Two-feature decomposition of information structure #
Kratzer & Selkirk's privative-feature analysis: information structure
decomposes into [FoC] (introduces alternatives) and [G] (presupposes
discourse salience), with no separate feature for newness.
Main definitions #
ISFeature:FoCandGconstructors.applyFoC,applyG: feature contributions to anAltMeaning.isGiven,isAGiven: K&S givenness and Schwarzschild A-givenness on alternative sets.Contrast,ContrastOperator: contrast representation and the K&S ~ operator that collapses alternatives.onlySemantics: the K&S analysis of only.FoCSpellout,GSpellout,englishSpelloutRanking: prosodic spellout machinery.SOFDatum,ProsodicTripleDatum: second-occurrence-focus data.PressureForG,PressureForFoC: pragmatic pressures.
Main results #
foc_g_exclusion:[FoC]and[G]cannot both hold of a single meaning under a non-trivial domain.givenness_entails_aGivenness: K&S givenness implies Schwarzschild A-givenness; the converse is refuted.
References #
The two privative morphosyntactic features of [KS20].
[FoC] and [G] are genuinely syntactic features: crosslinguistically they trigger displacement, agreement, and ellipsis (§2). They happen to be spelled out prosodically in Standard American and British English, but this is not their defining property.
- FoC : ISFeature
FoCus: introduces alternatives, signals contrast. Resembles [wh] — comes with obligatory ~ operator.
- G : ISFeature
Givenness: presupposes discourse salience, signals match. Contributes meaning directly (no operator needed).
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- KratzerSelkirk2020.instDecidableEqISFeature x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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Newness is NOT a grammatical feature. New material is simply unmarked — no [FoC], no [G].
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- KratzerSelkirk2020.isNew hasFoC hasG = (!hasFoC && !hasG)
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Contribution of [FoC] #
[FoC] does NOT change the O-value. Its A-value is the full domain D_τ (all possible entities of the relevant semantic type). This is standard Roothian focus semantics.
⟦[α]{FoC}⟧{O,C} = ⟦α⟧{O,C} ⟦[α]{FoC}⟧_{A,C} = D_τ
Apply [FoC] to a meaning: O-value unchanged, A-value becomes full domain. K&S (45): The A-value of [α]_{FoC} is D_τ.
Equations
- KratzerSelkirk2020.applyFoC m domain = { oValue := m.oValue, aValue := domain }
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[FoC] preserves O-value. K&S (45) first clause.
Contribution of [G] #
[G] introduces a Givenness requirement: the expression must match a salient discourse referent. Technically:
⟦[α]{G_a}⟧{O,C} is defined iff a is a discourse referent in C, and α is Given with respect to a. If defined, ⟦[α]{G_a}⟧{O,C} = ⟦α⟧{O,C} ⟦[α]{G_a}⟧{A,C} = ⟦α⟧{A,C}
[G] contributes purely use-conditional / expressive meaning (like discourse particles German "ja", "doch"). It places a condition on the discourse context, not on truth conditions.
An expression α is Given with respect to discourse referent a iff its A-value is {a} (a singleton containing just the referent).
K&S (46): α is Given w.r.t. a in C iff ⟦α⟧_{A,C} = {a}.
Intuitively: the alternatives set has collapsed to a single salient entity, meaning there's nothing to contrast — the content is already "in the air".
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- KratzerSelkirk2020.isGiven [a] referent = (a = referent)
- KratzerSelkirk2020.isGiven aValue referent = False
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- KratzerSelkirk2020.instDecidableIsGiven [a] referent = inferInstance
- KratzerSelkirk2020.instDecidableIsGiven [] referent = inferInstance
- KratzerSelkirk2020.instDecidableIsGiven (head :: head_1 :: tail) referent = inferInstance
Apply [G] to a meaning: both values unchanged, but adds a definedness condition (the expression must be Given w.r.t. some discourse referent).
Unlike [FoC], [G] does NOT change the A-value. Its contribution is purely a presupposition on the discourse context.
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[G] preserves O-value. K&S (47): if defined, O-value unchanged.
[G] preserves A-value. K&S (47): A-value unchanged.
Mutual exclusivity of [FoC] and [G] #
A single constituent CANNOT bear both [FoC] and [G]. The proof follows from the A-value conditions:
- [FoC] requires A-value = D_τ (the full domain, maximally large)
- [G] requires A-value = {a} (a singleton) No semantic domain is both maximal and a singleton (assuming |D_τ| > 1).
