Dalrymple and Kaplan, feature indeterminacy and feature resolution (2000) #
A syncretic form such as German was satisfies conflicting case requirements at once, and a coordinate noun phrase has a person or gender of its own computed from those of its conjuncts. Dalrymple and Kaplan represent both with set-valued features. An indeterminate value is the set of atomic values the form can realize and a contextual requirement is membership in it, so one value meets two requirements where equality against an atomic value, whether disjoined or left unspecified, cannot; a syncretic agreement form imposes an indeterminate requirement that distributes to the conjuncts of a coordinate subject. A resolving value is a set of markers, and the person or gender of a coordination is the union of its conjuncts' sets, the least set the subset annotations of the coordination rule allow. Resolving features are never indeterminate.
We prove that an indeterminate value is a syncretism class of a paradigm, read off the fragments
for was, kogo, set, kaufen and the Xhosa and Chichewa subject prefixes, that unification
of the two verbs' atomic requirements fails, and that underspecification, the universal set,
overgenerates. The marker set of a person value is its largest participant set, and union on
marker sets is the substrate's join of persons (markers_sup), so the Spanish, Slovak and Fula
judgments follow from the conjuncts' persons; two markers bound the persons at four, and the
intersection analysis of Sag, Gazdar, Wasow and Weisler is the complement dual, which loses
Fula's clusivity with their first person. For gender, union reproduces Corbett's resolution
rules on every coordination, not only on the paper's tables of pairs: Hindi's, Icelandic's
(Corbett1991.Icelandic.rules), and Slovene's (Corbett1991.Slovene.rules) once the
conjunction contributes a marker, which is where Slovene departs from same-gender congruence.
Main statements #
markers_sup: union on person marker sets is the join of persons.Icelandic.map_resolve: union of the marker sets (119) reproduces Corbett's Icelandic rules on every coordination.Slovene.map_resolve: with the conjunction's marker, union reproduces Corbett's Slovene rules.
Implementation notes #
- The syncretism class is the maximal indeterminate value a form can bear; §4.5 leaves it to the speaker's lexicon whether a form bears it or the disjunction of its singletons, and the file analyses the grammars that accept the paper's examples.
- The resolved value of a coordination
csiscs.toFinset.sup mark. That it is the minimal model of the subset annotations (93) isFinset.isLUB_sup, and the intersection dual of §6.5 isFinset.compl_sup. - Fula's first singular min has the exclusive's marker set (87), so it is the quadripartition's
firstExclusive; the first person unmarked for clusivity has{S,H}(91). - A union claim reads only which genders occur, as Corbett's rules do
(
Agreement.ResolutionRule.resolve_congr), so it is checked on the sublists of a language's genders. Icelandic's genders are three of the comparative labels the fragment uses; the marker assignment sends the other three to∅and the claims are restricted to the three.
TODO #
- The paper offers two accounts of Slovene and declines to choose; only the one on which the
conjunction contributes
Fis formalized, and on the other coordinated neuters are neuter and the neuter plural verb form is what is restricted.
References #
- M. Dalrymple and R. M. Kaplan, Feature indeterminacy and feature resolution (2000)
- A. Zaenen and L. Karttunen, Morphological non-distinctiveness and coordination (1984)
- G. K. Pullum and A. M. Zwicky, Phonological resolution of syntactic feature conflict (1986)
- A. Groos and H. van Riemsdijk, Matching effects in free relatives (1981)
- S. Dyła, Across-the-board dependencies and case in Polish (1984)
- E. Voeltz, Surface constraints and agreement resolution (1971)
- G. G. Corbett, Hierarchies, targets and controllers (1983)
- G. G. Corbett, Resolution rules: Agreement in person, number, and gender (1983)
- G. G. Corbett, Gender (1991)
- G. G. Corbett and A. D. Mtenje, Gender agreement in Chichewa (1987)
- I. A. Sag, G. Gazdar, T. Wasow and S. Weisler, Coordination and how to distinguish categories (1985)
- A. M. Zwicky, Hierarchies of person (1977)
- R. M. Kaplan and J. Bresnan, Lexical-functional grammar (1982)
- S. M. Shieber, An introduction to unification-based approaches to grammar (1986)
- R. Noyer, Features, positions, and affixes in autonomous morphological structure (1992)
The paper's judgment on e is the prediction P.
