Documentation

Linglib.Syntax.Minimalist.Verbal.Voice

Voice Head Flavors #

[Cho01] [Coo19] [Cue03] [Har14b] [Kra96] [Leg03] [MSK25] [Sch08a] [Sil12] [Woo15]

Voice heads introduce (or fail to introduce) external arguments ([Kra96]).

Main definitions #

Implementation notes #

[Woo15] uses a single v head whose interpretation introduces CAUSE; the multi-headed decomposition here follows [Cue03] and captures the same Voice–CAUSE independence. See Wood2015 for the Icelandic -st apparatus.

Flavors #

Typology of Voice head flavors (after [Sch08a]).

  • agentive : Flavor

    Introduces an agent external argument ([Kra96] Voice_AG).

  • causer : Flavor

    Introduces a causer ([Sch08a] Voice_CAUSE).

  • nonThematic : Flavor

    Semantically vacuous, no θ-role, [D] for PF marking (Romance anticausative SE, Chuj -j; [MP26]).

  • expletive : Flavor

    No specifier, no semantics (dispositional middles).

  • impersonal : Flavor

    Demotes the agent to an implicit generic human (Finnish "passive").

  • passive : Flavor

    Checks Case but does not assign θ ([Col05]: by heads VoiceP).

  • antipassive : Flavor

    Introduces an agent with absolutive (not ergative) case; demotes the object to oblique ([Sco23]).

  • reflexive : Flavor

    [+θ, +D]: agent binds the internal argument (Romance se; [MSK25]).

  • reciprocal : Flavor

    [+θ, +D]: agent in the mutual relation with the internal argument — [Sil12]'s syntactic reciprocalization (Romance/Slavic reciprocal se).

  • experiencer : Flavor

    [+θ, +D]: introduces an experiencer external argument (psych causatives).

Instances For
    @[instance_reducible]
    Equations
    def Minimalist.Voice.instReprFlavor.repr :
    FlavorStd.Format
    Equations
    • One or more equations did not get rendered due to their size.
    Instances For

      Flavor projections #

      The [Sil12] formation locus a flavor realizes: reciprocal Voice IS syntactic reciprocalization; no flavor realizes lexical formation.

      Equations
      Instances For

        Voice-formed reciprocals license no discontinuous construction ([Sil12] §7: *Jean s'est embrassé avec Marie).

        The Voice head #

        A Voice head: a flavor plus featural and per-construction properties.

        • flavor : Flavor

          The flavor determining argument introduction and semantics.

        • hasD : Bool

          [D] subcategorization feature: requires a specifier at PF.

        • phaseOverride : Option Bool

          Per-construction override of flavor.defaultPhasal — the locus for per-paper divergence ([ES25b] Malayic passive, [CMPP14] Mam Agent Focus).

        • checksCase : Bool

          Case-checking ([Col05] p. 96 feature dissociation: passive Voice/by checks Case). Default false.

        • features : FeatureBundle

          Agree-relevant features (e.g., [uOblique] for Mam =(y)a'). Default empty.

        Instances For
          def Minimalist.Voice.instDecidableEqHead.decEq (x✝ x✝¹ : Head) :
          Decidable (x✝ = x✝¹)
          Equations
          • One or more equations did not get rendered due to their size.
          Instances For
            def Minimalist.Voice.instReprHead.repr :
            HeadStd.Format
            Equations
            • One or more equations did not get rendered due to their size.
            Instances For

              Predicate API #

              Prop predicates with Decidable instances; the data fields hasD and checksCase are exposed in Prop form by HasD and ChecksCase.

              Phasal: the per-construction override if present, else the flavor default.

              Equations
              Instances For

                Assigns a θ-role to its specifier (flavor.thetaRole.isSome). Narrower than Params.assignsTheta?, which also counts impersonal Voice's ∃-bound implicit agent.

                Equations
                Instances For

                  Characterization: exactly the agentive, causer, antipassive, reflexive, reciprocal, and experiencer flavors assign θ.

                  Has semantic content — everything except nonThematic (purely PF) and expletive (vacuous middle).

                  Equations
                  Instances For
                    @[instance_reducible]
                    Equations

                    θ-assignment entails semantic content. The converse fails — passive Voice has semantics without θ (passive_has_semantics, passive_no_theta).

                    Subcategorizes for a specifier (Prop form of hasD).

                    Equations
                    Instances For

                      Checks Case (Prop form of checksCase).

                      Equations
                      Instances For

                        Canonical heads #

                        Agentive Voice (transitive/unergative): introduces an agent, phasal.

                        Equations
                        Instances For

                          Causer Voice: introduces a causer, phasal.

                          Equations
                          Instances For

                            Non-thematic Voice (anticausative): no θ-role, [D] for PF marking.

