Documentation

Studies.Chierchia2006

Chierchia (2006): Broaden your views #

Chierchia treats every polarity-sensitive item as an existential that activates domain alternatives, Kadmon and Landman's domain widening. An enrichment operation factors the alternatives into meaning, and an implicature-freezing operator σ locks the result in place. The items differ in two respects, (94): the size of their alternatives, large subdomains (MAX) enriched by the even-like evenEnrich or every subdomain that stands a chance (MIN) enriched by the antiexhaustive oMinus, and whether σ presupposes proper strengthening. Pure negative-polarity items (mai, ever) are MAX; any is MIN with the plain σ; Italian qualsiasi is MIN with the presuppositional σ; the existential free-choice items (irgendein, uno N qualsiasi) add the uniqueness implicature of their indefinite morphology, after Kratzer and Shimoyama.

Main definitions #

Main results #

Implementation notes #

Propositions are sets of worlds, and "stronger relative to the common ground" in (50a) is entailment. A domain is a finite set of possible witnesses, the widened domain of (57b), so (61b)'s alternatives are those over its nonempty subdomains; large alternatives are taken to be the proper ones. As in (95), a formula is a function from domains to propositions. oMinus follows (108c) rather than (62): relating only alternatives over disjoint subdomains keeps the whole domain from being an antecedent, which the appendix requires to avoid (118). A scalar item's uniqueness implicature is added where it strengthens, by the selection of the strongest enriched meaning in (110), which yields the some_D of (91) under negation.

σ and the recursion of appendix A3 are not represented; a reading is a logical form placing σ among the environment's operators, as in (64)–(65), (91) and (93). The future and the imperative are treated as necessity modals and the generic as a positive context without an actuality condition, since the paper computes none of them beyond (55), (71) and §2. Subtrigging enters as a domain anchored to the actual individuals, (68c). A reading marked ?? or worse is predicted excluded and one marked at most ? available, so the dispreferences of (10e), (10g) and (93b) are not derived. Rows rescued by a covert modal, (4), (8a) and (89), or by intervention, (86)–(87), carry a device feature and are set aside.

TODO #

References #

The lexicon of polarity-sensitive items, (94) #

An item activates as alternatives either the large subdomains, (46), or every subdomain that stands a chance, (56) and (61b).

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      The implicature-freezing operator σ comes plain or strong; the strong one presupposes that the enrichment properly strengthens what it freezes, (72).

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        def Chierchia2006.instReprFreezer.repr :
        Freezer → ℕ → Std.Format
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          A polarity-sensitive item in (94) is fixed by the size of its domain alternatives, whether indefinite morphology adds scalar alternatives, (78), and the freezing operator it selects.

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            def Chierchia2006.instDecidableEqProfile.decEq (x✝ x✝¹ : Profile) :
            Decidable (x✝ = x✝¹)
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              def Chierchia2006.instReprProfile.repr :
              Profile → ℕ → Std.Format
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                The pure negative-polarity items mai, ever and alcuno are σ[D-MAX].

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                  Any is σ[D-MIN], a negative-polarity item under negation and a universal free-choice item elsewhere.

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                    The pure universal free-choice items qualsiasi and qualunque select the strong σ over MIN alternatives.

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                      German irgendein is σ[MIN, SCAL], an existential free-choice item with negative-polarity uses.

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                        Italian uno N qualsiasi selects the strong σ over MIN alternatives and carries scalar alternatives.

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                          Even-like enrichment of large alternatives, §4 #

                          def Chierchia2006.evenEnrich {W : Type u_1} (C : Set (Set W)) (p : Set W) :
                          Set W

                          Even-like enrichment E, (50a) and (108b), keeps the prejacent where it is at least as strong as every alternative.

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                            theorem Chierchia2006.evenEnrich_subset {W : Type u_1} (C : Set (Set W)) (p : Set W) :
                            evenEnrich C p ⊆ p
                            theorem Chierchia2006.evenEnrich_eq_or_eq_empty {W : Type u_1} (C : Set (Set W)) (p : Set W) :
                            evenEnrich C p = p ∨ evenEnrich C p = ∅

                            The even-like implicature is a condition on the alternatives, not on the world: enrichment is vacuous or a contradiction.