[FoC] and [G] are mutually exclusive: no constituent can satisfy both the [FoC] A-value condition (full domain) and the [G] A-value condition (singleton) simultaneously, when the domain has more than one element.
Stated in K&S §8 prose immediately preceding (58): "It follows that no constituents can be both [G]-marked and [FoC]-marked." Distinct from (58) itself, which states the [G]-can-contain-[FoC]-only-with-consumption consequence.
Both features are use-conditional #
Neither [FoC] nor [G] changes the truth-conditional (at-issue) content of the expression it attaches to. Both contribute use-conditional / expressive meaning.
This grounds K&S's features in Potts' two-dimensional semantics, already
formalized in Expressives/Basic.lean.
[FoC] is use-conditional: at-issue content is unchanged. Grounded in TwoDimProp from Expressives/Basic.lean.
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- KratzerSelkirk2020.focAsTwoDim atIssue contrastPresup = Pragmatics.Expressives.TwoDimProp.withCI atIssue contrastPresup
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[G] is use-conditional: at-issue content is unchanged. [G] resembles discourse particles (German "ja", "doch") — it places a condition on context salience without affecting truth conditions.
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- KratzerSelkirk2020.gAsTwoDim atIssue givennessPresup = Pragmatics.Expressives.TwoDimProp.withCI atIssue givennessPresup
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[FoC] does not change at-issue content (grounding theorem).
Both features project their use-conditional content through negation, just like conventional implicatures.
"It's not the case that [ELIZA]_{FoC} mailed the caramels" still contrasts Eliza with alternatives.
Contrast representation #
An expression α represents a contrast with discourse referent a iff: (i) a ∈ ⟦α⟧{A,C} — the referent is among the alternatives (ii) a ≠ ⟦α⟧{O,C} — the referent differs from the actual value (iii) There is no FoC/G-variant β of α with ⟦β⟧{A,C} ⊂ ⟦α⟧{A,C} and a ∈ ⟦β⟧_{A,C} — no smaller alternatives set also captures a
Condition (iii) prevents over-FoCusing.
Conditions (i) and (ii) of Contrast (K&S 49). Condition (iii) — the minimality condition — is structural and requires checking FoC/G-variants, which we leave to the prosodic spellout layer.
- aValue : List α
The expression's A-value (alternatives)
- oValue : α
The expression's O-value (ordinary denotation)
- referent : α
The contrasting discourse referent
(i): referent is among the alternatives
(ii): referent differs from the O-value
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The ~ operator #
[FoC]-marked constituents must be c-commanded by a operator.
The operator:
- Takes a set of discourse referents 𝔠 as its contextual variable
- Requires α to represent a contrast with each member of 𝔠
- Stops the propagation of alternatives (consumes them)
- Contributes expressive meaning: the contrast is signaled
Unlike Rooth's original (which allows questions as antecedents),
K&S's always signals contrast. Questions do NOT have a special
direct relation to FoCus.
The ~ operator (K&S version, allowing multiple antecedents).
K&S (54): ⟦~𝔠 α⟧{O,C} is defined iff 𝔠 is a set of discourse referents in C, and α represents a contrast with each member of 𝔠.
If defined, ⟦𝔠 α⟧{O,C} = ⟦α⟧_{O,C}
A-values: ⟦𝔠 α⟧{A,C} = {⟦α⟧_{O,C}} (singleton — alternatives consumed).
- meaning : Alternatives.AltMeaning α
The expression's meaning
- antecedents : List α
The contrasting discourse referent(s)
- antecedents_in_alts (a : α) : a ∈ self.antecedents → a ∈ self.meaning.aValue
Each antecedent is in the alternatives
- antecedents_ne_oValue (a : α) : a ∈ self.antecedents → a ≠ self.meaning.oValue
Each antecedent differs from the O-value
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The ~ operator consumes alternatives: result A-value is singleton.
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~ preserves O-value.
~ collapses A-value to singleton.
Semantics of only #
Their (55b) is the Roothian strong theory verbatim: association with only is indirect, mediated by two occurrences of the contextual variable ℭ — one on only, one on the ~ operator that comes with [FoC].
Semantics of only with explicit contrast set (their (56)):
λp λw. ∀q ((q ∈ ℭ ∧ q(w)) → q = p) — the strong-theory
Semantics.Focus.onlyVia at the list-supplied contrast set, so the
onlyVia lemmas (antitonicity, squiggle-resolved exclusion) apply.