Equations
- DalrympleKaplan2000.AcceptableIff e P = (e.judgment = Judgment.acceptable ↔ P)
Instances For
A distributive requirement on a coordinate structure holds of each conjunct ((44), (73)).
Equations
- DalrympleKaplan2000.Distributes P s = ∀ f ∈ s, P f
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Indeterminacy: set values and membership (§§3–4) #
On the token bundle, the accusative and nominative requirements of the two verbs of (17) are not bounded above in the subsumption order, so Shieber's unification of them fails.
A flat slot as a set value, a determinate commitment its singleton and no commitment, the underspecification of (22), the universal set; subsumption becomes reverse inclusion, so the flat order is the determinate fragment of the set order.
Equations
- DalrympleKaplan2000.toIndet none = Finset.univ
- DalrympleKaplan2000.toIndet (some x_1) = {x_1}
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The case values of the German relative pronouns are the cells their forms realize, wer the nominative, wem the dative, was the nominative and the accusative ((26), (32)).
In the set order the two requirements do have a join, and it is the value of was, the
minimal model of ACC ∈ v and NOM ∈ v ((28)–(31), (36)).
Underspecification overgenerates where the set value does not, was admitting no dative or genitive context and the universal set admitting every one (§3.2).
was meets the accusative requirement of gegessen and the nominative one of übrig war ((28), (30)), and wem meets vertraust but not muss ((32), (33)).
Fronted kogo meets the accusative of lubi and the genitive of nienawidzi in both conjuncts ((40), (46)), and co does not ((41)).
The cells set realizes are the base with its present plural, the past and the past participle; the paper's VFORM value lists the two nonfinite ones, the past being a TENSE value ((50)).
will requires the base form and have the past participle of the shared verb; set realizes both cells ((49), (50)) and neither form of clarify does ((47), (48)).
The subject genders an indeterminate Xhosa verb such as zibomvu 'are red' agrees with are those whose plural class takes the prefix zi-, 7/8 and 9/10 ((54), (56)); the fragment's own account of zi- with non-human conjuncts is default agreement, a rival reading.
Distributed to the conjuncts, zibomvu's requirement is met by izandla (7/8) and iindlebe (9/10) ((54)–(56)), while a determinate class-6 or class-8 requirement is not met by both igqira (5/6) and isanuse (7/8) ((53)).
The Chichewa plural prefix a- serves genders 1/2 and 5/6, so a-kubvunda and a-li agree with ma-lalanje and ma-samba, with a-mphaka and a-galu, and with their mixture ((57)–(59)).
kaufen is the first and the third plural and kauft the second plural and the third singular, so the persons kaufen agrees with are 1 and 3 ((62)) and kauft imposes the correlated requirement of (65).
Right-node-raised kaufen is satisfied by first-plural wir and third-plural die Müllers ((61), (63)), and kauft by second-plural ihr and third-singular Franz ((64)), the correlated features distributing as one cell each.
Person resolution (§6) #
A person value as a set of markers, the paper's S and H the two discourse roles (§6.1).
Equations
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Two markers give exactly the four persons of the quadripartition, so no language resolves more than four (§6.3).
The marker set of a person value is the largest participant set it covers: the single set
of a quadripartition value (87), and the inclusive's {S,H} for the first person unmarked for
clusivity, which makes only the attested distinctions (91).
Equations
- DalrympleKaplan2000.markers p = p.participantSets.sup id
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The marker set of a coordination, the union of its conjuncts', is the marker set of the join of their persons.
The conjuncts of the paper's coordinations by person.
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- One or more equations did not get rendered due to their size.
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The agreement forms of the paper's coordinations by person.
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- One or more equations did not get rendered due to their size.
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The Spanish, Slovak and Fula coordinations take the agreement form whose constraining equation names the union of their conjuncts' marker sets ((71), (76), (81)–(86), (88), (92), (95)–(99)).
