Dayal (2004): Number marking and (in)definiteness in kind terms #
Dayal argues that bare nominals are kind terms or definites, never genuine indefinites, and that number morphology decides how a kind term is marked for definiteness. Revised Meaning Preservation, (39c), ranks ι with ∩ above ∃, where Chierchia ranked ∩ alone on top, so wherever ι is unblocked a bare nominal is a kind or a definite even where ∩ is undefined. ∩ is undefined for a singular count noun, whose kind term is formed by ι over the taxonomic domain instead, (77d). Section 4 places ι above ∩ on a scale of definiteness: a language's definite determiner lexicalizes ι alone or ι and ∩, and the Blocking Principle applies to its canonical meaning ι and may or may not apply to ∩.
Main definitions #
kindShift: the shift that forms the kind term of a nominal of a given number.Lexicalization: the shifts a language's definite determiner lexicalizes and blocks.
Main results #
kind_and_definite,definite_not_indefinite: where ι is unblocked a bare nominal is a kind or a definite, even is mashiin ke TukRe 'parts of this machine', (45).chierchia_not_definite: Chierchia's ranking pre-empts the definite readings of Hindi, Russian and Chinese bare nominals, (17) and (18).english_chierchia_iff_dayal,exists_iff_not_down,english_bare_singular: with ι and ι^x blocked the rankings agree, ∃ applies exactly where ∩ is undefined, (43) and (44), and an English bare singular has no shift, (88a).Lexicalization.classification: the principles admit exactly four types of language.Lexicalization.not_englishInReverse,Lexicalization.not_germanInReverse: two impossible languages of Section 5.rows_agree: the kind-term judgments of (6a), (14) to (16), (46), (78), (86) and (87a).
Implementation notes #
- Availability is the theory layer's (
Semantics/Genericity/MeaningPreservation.lean), and each ranking is written as the predicate of its upper tier, Chierchia's(· = .down)and Dayal's(· ≠ .exists). Whether ∩ is defined is a hypothesis, since it fails for plural properties anchored to particular entities, fn. 1. - The substrate's
Determiner.Inventory.Blocksignores the domain clause of the Blocking Principle, (39a): English a takes only singulars and so leaves ∃ open to a bare plural, butBlocks .existsholds of the English inventory outright. The bare-plural theorems therefore take the blocking of ∃ as a hypothesis, and the English fragment is read only for the and for the bare singular. - Which side of the cut-off each sampled language falls on is the paper's analysis
(
lexicalizationOf); that ι is lexicalized exactly where the fragment has a definite article is checked (iota_mem_lexicalized_iff). - A mass term is number-neutral, fn. 25, and so is a Chinese noun, which aligns with plurals, p. 413; both have the general number.
TODO #
- Sections 2.2 and 2.3: number morphology and the instantiation set, (28) and (29), and the sub-group readings bare plurals have and bare singulars lack, which rule out the third impossible language of Section 5, Hindi-in-reverse.
- Sections 3.2 and 3.3: the taxonomic domain, with the sub-kind hierarchy and the sum lattice of taxonomic entities kept apart, fn. 32, and the atomicity of singular kinds.
- Section 4.2 on Romance plural definites in the nuclear scope, (83) to (85), and Section 4.4 on bare singulars beside definite ones in Hebrew, Hungarian and Brazilian Portuguese.
References #
Revised Meaning Preservation (Section 2.5) #
Wherever ι is unblocked, as in a language without articles, a bare nominal for which ∩ is defined is a kind or a definite, ∩ and ι both applying, and never an indefinite, (39c).
Under Chierchia's ranking kind formation pre-empts the definite, so a bare nominal for which ∩ is defined could not be a definite, against (17) and (18), where Hindi, Russian and Chinese bare nominals are kinds and definites alike.
Where ∩ is undefined, as for is mashiin ke TukRe 'parts of this machine', ι still outranks ∃ under Dayal's ranking, so the Hindi bare plural is a non-familiar definite with no wide-scope existential reading, (45); Chierchia's ranking would let ∃ apply beside ι.
English the blocks ι and, being used anaphorically, ι^x, so the two rankings choose alike for English bare nominals and (43) and (44) do not decide between them.
With ι and ι^x blocked and ∃ open, ∃ applies exactly where ∩ is undefined. So an English bare plural like parts of this machine shifts by ∃ and interacts in scope with negation, (43), while spots on the floor takes only the narrow scope of DKP, (44); and a bare singular shifts by ∃ in a language with a definite but no indefinite article, as p. 443 predicts, which Hebrew's (90) and (91) support and Doron's (94) contradicts.
An English bare singular has no shift, (88a), since ∩ is undefined for it, the blocks ι and ι^x, and a blocks ∃.
Singular kinds (Section 3.4) #
The kind term of a nominal of number num is formed by ∩, except that ∩ is undefined for a
singular count noun, whose kind term is formed by ι over the taxonomic domain, which picks out the
unique sub-kind, (77d). A mass term is number-neutral, fn. 25, and a nominal of a language that
does not mark number aligns with plurals, p. 413.
