.1, §4.2).
The Q'anjob'al status suffix spells out v ((55), (65)): transitive -V' exactly when v is formally transitive, intransitive -i under Agent Focus.
The Mayan fragments #
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- CoonMateoPedroPreminger2014.instDecidableEqLanguage x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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The Glottolog code of a language, the key the rows carry.
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- CoonMateoPedroPreminger2014.Language.chol.glottocode = "chol1282"
- CoonMateoPedroPreminger2014.Language.qanjobal.glottocode = "qanj1241"
- CoonMateoPedroPreminger2014.Language.kaqchikel.glottocode = "kaqc1270"
- CoonMateoPedroPreminger2014.Language.tseltal.glottocode = "tzel1254"
- CoonMateoPedroPreminger2014.Language.tsotsil.glottocode = "tzot1259"
- CoonMateoPedroPreminger2014.Language.mam.glottocode = "mamm1241"
- CoonMateoPedroPreminger2014.Language.kiche.glottocode = "kich1262"
- CoonMateoPedroPreminger2014.Language.yukatek.glottocode = "yuca1254"
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The verbal complex of a language, from its fragment.
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- CoonMateoPedroPreminger2014.Language.chol.template = Chol.template
- CoonMateoPedroPreminger2014.Language.qanjobal.template = Qanjobal.template
- CoonMateoPedroPreminger2014.Language.kaqchikel.template = Kaqchikel.template
- CoonMateoPedroPreminger2014.Language.tseltal.template = Tseltal.template
- CoonMateoPedroPreminger2014.Language.tsotsil.template = Tsotsil.template
- CoonMateoPedroPreminger2014.Language.mam.template = Mam.template
- CoonMateoPedroPreminger2014.Language.kiche.template = Kiche.template
- CoonMateoPedroPreminger2014.Language.yukatek.template = Yukatek.template
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The absolutive's position in a language, read off its verbal complex (16).
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The head licensing a language's transitive objects.
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The Set B exponents of a language, from its fragment.
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- CoonMateoPedroPreminger2014.Language.chol.setB = Chol.setBExponent
- CoonMateoPedroPreminger2014.Language.qanjobal.setB = Qanjobal.setBExponent
- CoonMateoPedroPreminger2014.Language.kaqchikel.setB = Kaqchikel.setBExponent
- CoonMateoPedroPreminger2014.Language.tseltal.setB = Tseltal.setBExponent
- CoonMateoPedroPreminger2014.Language.tsotsil.setB = Tsotsil.setBExponent
- CoonMateoPedroPreminger2014.Language.mam.setB = Mam.setBExponent
- CoonMateoPedroPreminger2014.Language.kiche.setB = Kiche.setBExponent
- CoonMateoPedroPreminger2014.Language.yukatek.setB = Yukatek.setBExponent
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Case assignment by aspect in a language, from its fragment.
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- CoonMateoPedroPreminger2014.Language.chol.assignCase = Chol.assignCase
- CoonMateoPedroPreminger2014.Language.qanjobal.assignCase = Qanjobal.assignCase
- CoonMateoPedroPreminger2014.Language.kaqchikel.assignCase = Kaqchikel.assignCase
- CoonMateoPedroPreminger2014.Language.tseltal.assignCase = Tseltal.assignCase
- CoonMateoPedroPreminger2014.Language.tsotsil.assignCase = Tsotsil.assignCase
- CoonMateoPedroPreminger2014.Language.mam.assignCase = Mam.assignCase
- CoonMateoPedroPreminger2014.Language.kiche.assignCase = Kiche.assignCase
- CoonMateoPedroPreminger2014.Language.yukatek.assignCase = Yukatek.assignCase
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The language is ergatively aligned in the perfective (§2.1).
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The fragment records a reflex for the extraction of an argument on some verb, with
third-person arguments where the marking depends on their person. The Yukatek fragment records
no extraction reflexes, and its value is a junk False.