José y tú has {H}, which fails the constraining equation {S,H} of first-plural
hablamos ((95)–(98)).
On the tripartition the person hierarchy is the inclusion of marker sets, so union picks the most prominent conjunct, the hierarchy of Zwicky and Corbett (fn. 12) as a corollary of union.
The dual assignment, each marker set's complement, its markers read as absences ((102)).
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On the tripartition the dual is the assignment of Sag, Gazdar, Wasow and Weisler ((100)).
With their first person {} intersection cannot tell you and I from Bill and I, while
the dual of Fula's first singular can ((101) against (103)).
Gender resolution (§7) #
Gender markers; each language assigns its genders sets of them.
- masc : GenderMarker
- fem : GenderMarker
- neut : GenderMarker
Instances For
Equations
- DalrympleKaplan2000.instDecidableEqGenderMarker x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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A gender value as a set of markers.
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The Hindi genders.
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- DalrympleKaplan2000.Hindi.instDecidableEqValue x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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Corbett's Hindi rules (109): masculine if a conjunct is, feminine otherwise.
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- One or more equations did not get rendered due to their size.
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The marker assignment (111).
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Union of the marker sets reproduces Corbett's rules on every coordination ((112)).
A same-gender coordination keeps its gender ((105b), (110)).
The feminine set is nested in the masculine, so the mixed coordination is masculine and Hindi needs no third gender ((105c), (110)).
Icelandic's genders, three of the comparative labels.
Instances For
The marker assignment (119); the labels Icelandic lacks get none.
Equations
- DalrympleKaplan2000.Icelandic.markers Gender.masculine = {DalrympleKaplan2000.GenderMarker.masc}
- DalrympleKaplan2000.Icelandic.markers Gender.feminine = {DalrympleKaplan2000.GenderMarker.fem}
- DalrympleKaplan2000.Icelandic.markers Gender.neuter = {DalrympleKaplan2000.GenderMarker.masc, DalrympleKaplan2000.GenderMarker.fem}
- DalrympleKaplan2000.Icelandic.markers Gender.common = ∅
- DalrympleKaplan2000.Icelandic.markers Gender.animate = ∅
- DalrympleKaplan2000.Icelandic.markers Gender.inanimate = ∅
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Union of the marker sets reproduces Corbett's rules on every coordination of Icelandic genders ((120)).
A same-gender coordination keeps its gender ((105b), (118)).
Masculine and feminine are incomparable, so their union is neither and a third gender must carry it, the neuter's set ((105c), (119)).
The marker assignment (122).
Equations
- DalrympleKaplan2000.Slovene.markers Corbett1991.Slovene.Value.masc = {DalrympleKaplan2000.GenderMarker.fem, DalrympleKaplan2000.GenderMarker.neut}
- DalrympleKaplan2000.Slovene.markers Corbett1991.Slovene.Value.fem = {DalrympleKaplan2000.GenderMarker.fem}
- DalrympleKaplan2000.Slovene.markers Corbett1991.Slovene.Value.neut = {DalrympleKaplan2000.GenderMarker.neut}
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With the conjunction contributing the feminine marker (126), union of the marker sets reproduces Corbett's rules on every coordination ((127)).
Two neuters resolve masculine against the generalization (105b) ((123)), and the violation is the conjunction's marker: without it the neuters' union is the neuter's own set.
In the Hindi rows the predicate's gender is the one whose marker set is the union of the conjuncts' ((107), (108), (113)).
In the Icelandic rows, the boy and the girl, the man and the baby, the ewe and the lamb, the predicate is neuter, the union of the conjuncts' marker sets ((115)–(117)).
In the Slovene row the tree and the nest take the masculine, the union of the conjuncts' and the conjunction's marker sets ((123), (127)).
Resolving features are not indeterminate (§8) #
Hindi wah is masculine or feminine by a wide-scope disjunction of the two genders' marker sets ((140)); an indeterminate gender would instead be this set of sets, on which union does not resolve.
Equations
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One disjunct serves each single agreement ((141)) and no disjunct serves both constraining equations at once ((128)), the equations checking the whole set ((113)).