                            theorem Chierchia2006.evenEnrich_eq_empty_of_not_subset {W : Type u_1} {C : Set (Set W)} {p q : Set W} (hq : q ∈ C) (h : ¬p ⊆ q) :
                            evenEnrich C p = ∅

                            An alternative the prejacent does not entail makes even-like enrichment a contradiction.

                            theorem Chierchia2006.evenEnrich_disj_eq_empty {W : Type u_1} {E : Type u_2} {D S : Finset E} {P : E → Set W} {C : Set (Set W)} (hS : ⋃ x ∈ S, P x ∈ C) {a : E} {w : W} (ha : a ∈ D) (hPa : w ∈ P a) (hSw : ∀ x ∈ S, w ∉ P x) :
                            evenEnrich C (⋃ x ∈ D, P x) = ∅

                            A pure negative-polarity item at its existential is deviant, (47)–(48): a world where some member of the domain is a witness but no member of the subdomain S is shows that the statement does not entail the alternative over S, so even-like enrichment is a contradiction.

                            theorem Chierchia2006.evenEnrich_image_antitone_eq {W : Type u_1} {C : Set W → Set W} (hC : Antitone C) {A : Set (Set W)} {p : Set W} (hA : ∀ q ∈ A, q ⊆ p) :
                            evenEnrich (C '' A) (C p) = C p

                            Under an antitone embedding, alternatives that each entail the prejacent are entailed by the embedded prejacent, so even-like enrichment is vacuous: domain widening comes to fruition in a downward-entailing context, (49) and (53).

                            theorem Chierchia2006.eq_empty_of_evenEnrich_ssubset {W : Type u_1} {C : Set (Set W)} {p : Set W} (h : evenEnrich C p ⊂ p) :
                            evenEnrich C p = ∅

                            An item triggering the even-like implicature can meet the presupposition of the strong σ only by a contradiction, so pure negative-polarity items select the plain σ, footnote 33.

                            Existential free-choice items, §6 and appendix A4 #

                            def Chierchia2006.exactlyOne {W : Type u_1} {E : Type u_2} (P : E → Set W) (S : Finset E) :
                            Set W

                            The exhaustified indefinite exactlyOne P S of (81b) holds where exactly one member of S is a witness.

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                              def Chierchia2006.atLeastTwo {W : Type u_1} {E : Type u_2} (P : E → Set W) (S : Finset E) :
                              Set W

                              atLeastTwo P S holds where two members of S are witnesses, the next row of the scale in (79c).

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                                theorem Chierchia2006.exh_atLeastTwo_eq_exactlyOne {W : Type u_1} {E : Type u_2} (P : E → Set W) {S : Finset E} (h : ¬⋃ x ∈ S, P x ⊆ atLeastTwo P S) :
                                Exhaustification.exh {atLeastTwo P S} (⋃ x ∈ S, P x) = exactlyOne P S

                                Exhaustifying the existential against its scalar alternative yields the exhaustified indefinite, (81a)–(81b), provided some world has a witness but not two.

                                theorem Chierchia2006.oMinus_exactlyOne_eq_empty {W : Type u_1} {E : Type u_2} (P : E → Set W) {D : Finset E} (hD : 1 < D.card) :

                                With two possible witnesses the uniqueness and free-choice implicatures clash, (82). The unique witness of the domain is the unique witness of its singleton, which forces every other singleton to have a witness too, so an existential free-choice item in an episodic sentence is contradictory.

                                theorem Chierchia2006.notMem_core_exactlyOne {W : Type u_1} {E : Type u_2} (P : E → Set W) {D S : Finset E} {R : SetRel W W} {w : W} (hw : w ∈ R.dom) (h : w ∈ Exhaustification.oMinus (fun (S : Finset E) => R.core (exactlyOne P S)) D) (hS : S ⊂ D) (hS' : S.Nonempty) :
                                w ∉ R.core (exactlyOne P S)

                                Under a necessity modal the uniqueness and free-choice implicatures together rule out any proper subdomain being necessary, (117c): a necessary subdomain would make its complement necessary too, and an accessible world would have two witnesses.

