Documentation

Studies.Cuervo2003

Cuervo (2003): Datives at Large #

This file formalizes the central claim of [Cue03]: dative arguments have structural meanings. A dative is licensed by an applicative head, and what it means is read off where that head merges in the event structure, the chain of [Cue03]'s flavors of v (Minimalist.LittleV); the site is Minimalist.ApplSite. Table (28) distinguishes three positions. Below every verbal head, the applicative takes the theme DP as its complement and relates the dative to an individual, as a recipient, a source or a possessor according to the verb and to pragmatics: the low applicative, the double object construction of Chapter 2. Between two heads, it takes the lower vP, a result state, as its complement and is itself the complement of the dynamic head above, so the dative participates in two events, external to the state and internal to the change or activity: the affected applicative of Chapter 3, the addition to Pylkkänen's typology. Above every head, it takes the whole vP and relates the dative to the event: the high applicative of Chapter 4, an experiencer over a state or a change and a benefactive or malefactive, the ethical dative, over an activity. Every cell of table (40) is a value of meaning.

Three restrictions turn the geometry into predictions. A low applicative needs the theme as the complement of the root, which it is in a simple structure whose root licenses an object, but not in a complex one, where the theme is the specifier of the lower vP, nor in a predicational state; so the double object construction is structurally incompatible with causatives and inchoatives (§3.1, §3.2.3), and Baker's gap, the absence of the construction with unaccusatives, reduces to simple verbs of change, with which Spanish has it (A Gabi le llegaron dos cartas). English lacks the affected applicative and every high one, and has the low applicative TO under activities alone, which is why its causatives, inchoatives and unaccusatives take no dative at all. A high applicative requires an animate dative, so an inanimate dative with an inchoative is affected and nothing else, while an animate one is ambiguous between the affected reading and the unintentional-responsibility reading of a high applicative over vGO (§4.2.3). And the Spanish high applicative over an activity is defective: it is spelled out by a clitic and projects no specifier, so an unergative takes a dative clitic and no dative DP (§4.3.2).

Main definitions #

Main results #

Implementation notes #

The merge site of the applicative and the three types of table (28) are the substrate's Minimalist.ApplSite, a cut of the little-v chain; the empty affected-under-state cell of table (40) is its ApplSite.not_affected_of_state. Dative case, clitic doubling and the movement of the dative to the subject position of unaccusatives (§2.0.5, §3.2.2.1) are not represented, nor are the sub-types of low applicative beyond the relation read, the resultatives and particles of §3.3, or the defective applicatives of other languages. The low relation is the verb's, as the paper takes it to be fixed by the verb's meaning and by pragmatics. Italian is left out, since the paper attests its double object construction with arrivare alone.

References #

Meanings (table (40)) #

The meanings a dative argument can have.

  • low (relation : Minimalist.LowRelation) : Meaning

    Related to the theme as a recipient, a source or a possessor.

  • affected : Meaning
  • experiencer : Meaning

    The experiencer of a state or of a change; over a change, also the person unintentionally responsible for it (§4.2.3).

  • ethical : Meaning

    The benefactive or malefactive of an activity, the ethical dative (§4.3.2).

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    def Cuervo2003.instDecidableEqMeaning.decEq (x✝ x✝¹ : Meaning) :
    Decidable (x✝ = x✝¹)
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      def Cuervo2003.instReprMeaning.repr :
      Meaning → ℕ → Std.Format
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        @[instance_reducible]
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        The meaning of a dative at a site, given the low relation the verb supplies: an individual related to the theme when low, affected when between two events, and over the whole event the experiencer of a state or change or the ethical dative of an activity.

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          Predicates #

          A verb in one of its uses: the entry, the frame of the use, its event structure, whether a stative root is predicational, with its argument in the specifier of vBE, and the relation a low applicative under it expresses.

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            The root licenses an object when the use has a nominal object, or when it is intransitive and the verb unaccusative, its sole argument the theme.

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              The theme is the complement of the root, where a low applicative can take it: the root licenses an object, the structure is simple, since the theme of a complex one is the specifier of the lower vP (§3.2.2.3), and the state is not predicational (§1.3.3).

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                mandar 'send', a directional activity: the low applicative TO, (29a).

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                  preparar 'fix', a verb of creation: the low applicative TO, (30).

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                    sacar 'take away', directional away: the low applicative FROM, (31).

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                      lavar 'wash', a non-directional activity: the low applicative AT, (32).

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                        admirar 'admire', a transitive state (fn. 4 of Chapter 1): the low applicative AT, (33).

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                          llegar 'arrive', a simple verb of movement: the low applicative TO, (34).

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                            salir 'come out', a simple verb of movement whose dative is the inalienable location of the theme, (54a).

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                              suceder 'happen', a simple verb of happening, (49).

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                                sobrar 'be extra', an existential state whose theme is the complement of the root, (38).

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                                  gustar 'appeal to', a predicational state whose theme is the specifier of vBE, (37).

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                                    romper 'break' as a causative, (35).

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                                      romperse 'break' as an inchoative, (36), (60).

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                                        abrir 'open' as a causative, (90a).