Equations
- KratzerSelkirk2020.onlySemantics contrastSet prejacent = Semantics.Focus.onlyVia {q : Set W | q ∈ contrastSet} prejacent
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[G] containing [FoC] requires alternatives consumption #
A constituent α containing [FoC]-marked β can be [G]-marked only if α also contains an operator that consumes the alternatives generated by β.
Proof: For α to be [G], its A-value must be a singleton {a}. But [FoC] on β would make α's A-value non-singleton (alternatives propagate upward) UNLESS some operator inside α (like ~ or only) has consumed them.
This explains Second Occurrence Focus: in "the fáculty only quote [the faculty]_{FoC}", the second "the faculty" is [FoC]-marked but sits inside a [G]-marked VP. This is possible because only + ~ consume the alternatives before they reach the VP level.
After ~ consumption, the result A-value is a singleton, which is the precondition for [G]-marking.
The ~-consumed result is Given with respect to the ordinary value —
the AltMeaning.Given form of consumed_alts_enable_g (their (46)).
Prosodic spellout #
In Standard American and British English, [FoC] and [G] are spelled out prosodically at the syntax-phonology interface (MSO → PI mapping).
The architecture has three levels:
- MSO: Morphosyntactic Output (syntactic structure with [FoC]/[G])
- PI: Phonological Input (prosodic constituency)
- PO: Phonological Output (tones, prominence)
Match constraints (MatchWord, MatchPhrase, MatchClause) generate prosodic constituency in PI from syntactic constituency in MSO. Then spellout constraints map [FoC] and [G] to prosodic properties.
Spellout of [FoC]: maps to head at a prosodic level. K&S (34, 43): [FoC] = {ω, φ, ι}-Level-Head.
A [FoC]-marked constituent in MSO is spelled out as a head at the corresponding prosodic level in PI. Being a head in a chain ending at ι means being the MOST PROMINENT constituent in the sentence.
- ω_level_head : FoCSpellout
[FoC] = ω-Level-Head: head of prosodic word
- φ_level_head : FoCSpellout
[FoC] = φ-Level-Head: head of phonological phrase
- ι_level_head : FoCSpellout
[FoC] = ι-Level-Head: head of intonational phrase (highest prominence)
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- KratzerSelkirk2020.instDecidableEqFoCSpellout x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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Spellout of [G]: removes φ constituency (dephrasing). K&S (38): [G] = No-φ.
A [G]-marked constituent in MSO corresponds to a prosodic constituent in PI that is NOT a φ and contains no φ. The phonological consequences:
- No obligatory H accent tone (which requires φ-head status)
- No L edge tone (which requires φ-final position)
This replaces the traditional "destressing" analysis with a structural one.
- no_phi : Bool
A [G]-marked constituent has no φ in PI
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K&S (44): When [G] and [FoC] spellout conflict, [G] wins.
Ranking in Standard American and British English: [G]=No-φ >> MatchPhrase >> [FoC]=φ-Level-Head
The [G] >> MatchPhrase part comes from (41); the [G] >> [FoC] part comes from (44).
This means: dephrasing a [G]-marked constituent takes priority over giving a [FoC]-marked constituent φ-level prominence.
Consequence: Second Occurrence Focus [FoC] inside [G] gets only ω-level head status, not φ-level. Hence reduced prosody for SOF.
- g_over_match : SpelloutRanking
[G]=No-φ outranks MatchPhrase
- match_over_foc_phi : SpelloutRanking
MatchPhrase outranks [FoC]=φ-Level-Head
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- KratzerSelkirk2020.instDecidableEqSpelloutRanking x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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The ranking is fixed for Standard American and British English.
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Second-occurrence focus #
SOF is the strongest empirical argument for the two-feature system.
Example ([BCF+07], K&S 42): "Both Sid and his accomplices should have been named in this morning's court session. But the defendant only named [Síd]_{FoC} in court today."
MSO: Even [the prosecutor]{FoC} [only named [Sid]{FoC} in court today]_{G}
The second "Sid" is [FoC]-marked (it associates with only) but sits inside a [G]-marked constituent. The ranking [G]=No-φ >> [FoC]=φ-Level-Head predicts: Sid gets ω-level head status but NOT φ-level prominence. Result: an H accent but no phrase-level pitch scaling — exactly what [BCF+07] [Sel08] found experimentally.
A Second Occurrence Focus datum: [FoC] inside [G].