                                theorem Chierchia2006.oMinus_core_exactlyOne_subset {W : Type u_1} {E : Type u_2} (P : E → Set W) {D : Finset E} {R : SetRel W W} (hD : 1 < D.card) :
                                Exhaustification.oMinus (fun (S : Finset E) => R.core (exactlyOne P S)) D ∩ R.dom ⊆ ⋂ a ∈ D, R.preimage (P a)

                                Under a necessity modal every member of a domain with two members is a witness in some accessible world, the free choice of (117d) and (93d).

                                theorem Chierchia2006.card_le_one_of_forall_mem_core_exactlyOne {W : Type u_1} {E : Type u_2} (P : E → Set W) {D : Finset E} {R : SetRel W W} {w : W} (hw : w ∈ R.dom) (h : ∀ T ⊆ D, T.Nonempty → w ∈ R.core (exactlyOne P T)) :
                                D.card ≤ 1

                                If every nonempty subdomain is necessarily witnessed by exactly one member, the domain has at most one member, which is why the whole domain must not be an antecedent, (118).

                                def Chierchia2006.accessible :
                                SetRel (Fin 3) (Fin 3)

                                In the model of (85) the evaluation world 0 accesses the two other worlds.

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                                  def Chierchia2006.married (d : Fin 2) :
                                  Set (Fin 3)

                                  Doctor d is married exactly in world d + 1, the distribution of (85).

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                                    theorem Chierchia2006.zero_mem_oMinus_preimage_exactlyOne_married :
                                    0 ∈ Exhaustification.oMinus (fun (S : Finset (Fin 2)) => accessible.preimage (exactlyOne married S)) Finset.univ

                                    Two doctors, each married in one accessible world, satisfy the enriched statement under a possibility modal, the rescue of (84)–(85).

                                    theorem Chierchia2006.zero_mem_oMinus_core_exactlyOne_married :
                                    0 ∈ Exhaustification.oMinus (fun (S : Finset (Fin 2)) => accessible.core (exactlyOne married S)) Finset.univ

                                    The same distribution satisfies the enriched statement under a necessity modal, (115)–(117): no single doctor is necessary, so the free-choice implicature holds vacuously.

                                    theorem Chierchia2006.not_forall_zero_mem_core_exactlyOne_married :
                                    ¬∀ T ⊆ Finset.univ, T.Nonempty → 0 ∈ accessible.core (exactlyOne married T)

                                    On the same model, asserting every alternative under the necessity modal fails, (118).

                                    The distribution of the items, (94) #

                                    def Chierchia2006.Freezer.Admits {W : Type u_1} :
                                    Freezer → Set W → Set W → Prop

                                    The plain σ admits every enrichment, and the strong σ one that properly strengthens the statement it freezes, (72).

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                                      theorem Chierchia2006.Freezer.admits_of_strong {W : Type u_1} (f : Freezer) {s q : Set W} (h : strong.Admits s q) :
                                      f.Admits s q
                                      def Chierchia2006.DomainAlternatives.enrich {W : Type u_1} {E : Type u_2} :
                                      DomainAlternatives → (Finset E → Set W) → Finset E → Set W

                                      Large alternatives trigger even-like enrichment, (108b), and alternatives that stand a chance trigger antiexhaustive enrichment, (108c).

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                                        theorem Chierchia2006.exactlyOne_subset_biUnion {W : Type u_1} {E : Type u_2} {P : E → Set W} (S : Finset E) :
                                        exactlyOne P S ⊆ ⋃ x ∈ S, P x
                                        noncomputable def Chierchia2006.Profile.statement {W : Type u_1} {E : Type u_2} (p : Profile) (C : Set W → Set W) (P : E → Set W) :
                                        Finset E → Set W

                                        Under the operator C an item says that some member of the domain is a witness, and a scalar item adds the uniqueness implicature, (81b), where that makes its statement under C stronger, since (110) selects the strongest enriched meaning.