                            Equations
                            Instances For

                              Expletive Voice (middle): no specifier, no semantics.

                              Equations
                              Instances For

                                Impersonal Voice (Finnish "passive"): ∃-closes the agent; no θ-marked specifier.

                                Equations
                                Instances For

                                  Passive Voice: by checks Case without assigning θ ([Col05]; v assigns the external θ-role in Spec,vP), and is non-phasal — which keeps PartP accessible for smuggling. Contested by [Leg03].

                                  Equations
                                  Instances For

                                    Reflexive Voice: agent coreferent with the internal argument (Romance se, [MSK25]). [Woo15]'s Icelandic -st is a SpecpP clitic, not an exponent of this head.

                                    Equations
                                    Instances For

                                      Reciprocal Voice: agent in the mutual relation with the internal argument — [Sil12]'s syntactic reciprocalization (Romance/Slavic reciprocal se), twin of reflexive. Lexicon-formed reciprocal verbs enter the syntax already symmetric and are not exponents of this head.

                                      Equations
                                      Instances For

                                        Experiencer Voice: experiencer external argument in Spec,VoiceP. Distinct from [Woo15]'s Icelandic dative-subject experiencers, where Voice is non-thematic and the experiencer an applied dative.

                                        Equations
                                        Instances For

                                          Verification theorems #

                                          Agentive Voice assigns a θ-role.

                                          Non-thematic Voice does NOT assign a θ-role ([MP26]).

                                          Non-thematic Voice has no semantic contribution — the core claim of [MP26]: SE is a PF phenomenon.

                                          Agentive Voice is a phase head (v* = Voice_AG).

                                          Non-thematic Voice is NOT a phase head.

                                          Impersonal Voice does NOT assign a θ-role (the agent is existentially closed, not projected to a specifier).

                                          Impersonal Voice HAS semantics: existential closure over the agent, unlike vacuous non-thematic Voice.

                                          Passive Voice does NOT assign a θ-role (v does).

                                          Passive Voice is NOT a phase head.

                                          Passive Voice HAS semantic content (by mediates Case-checking).

                                          Passive Voice checks Case ([Col05], p. 96).

                                          Reciprocal Voice assigns a θ-role ([Sil12]: parasitic assignment gives the subject both roles).

                                          Voice–VerbHead bridge ([Kra96] in [Cue03] terms) #

                                          def Minimalist.Voice.buildDecomposition (voice : Head) (rootStructure : List VerbHead) :

                                          The full verbal decomposition: Voice prepends vDO when it assigns θ; the root supplies the lower structure, including vCAUSE for change-of-state roots ([Woo15], [Pyl08]).

                                          Equations
                                          Instances For

                                            θ-assigning Voice prepends vDO to the root structure.

                                            theorem Minimalist.Voice.no_theta_passthrough (v : Head) (root : List VerbHead) (h : ¬v.AssignsTheta) :
                                            buildDecomposition v root = root

                                            Non-θ Voice leaves the root structure unchanged.

                                            Causative pattern: agentive Voice + [vCAUSE, vGO, vBE] is causative.

                                            Inchoative pattern: non-thematic Voice + [vCAUSE, vGO, vBE] stays inchoative.

                                            Activity pattern: agentive Voice + [] yields an activity.

                                            State pattern: non-thematic Voice + [vBE] yields a state.

                                            The causative alternation: [vCAUSE, vGO, vBE] is causative under agentive Voice, inchoative under non-thematic Voice — only vDO differs.

                                            Voice determines causativity: over the root structure [vCAUSE, vGO, vBE], the result is causative iff Voice assigns θ.

                                            CAUSE is present in both causative and anticausative decompositions — the independence claim: CAUSE is part of the root, not Voice.

                                            Feature dissociation ([Col05] §4) #

                                            In active, v (= agentive Voice) assigns θ AND controls Case-checking.

                                            Passive dissociates them: Voice does NOT assign θ (v does), but Voice DOES check Case.

                                            UTAH: the external-argument position is present in both active and passive.

                                            Passive Voice does not prepend vDO: no θ, so buildDecomposition passes the root structure through unchanged.

                                            Voice–phase bridge #

                                            Agentive Voice corresponds to traditional v* (phase head); both agentive and causer Voice are phasal.

                                            Non-thematic and expletive Voice are NOT phase heads.

                                            Parametric decomposition ([AAS15], [Sch17]) #

                                            How Voice introduces an external argument semantically: [+λx] λ-abstraction (thematicArgument), [+∃x] existential binding (thematicExistential, [Sch17] medio-passive), or none (expletive).