Equations
- Dayal2004.kindShift num = if num = Number.singular then Genericity.CovertShift.iota else Genericity.CovertShift.down
Instances For
The scale of definiteness (Section 4) #
A lexicalization records the shifts a language's definite determiner encodes and the shifts the Blocking Principle keeps from applying covertly. On the scale of definiteness ι is above ∩, so the determiner encodes ι and possibly ∩ but never ∩ alone, p. 437, and Blocking applies to the canonical meaning ι wherever it is lexicalized and possibly to the non-canonical ∩, p. 442.
- lexicalized : Finset Genericity.CovertShift
The shifts the definite determiner lexicalizes.
- blocked : Finset Genericity.CovertShift
The shifts the Blocking Principle bars from applying covertly.
- lexicalized_subset : self.lexicalized ⊆ {Genericity.CovertShift.down, Genericity.CovertShift.iota}
- iota_mem_of_down_mem : Genericity.CovertShift.down ∈ self.lexicalized → Genericity.CovertShift.iota ∈ self.lexicalized
- blocked_subset : self.blocked ⊆ self.lexicalized
- iota_mem_blocked : Genericity.CovertShift.iota ∈ self.lexicalized → Genericity.CovertShift.iota ∈ self.blocked
Instances For
The lexicalization of a language without a definite determiner, as Hindi, Russian and Chinese.
Equations
- One or more equations did not get rendered due to their size.
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The lexicalization of English, whose the lexicalizes ι alone.
Equations
- One or more equations did not get rendered due to their size.
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The lexicalization of Italian and the Romance languages, whose definite determiner lexicalizes and blocks ι and ∩, p. 438.
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- One or more equations did not get rendered due to their size.
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The lexicalization of German, whose definite determiner lexicalizes ι and ∩ but blocks only the canonical ι, p. 442.
Equations
- One or more equations did not get rendered due to their size.
Instances For
The principles admit exactly the four attested types.
The kind term of a nominal can take the definite determiner when its shift is lexicalized.
Equations
- l.DefiniteKind num = (Dayal2004.kindShift num ∈ l.lexicalized)
Instances For
The kind term of a nominal can be bare when its shift is not blocked.
Equations
- l.BareKind num = (Dayal2004.kindShift num ∉ l.blocked)
Instances For
Equations
- l.instDecidableDefiniteKind = id inferInstance
Equations
- l.instDecidableBareKind = id inferInstance
Every kind term has a form, since a shift the Blocking Principle bars is lexicalized.
Singular kind terms are never optionally definite, (87), since the canonical ι is blocked wherever it is lexicalized.
A language can have bare singular kind terms only if it allows plural and mass kind terms to be bare, p. 422.
English-in-reverse, p. 447, is impossible: a language forming plural kind terms with the definite determiner while allowing singular kind terms to be bare, since ∩ is lexicalized only with ι.
German-in-reverse, p. 448, is impossible: a language requiring the definite determiner on plural and mass kind terms, the latter number-neutral, but leaving it optional on singular ones, since Blocking cannot spare the canonical ι.
The paper's analysis gives Hindi, Russian and Mandarin no definite determiner, English the ι, Italian il ι and ∩, p. 438, and German der ι and ∩ with Blocking enforced for ι alone, p. 442; a language is named by its Glottocode.
Equations
- Dayal2004.lexicalizationOf "hind1269" = some Dayal2004.Lexicalization.articleless
- Dayal2004.lexicalizationOf "russ1263" = some Dayal2004.Lexicalization.articleless
- Dayal2004.lexicalizationOf "mand1415" = some Dayal2004.Lexicalization.articleless
- Dayal2004.lexicalizationOf "stan1293" = some Dayal2004.Lexicalization.english
- Dayal2004.lexicalizationOf "ital1282" = some Dayal2004.Lexicalization.romance
- Dayal2004.lexicalizationOf "stan1295" = some Dayal2004.Lexicalization.german
- Dayal2004.lexicalizationOf x✝ = none
Instances For
ι is lexicalized exactly in the sampled languages whose fragment has a definite article.
The data #
A kind term is bare or carries the definite determiner.
Instances For
Equations
- Dayal2004.instDecidableEqForm x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
A kind term of number num can take the form f under l.
Equations
- l.Licit num Dayal2004.Form.bare = l.BareKind num
- l.Licit num Dayal2004.Form.definite = l.DefiniteKind num
Instances For
Equations
- One or more equations did not get rendered due to their size.
A row records the language's lexicalization, the number of the noun, the form of its kind term, and the judgment.
- lexicalization : Lexicalization
- num : Number
- form : Form
- judgment : Judgment
Instances For
A row from a datum's language and features; a mass term is number-neutral, fn. 25.
Equations
- One or more equations did not get rendered due to their size.
Instances For
The kind terms of (6a), (14) to (16), (46), (78), (86) and (87a).
Equations
- Dayal2004.rows = List.filterMap Dayal2004.Row.ofDatum Dayal2004.Examples.all
Instances For
Each kind term is judged acceptable exactly where its language's lexicalization licenses its form.