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                                          theorem Chierchia2006.Profile.statement_of_scalar {W : Type u_1} {E : Type u_2} {p : Profile} {P : E → Set W} {C : Set W → Set W} (hs : p.scalar = true) (hC : Monotone C) :
                                          theorem Chierchia2006.Profile.statement_of_not_scalar {W : Type u_1} {E : Type u_2} {p : Profile} {P : E → Set W} {C : Set W → Set W} (hs : p.scalar = false) :
                                          p.statement C P = fun (S : Finset E) => ⋃ x ∈ S, P x
                                          theorem Chierchia2006.Profile.statement_antitone {W : Type u_1} {E : Type u_2} {p : Profile} {P : E → Set W} {C : Set W → Set W} (hC : Antitone C) (S : Finset E) :
                                          C (p.statement C P S) = C (⋃ x ∈ S, P x)

                                          Under an antitone operator a scalar item's statement is the plain existential, the some_D of (91).

                                          inductive Chierchia2006.LF (W : Type u_3) :
                                          Type u_3

                                          A logical form places σ among the operators of an item's environment. freeze outer inner freezes the implicature between the operator outer above σ and inner below it, and scopedOut C freezes it over the item scoped out of C, (74b).

                                          • freeze {W : Type u_3} (outer inner : Set W → Set W) : LF W
                                          • scopedOut {W : Type u_3} (C : Set W → Set W) : LF W
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                                            noncomputable def Chierchia2006.Profile.prejacent {W : Type u_1} {E : Type u_2} (p : Profile) (P : E → Set W) :
                                            LF W → Finset E → Set W

                                            p.prejacent P lf is the proposition σ freezes in lf, as a function of the domain.

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                                              theorem Chierchia2006.Profile.prejacent_freeze {W : Type u_1} {E : Type u_2} {p : Profile} {P : E → Set W} (outer inner : Set W → Set W) :
                                              p.prejacent P (LF.freeze outer inner) = fun (S : Finset E) => inner (p.statement inner P S)
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                                              theorem Chierchia2006.Profile.prejacent_scopedOut {W : Type u_1} {E : Type u_2} {p : Profile} {P : E → Set W} (C : Set W → Set W) :
                                              p.prejacent P (LF.scopedOut C) = p.statement id fun (a : E) => C (P a)
                                              noncomputable def Chierchia2006.Profile.frozen {W : Type u_1} {E : Type u_2} (p : Profile) (P : E → Set W) (D : Finset E) (lf : LF W) :
                                              Set W

                                              σ's output enriches the prejacent with the item's domain alternatives.

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                                                noncomputable def Chierchia2006.Profile.sentence {W : Type u_1} {E : Type u_2} (p : Profile) (P : E → Set W) (D : Finset E) :
                                                LF W → Set W

                                                The sentence applies the operator above σ to its output.

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                                                  def Chierchia2006.Profile.Felicitous {W : Type u_1} {E : Type u_2} (p : Profile) (P : E → Set W) (D : Finset E) (lf : LF W) :

                                                  A logical form is felicitous when σ admits its output and the sentence is consistent.

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                                                    theorem Chierchia2006.not_felicitous_freeze_of_antitone {W : Type u_1} {E : Type u_2} {p : Profile} {P : E → Set W} {D : Finset E} {outer inner : Set W → Set W} (hmin : p.alternatives = DomainAlternatives.min) (hstrong : p.freezer = Freezer.strong) (hC : Antitone inner) :
                                                    ¬p.Felicitous P D (LF.freeze outer inner)

                                                    Under an antitone operator below σ the enrichment is vacuous, so the strong σ cannot freeze there: no negative-polarity construal for qualunque or uno N qualsiasi, (70)–(72), (90b).

                                                    theorem Chierchia2006.not_felicitous_freeze_id_of_scalar {W : Type u_1} {E : Type u_2} {p : Profile} {P : E → Set W} {D : Finset E} {outer : Set W → Set W} (hmin : p.alternatives = DomainAlternatives.min) (hs : p.scalar = true) (hD : 1 < D.card) (hout : outer ∅ = ∅) :
                                                    ¬p.Felicitous P D (LF.freeze outer id)

                                                    σ frozen directly over a scalar item's statement yields the clash of (82), which stays a contradiction under any operator that preserves it: no universal reading for irgendwas under könnte, footnote 42.