                                            Instances For
                                              @[instance_reducible]
                                              Equations
                                              Equations
                                              • One or more equations did not get rendered due to their size.
                                              Instances For

                                                The ±D/±λx decomposition ([AAS15], [Sch17]); none = underspecified (Indonesian ber- is ⟨none, none⟩, [BU22]).

                                                • selectsSpecifier : Option Bool

                                                  Does Voice select a syntactic specifier (DP)? some true = [+D], some false = [−D], none = underspecified.

                                                • extArgSemantics : Option ExternalArgSemantics

                                                  Does Voice introduce semantic agentivity/causation? none = underspecified.

                                                Instances For
                                                  def Minimalist.Voice.instDecidableEqParams.decEq (x✝ x✝¹ : Params) :
                                                  Decidable (x✝ = x✝¹)
                                                  Equations
                                                  • One or more equations did not get rendered due to their size.
                                                  Instances For
                                                    def Minimalist.Voice.instReprParams.repr :
                                                    ParamsStd.Format
                                                    Equations
                                                    • One or more equations did not get rendered due to their size.
                                                    Instances For

                                                      Map each named flavor to its cell in the ±D/±λx parameter space.

                                                      Flavor±D±λxExample
                                                      agentive+D+λx (arg)English active
                                                      causer+D+λx (arg)Psych causative
                                                      antipassive+D+λx (arg)Mayan antipassive
                                                      reflexive+D+λx (arg)Icelandic -st reflexive
                                                      reciprocal+D+λx (arg)Romance reciprocal se
                                                      experiencer+D+λx (arg)Icelandic subject-exp -st
                                                      nonThematic+D−λxRomance anticausative SE
                                                      expletive−D−λxEnglish dispositional middle
                                                      impersonal−D+∃xFinnish impersonal
                                                      passive+D−λxEnglish passive (by)

                                                      nonThematic and passive occupy the same cell [+D, −λx]; they differ in Case-checking (Head.checksCase), a property of the full Head, not of the parametric decomposition.

                                                      Equations
                                                      Instances For

                                                        The parametric decomposition of a Head, derived from its flavor.

                                                        Equations
                                                        Instances For

                                                          [D]-coherence: the PF [D] feature matches the flavor's specifier selection. All canonical heads satisfy it (canonical_heads_dCoherent); a head may diverge — e.g. a .nonThematic head without SE-type PF marking — and stating the divergence makes it explicit rather than a silent encoding choice.

                                                          Equations
                                                          Instances For

                                                            Semantic external-argument presence; none when underspecified. Broader than Head.AssignsTheta — impersonal's ∃-bound agent counts.

                                                            Equations
                                                            • One or more equations did not get rendered due to their size.
                                                            Instances For

                                                              Baseline phasehood in the parameter grid: a θ-marked specifier ([+D, +λx arg]) makes a phase ([Col05]/[Cho01]).

                                                              Equations
                                                              Instances For

                                                                Compatible iff agreeing on all specified dimensions.

                                                                Equations
                                                                • One or more equations did not get rendered due to their size.
                                                                Instances For

                                                                  Is this parameter setting fully specified?

                                                                  Equations
                                                                  Instances For

                                                                    Parametric bridge theorems #

                                                                    All named flavors produce fully specified params.

                                                                    Semantic external-argument presence per flavor: the θ-assigning flavors plus impersonal.

                                                                    defaultPhasal agrees with the parametric baseline everywhere except antipassive.

                                                                    The antipassive anomaly, machine-checked: antipassive occupies a phasal cell of the grid ([+D, +λx arg]) yet is non-phasal by default — phasehood tracks v* transitivity ([Cho01]), and antipassive detransitivizes (its alternation has derivedTransitive = some false), though reflexive and reciprocal show the residue is not fully derivable from the alternation either.

                                                                    Grid consistency: a flavor θ-marks its specifier iff its cell is [+λx arg].

                                                                    Compatibility is reflexive.

                                                                    theorem Minimalist.Voice.underspecified_compatible_with_all (f : Flavor) :
                                                                    have ber := { selectsSpecifier := none, extArgSemantics := none }; ber.isCompatibleWith f.toParams = true

                                                                    A fully underspecified Params is compatible with every named flavor — the key property for Indonesian ber- ([BU22]).

                                                                    Projection locus #

                                                                    The projection a non-active exponent (Romance se, Icelandic -st, Hebrew hit-) spells out: Voice_{D}, Voice_{∅} ([AAS15], [WM17]), or v itself ([Woo15] on Icelandic -ka). Complement of Params, which parameterizes the head's own settings.

                                                                    Instances For
                                                                      @[instance_reducible]
                                                                      Equations
                                                                      Equations
                                                                      • One or more equations did not get rendered due to their size.
                                                                      Instances For