- sentence : String
The full sentence
- sofWord : String
The SOF word
- consumingOperator : String
The operator that consumes SOF's alternatives
- hasHAccent : Bool
Whether H accent present (yes for SOF)
- hasPhiProminence : Bool
Whether φ-level prominence present (no for SOF)
- source : String
Source
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- KratzerSelkirk2020.instReprSOFDatum = { reprPrec := KratzerSelkirk2020.instReprSOFDatum.repr }
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[BCF+07] SOF example.
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[KS11] FoC-New vs New-FoC vs New-New triples. K&S (36): Phonetic evidence distinguishing [FoC] from newness.
The K&S contrast here is FOCUS marking on otherwise-new material;
"new" in their (36) means "non-focused new". FocusMark (binary
focused vs non-focused) captures the relevant axis directly.
- firstFocus : Features.InformationStructure.FocusMark
First post-verbal phrase focus marking
- secondFocus : Features.InformationStructure.FocusMark
Second post-verbal phrase focus marking
- pitchPattern : String
Description of the pitch pattern
- source : String
Source
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Pragmatic pressure for [G]- and [FoC]-marking #
[G]-marking and [FoC]-marking are obligatory under certain discourse conditions in Standard American and British English.
(61) Pressure for [G]-Marking: [G]-mark a constituent if it is Given w.r.t. a salient discourse referent.
(66) Pressure for [FoC]-Marking: Represent non-trivial contrasts with salient discourse referents.
These are not semantic/syntactic constraints but PRAGMATIC pressures, possibly reducible to Maximize Presuppositions.
Pragmatic pressure for [G]-marking (K&S 61).
- constituent : String
The constituent
- referent : String
The salient discourse referent it matches
- obligatory : Bool
Is [G]-marking obligatory here?
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Pragmatic pressure for [FoC]-marking (K&S 66).
- constituent : String
The constituent
- referent : String
The contrasting discourse referent
- faultedIfMissed : Bool
Would failure to [FoC]-mark violate Pressure for [FoC]-Marking?
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Bridge to Schwarzschild A-givenness #
Schwarzschild's "A-Givenness" (within Rooth's Alternatives Semantics) falls out as a special case of K&S's [G]-feature.
A-Givenness: α is A-Given in C iff there is a salient discourse referent that is a member of ⟦α⟧_{A,C}.
K&S's Givenness (46): α is Given w.r.t. a iff ⟦α⟧_{A,C} = {a}.
K&S's condition is STRONGER (singleton vs membership). The old A-Givenness condition was too weak — Schwarzschild noted it was trivially satisfiable for universal quantifiers (every cat is a complainer → trivially A-Given).
Schwarzschild's A-Givenness: some referent is in the alternatives set.
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- KratzerSelkirk2020.isAGiven aValue referent = (referent ∈ aValue)
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- KratzerSelkirk2020.instDecidableIsAGiven aValue referent = KratzerSelkirk2020.instDecidableIsAGiven._aux_1 aValue referent
K&S Givenness entails Schwarzschild A-Givenness. If the alternatives set is a singleton {a}, then certainly a ∈ alternatives.
The converse fails: A-Givenness does NOT entail K&S Givenness. A non-singleton alternatives set can satisfy A-Givenness but not Givenness.
This is the Schwarzschild overgeneration problem (K&S fn. 14): "Every cat is a complainer" is trivially A-Given because ∃P[every P is a complainer] is always true. K&S's singleton condition avoids this.
Hausa in situ vs ex situ (their fn. 21) #
K&S contest [HZ07]'s conclusion that information focus is realised both in situ and ex situ in Hausa: without controlling for accommodated contrasts, an in-situ answer may be merely new and an ex-situ one contrastive. On the K&S inventory mere newness is not focus at all, so the reinterpretation is: ex situ realises [FoC], in situ is unmarked. The corpus tendencies both sides cite (their fn. 21; H&Z §3.3: 99 vs 25 in situ for new information, 154 vs 12 ex situ for the contrastive family) fit the reinterpretation; the accounts genuinely diverge only on the minority cells, which is where the accommodation caveat does its work.
The K&S inventory over H&Z's pragmatic-use taxonomy: the contrastive family is [FoC]; new-information focus is mere newness — no feature at all.
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The fn. 21 reinterpretation of Hausa: ex-situ realisation ↔ [FoC].
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The two accounts diverge on H&Z's own matrix: the ex-situ new-information cell (their (22)) and the in-situ corrective cell (their (25)) both violate the reinterpretation. These are exactly the cells the accommodation caveat targets — the divergence is real but undecided on minimal pairs, and the corpus asymmetry is the evidence both sides invoke.