                                                    theorem Chierchia2006.not_felicitous_freeze_id_id_of_isActualist {W : Type u_1} {E : Type u_2} {p : Profile} {P : E → Set W} {D : Finset E} {actual : W → Set E} (hmin : p.alternatives = DomainAlternatives.min) (hs : p.scalar = false) (hP : Exhaustification.IsActualist actual P) (hD : D.Nonempty) (hwide : ∀ (w : W), ∃ a ∈ D, a ∉ actual w) :
                                                    ¬p.Felicitous P D (LF.freeze id id)

                                                    In an episodic sentence with an actualist scope and a widened domain the universal reading of a non-scalar item is never true, (67).

                                                    structure Chierchia2006.Model (W : Type u_3) (E : Type u_4) :
                                                    Type (max u_3 u_4)

                                                    A model of an item's context supplies an accessibility relation, the scope, the domain of possible witnesses, and the individuals that exist at each world.

                                                    • R : SetRel W W
                                                    • P : E → Set W
                                                    • D : Finset E
                                                    • actual : W → Set E
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                                                      The paper distinguishes universal and existential readings, (10) and (93), and the rhetorical and negative-polarity construals under negation, (64)–(65).

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                                                        def Chierchia2006.instReprReading.repr :
                                                        Reading → ℕ → Std.Format
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                                                          An environment is the context an item occurs in in one of the paper's examples.

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                                                              def Chierchia2006.Environment.lfs {W : Type u_1} {E : Type u_2} (m : Model W E) :
                                                              Environment → Reading → List (LF W)

                                                              env.lfs m r lists the logical forms that yield the reading r. Negation over σ is the rhetorical reading, (64b), (69b), (91a), and σ over negation the negative-polarity one, (65a), (70a), (91c), as is σ over an item scoped out of negation, (75b). A modal over σ gives the universal reading, (93a), and σ over the modal the existential one, (84a), (93c). In a positive context σ gives the universal, (63) and (71).

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                                                                def Chierchia2006.Environment.Admissible {W : Type u_1} {E : Type u_2} (m : Model W E) :

                                                                A model is admissible for an environment when it meets the paper's standing assumptions: two possible witnesses, (82); a serial accessibility relation under a modal; and in an episodic sentence an actualist scope over a domain widened beyond the actual individuals, (67b), unless subtrigging anchors it to them, (68c).

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                                                                  A reading is available to an item when some admissible model makes one of its logical forms felicitous.

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                                                                    A reading is excluded for an item when no admissible model makes any of its logical forms felicitous.

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                                                                      Models of the available readings #

                                                                      def Chierchia2006.modalModel :
                                                                      Model (Fin 7) (Fin 2)

                                                                      modalModel is a serial frame for the modal environments. From world 0 the two doctors are married in different accessible worlds, the distribution of (85); world 3 sees only a world where doctor 0 is married, world 5 only world 4, where both are, and world 6 only itself, where neither is.

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                                                                        widenedModel is an episodic model with a widened domain: doctor 1 exists at no world, and doctor 0 is a witness at world true only.

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                                                                        • Chierchia2006.widenedModel = { R := ∅, P := fun (d : Fin 2) => {w : Bool | d = 0 ∧ w = true}, D := Finset.univ, actual := fun (x : Bool) => {0} }
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                                                                          def Chierchia2006.anchoredModel :
                                                                          Model (Fin 3) (Fin 2)

                                                                          anchoredModel is an episodic model anchored by subtrigging: both doctors exist at every world, both are witnesses at world 0, only doctor 0 at world 1, and neither at world 2.