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- CoonMateoPedroPreminger2014.Language.chol.MarksExtraction x✝ = ∃ m ∈ Chol.Extraction.realize (Mayan.ExtractionSite.argument x✝), m.Nonempty
- CoonMateoPedroPreminger2014.Language.qanjobal.MarksExtraction x✝ = ∃ m ∈ Qanjobal.Extraction.realize Person.third (Mayan.ExtractionSite.argument x✝), m.Nonempty
- CoonMateoPedroPreminger2014.Language.tseltal.MarksExtraction x✝ = ∃ m ∈ Tseltal.Extraction.realize (Mayan.ExtractionSite.argument x✝), m.Nonempty
- CoonMateoPedroPreminger2014.Language.tsotsil.MarksExtraction x✝ = ∃ m ∈ Tsotsil.Extraction.realize (Mayan.ExtractionSite.argument x✝), m.Nonempty
- CoonMateoPedroPreminger2014.Language.mam.MarksExtraction x✝ = (Mam.Extraction.realize (Mayan.ExtractionSite.argument x✝)).Nonempty
- CoonMateoPedroPreminger2014.Language.kiche.MarksExtraction x✝ = ∃ (c : Mayan.VerbClass), (Kiche.Extraction.realize c (Mayan.ExtractionSite.argument x✝)).Nonempty
- CoonMateoPedroPreminger2014.Language.yukatek.MarksExtraction x✝ = False
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- CoonMateoPedroPreminger2014.Language.chol.instDecidableMarksExtraction x✝ = (Chol.Extraction.realize (Mayan.ExtractionSite.argument x✝)).decidableExistsMem
- CoonMateoPedroPreminger2014.Language.qanjobal.instDecidableMarksExtraction x✝ = (Qanjobal.Extraction.realize Person.third (Mayan.ExtractionSite.argument x✝)).decidableExistsMem
- CoonMateoPedroPreminger2014.Language.tseltal.instDecidableMarksExtraction x✝ = (Tseltal.Extraction.realize (Mayan.ExtractionSite.argument x✝)).decidableExistsMem
- CoonMateoPedroPreminger2014.Language.tsotsil.instDecidableMarksExtraction x✝ = (Tsotsil.Extraction.realize (Mayan.ExtractionSite.argument x✝)).decidableExistsMem
- CoonMateoPedroPreminger2014.Language.mam.instDecidableMarksExtraction x✝ = Finset.decidableNonempty
- CoonMateoPedroPreminger2014.Language.kaqchikel.instDecidableMarksExtraction x✝ = Fintype.decidableExistsFintype
- CoonMateoPedroPreminger2014.Language.kiche.instDecidableMarksExtraction x✝ = Fintype.decidableExistsFintype
- CoonMateoPedroPreminger2014.Language.yukatek.instDecidableMarksExtraction x✝ = { decide := false, reflects_decide := ⋯ }
Every registered language but San Juan Atitán Mam, which is tripartite, assigns case ergatively in the perfective (§2.1).
Third person singular absolutive is null in every registered language ergative in the perfective (13); Mam's default Set B surfaces there.
Tada's generalization over the fragments (19), extended to every core argument. A registered language marks the extraction of a core argument from a finite transitive exactly when the regular derivation fails, so its subject's extraction is marked when the absolutive is high and its object's never. The recipient, an oblique whose extraction the K'ichean languages and Mam mark as a low adjunct's, is outside the generalization. Footnote 8 leaves Tsotsil out of table (19), its two absolutive series resisting the classification, and calls Yucatec an apparent outlier; the Yukatek fragment records no extraction reflexes, so both stay outside.
Tsotsil, low absolutive by its template, still marks the extraction of a transitive subject that the regular derivation allows, with its optional Agent Focus.
The derivation picks out the fragment's verb form (§4.2, §5.1): with a third-person agent
and a full DP object, a Q'anjob'al clause converges under the Voice of exactly the form
Qanjobal.verbForm records, Agent Focus in every non-finite transitive and under subject
extraction.
The paper's examples #
The paper's labels for the absolutive positions.
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- CoonMateoPedroPreminger2014.absPositions = [("high", Mayan.ABSPosition.high), ("low", Mayan.ABSPosition.low)]
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The rows' labels for the objects.
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The verb phrase a row describes.
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The clause a row describes, its object's licenser read off the paper's classification of its language.
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Every analysed example is grammatical exactly when its clause converges.
The rows' classification of a registered language agrees with its verbal complex.