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                                          abrirse 'open' as an inchoative, (90b).

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                                            quemarse 'burn' as an inchoative, (55).

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                                              caminar 'walk', an unergative, (39a), (78).

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                                                correr 'run' as an unergative, (66).

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                                                  correr una carrera 'run a race', the transitive use, (67a).

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                                                    pass as a transitive activity, (85a').

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                                                      arrive, a simple verb of movement, (92b).

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                                                        Inventories of applicative heads #

                                                        A language's applicative heads and their restrictions.

                                                        • affected : Bool

                                                          Has the affected applicative; English does not (§3.2.3).

                                                        • high : Bool

                                                          Has high applicatives; English does not (§4.3).

                                                        • The low applicatives it has, by the relation read and the head the root combines with; English has the low applicative TO under activities alone (§3.2.3).

                                                        • ethicalSpecifier : Bool

                                                          The high applicative over an activity projects a specifier; the Spanish one is defective and spelled out by a clitic alone (§4.3.2).

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                                                          Spanish has every type, its ethical applicative defective.

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                                                            English has the low applicative TO under activities and nothing else.

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                                                              A dative argument as the applicative licenses it: its site, whether it is animate and whether it is a full DP rather than a clitic alone.

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                                                                def Cuervo2003.instDecidableEqDative.decEq (x✝ x✝¹ : Dative) :
                                                                Decidable (x✝ = x✝¹)
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                                                                  def Cuervo2003.instReprDative.repr :
                                                                  Dative → ℕ → Std.Format
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                                                                    The inventory i licenses the dative d with the predicate p: the site is a cut of the predicate's structure; a low applicative needs the theme as the root's complement and the head of the language for that relation and structure; an affected one needs the affected head; a high one needs a high head, an animate dative and, over an activity with a full DP, a specifier.

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                                                                      instance Cuervo2003.instDecidableLicenses (i : Inventory) (p : Predicate) (d : Dative) :
                                                                      Decidable (i.Licenses p d)
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                                                                      def Cuervo2003.meanings (i : Inventory) (p : Predicate) (animate fullDP : Bool) :
                                                                      List Meaning

                                                                      The meanings of a dative of the given animacy and form with p in the language i: those of its licensed sites.

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                                                                        The double object construction and Baker's gap (§3.1, §3.2.3) #

                                                                        No low applicative with a complex structure: the theme is the specifier of the lower vP.

                                                                        With a complex structure a dative is affected or high, so a language without the affected applicative has only high datives there.

                                                                        English takes no dative with a causative or an inchoative, lacking affected and high applicatives, (88), (89).

                                                                        Baker's gap: English takes no dative with a simple verb of change either, its low applicative being confined to activities, (92).

                                                                        theorem Cuervo2003.spanish_change_low :
                                                                        spanish.Licenses llegar { site := { above := [Minimalist.LittleV.vGO], below := [] }, animate := true, fullDP := true }

                                                                        Spanish has the double object construction with a simple verb of change, against Baker's generalization, (93a).

                                                                        The ethical dative (§4.3) #

                                                                        theorem Cuervo2003.unergative_clitic_only {p : Predicate} (hp : p.heads = [Minimalist.LittleV.vDO]) (ho : ¬p.RootLicensesObject) (d : Dative) :
                                                                        spanish.Licenses p d ↔ d = { site := { above := [], below := [Minimalist.LittleV.vDO] }, animate := true, fullDP := false }

                                                                        The only dative a Spanish unergative takes is an animate ethical clitic: without an object no low applicative, without two events no affected one, and the high applicative over an activity projects no specifier, (66), (74a), (78).

                                                                        theorem Cuervo2003.transitive_low_dp :
                                                                        spanish.Licenses correrTransitive { site := { above := [Minimalist.LittleV.vDO], below := [] }, animate := true, fullDP := true }

                                                                        With an object the same verb takes a low dative DP, (67a).

                                                                        Datives with inchoatives (§4.2.3) #

                                                                        An animate dative with an inchoative is affected, between the two events, or the experiencer unintentionally responsible for the change, above vGO; an inanimate one is affected alone, (55), (60).

                                                                        A dative with a causative is affected alone: the high applicative over an activity licenses no full DP, (35), (90a).

                                                                        The rows #

                                                                        The predicate of an example.

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                                                                          The inventory of an example's language.

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                                                                            The meaning an example reports for its dative.

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                                                                              def Cuervo2003.predicted (e : Datum) :
                                                                              Option (List Meaning)

                                                                              The meanings the model gives an example's dative.

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                                                                                theorem Cuervo2003.rows (e : Datum) :
                                                                                e ∈ Examples.all → ∃ ms ∈ predicted e, (Judgment.marginal ≤ e.judgment ↔ ms ≠ []) ∧ (∀ m ∈ meaning? e, m ∈ ms) ∧ ∀ j ∈ List.lookup "unintentional responsibility" e.readings, Judgment.marginal ≤ j ↔ Meaning.experiencer ∈ ms

                                                                                Every example is acceptable exactly when its dative has a licensed site, and the meaning the paper reports is among those licensed; where the paper reports an unintentional responsibility reading, it is the high applicative's experiencer reading.