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                                                                          • Chierchia2006.anchoredModel = { R := ∅, P := fun (d : Fin 2) => {w : Fin 3 | (d, w) ∈ {(0, 0), (0, 1), (1, 0)}}, D := Finset.univ, actual := fun (x : Fin 3) => Set.univ }
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                                                                            theorem Chierchia2006.Profile.statement_id {W : Type u_3} {E : Type u_4} {p : Profile} {P : E → Set W} (hs : p.scalar = true) :
                                                                            theorem Chierchia2006.Profile.statement_core {W : Type u_3} {E : Type u_4} {p : Profile} {P : E → Set W} {R : SetRel W W} (hs : p.scalar = true) :
                                                                            p.statement R.core P = exactlyOne P
                                                                            theorem Chierchia2006.Profile.statement_preimage {W : Type u_3} {E : Type u_4} {p : Profile} {P : E → Set W} {R : SetRel W W} (hs : p.scalar = true) :
                                                                            p.statement R.preimage P = exactlyOne P
                                                                            theorem Chierchia2006.Profile.compl_statement_compl {W : Type u_3} {E : Type u_4} {p : Profile} {P : E → Set W} (S : Finset E) :
                                                                            (p.statement (fun (x : Set W) => xᶜ) P S)ᶜ = (⋃ x ∈ S, P x)ᶜ
                                                                            theorem Chierchia2006.Profile.compl_core_statement {W : Type u_3} {E : Type u_4} {p : Profile} {P : E → Set W} {R : SetRel W W} (S : Finset E) :
                                                                            (R.core (p.statement (fun (q : Set W) => (R.core q)ᶜ) P S))ᶜ = (R.core (⋃ x ∈ S, P x))ᶜ
                                                                            theorem Chierchia2006.Profile.felicitous_freeze {W : Type u_3} {E : Type u_4} {p : Profile} {P : E → Set W} {D : Finset E} {outer inner : Set W → Set W} {v w : W} (hmin : p.alternatives = DomainAlternatives.min) (hv : v ∈ inner (p.statement inner P D)) (hv' : v ∉ Exhaustification.oMinus (fun (S : Finset E) => inner (p.statement inner P S)) D) (hw : w ∈ outer (Exhaustification.oMinus (fun (S : Finset E) => inner (p.statement inner P S)) D)) :
                                                                            p.Felicitous P D (LF.freeze outer inner)

                                                                            A logical form freeze outer inner is felicitous for any freezer once σ's output properly strengthens its input at one world and the sentence holds at another.

                                                                            theorem Chierchia2006.Profile.felicitous_scopedOut {W : Type u_3} {E : Type u_4} {p : Profile} {P : E → Set W} {D : Finset E} {C : Set W → Set W} {v w : W} (hmin : p.alternatives = DomainAlternatives.min) (hv : v ∈ p.statement id (fun (a : E) => C (P a)) D) (hv' : v ∉ Exhaustification.oMinus (p.statement id fun (a : E) => C (P a)) D) (hw : w ∈ Exhaustification.oMinus (p.statement id fun (a : E) => C (P a)) D) :

                                                                            A logical form scopedOut C is felicitous for any freezer under the same two conditions.

                                                                            The rows #

                                                                            judgedReadings parses each judged reading of a row that needs no covert device into the item's profile, the environment, the reading and its judgment.

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                                                                              judgedSentences parses each row that needs no covert device and judges the sentence as a whole.

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                                                                                theorem Chierchia2006.judgedReadings_predicted (x : Profile × Environment × Reading × Judgment) :
                                                                                x ∈ judgedReadings → (x.2.2.2 ≤ Judgment.questionable → Excluded x.1 x.2.1 x.2.2.1) ∧ (Judgment.marginal ≤ x.2.2.2 → Available x.1 x.2.1 x.2.2.1)

                                                                                Every judged reading is predicted: a reading the paper marks ?? or worse is excluded, and one it marks at most ? is available.

                                                                                theorem Chierchia2006.judgedSentences_predicted (x : Profile × Environment × Judgment) :
                                                                                x ∈ judgedSentences → (x.2.2 ≤ Judgment.questionable → ∀ (r : Reading), Excluded x.1 x.2.1 r) ∧ (Judgment.marginal ≤ x.2.2 → ∃ (r : Reading), Available x.1 x.2.1 r)

                                                                                Every sentence judged as a whole is predicted: one the paper marks ?? or worse has every reading excluded, and one it marks at most ? has a reading available.

                                                                                theorem Chierchia2006.covertModal_available (e : Datum) :
                                                                                e ∈ Examples.all → e.feature? "device" = some "covertModal" → ∀ p ∈ (e.feature? "item").bind Profile.ofKey, Available p Environment.necessity Reading.existential

                                                                                Under a necessity modal the existential reading is available to the items of the rows the paper rescues with a covert epistemic modal, (4), (8a) and (89).

                                                                                Double duty on the implicational map #

                                                                                Roughly half of the languages in [Has97]'s survey use one series for negative polarity and free choice, English among them: the any-series covers direct negation and free choice.

                                                                                The other half separate the two, as Romance does: no Italian series covering direct negation covers free choice, and the free-choice series -unque covers no negation function.