Documentation

Studies.Sharvit2014

Sharvit (2014): On the universal principles of tense embedding: The lesson from before #

Sharvit derives the tenses a language allows in before-clauses from the kind of tense it has. Before presupposes, with Beaver and Condoravdi, an earliest time of its clause within the contextually relevant interval, later than the start of that interval. A tense that quantifies existentially over times makes the presupposition fail on dense time: the times after some event have no earliest member, and where the event precedes the interval, the interval itself qualifies. A pronominal tense, after Partee, has no quantifier and leaves an earliest time, which its own presupposition places before the speech time. A tense with no meaning of its own, deleted by the sequence-of-tense rule or null, leaves the earliest time unconstrained. A present whose evaluation time stays the speech time makes the order of the two events follow from the tenses alone, the effect noted by Stump. With the sequence-of-tense rule and the shiftability of the present as parameters, the kind of tense gives the pattern of English, Japanese and Polish, a table of permissible languages, and three predictions.

Main statements #

Implementation notes #

TODO #

References #

The earliest time and before #

def Sharvit2014.IsEarliest {M : Type u_1} [LinearOrder M] (C : NonemptyInterval M) (P : Set (NonemptyInterval M)) (m : M) :

IsEarliest C P m says that m is the leftmost moment of the intervals of P within C, the EARLIEST of (23).

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    theorem Sharvit2014.IsEarliest.fst_le {M : Type u_1} [LinearOrder M] {C : NonemptyInterval M} {P : Set (NonemptyInterval M)} {m : M} (h : IsEarliest C P m) :
    C.toProd.1 ≤ m
    theorem Sharvit2014.IsEarliest.le_of_mem {M : Type u_1} [LinearOrder M] {C t : NonemptyInterval M} {P : Set (NonemptyInterval M)} {m : M} (h : IsEarliest C P m) (ht : t ∈ P) (htC : t ≤ C) {a : M} (ha : a ∈ t) :
    m ≤ a
    theorem Sharvit2014.IsEarliest.eq_fst_of_mem {M : Type u_1} [LinearOrder M] {C : NonemptyInterval M} {P : Set (NonemptyInterval M)} {m : M} (h : IsEarliest C P m) (hC : C ∈ P) :
    m = C.toProd.1

    Where the interval C itself is among the times of the clause, the earliest moment is the start of C.

    theorem Sharvit2014.isEarliest_fst_of_subset_singleton {M : Type u_1} [LinearOrder M] {C d : NonemptyInterval M} {P : Set (NonemptyInterval M)} (hd : d ∈ P) (hP : P ⊆ {d}) (hdC : d ≤ C) :
    IsEarliest C P d.toProd.1

    A clause with one time d, within C, has the start of d as its earliest moment.

    def Sharvit2014.BeforeDefined {M : Type u_1} [LinearOrder M] (C : NonemptyInterval M) (P : Set (NonemptyInterval M)) :

    Before (24) presupposes that its clause has an earliest moment within the contextually relevant interval C, later than the start of C.

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      theorem Sharvit2014.IsEarliest.eq_fst_of_diamond {M : Type u_1} [LinearOrder M] {C : NonemptyInterval M} {q : Set (NonemptyInterval M)} {m : M} [DenselyOrdered M] {c : Finset Ordering} (h : IsEarliest C {t : NonemptyInterval M | ModalLogic.Diamond (Tense.Perspective.toSetRel c) (fun (x : NonemptyInterval M) => x ∈ q) t} m) :
      m = C.toProd.1

      On dense time, the earliest moment of a clause with an existentially quantified tense is the start of the contextually relevant interval, whatever the cell of the tense. A clause time that follows a time of the predicate can be started later, one that overlaps it can be widened to the whole interval, and one that precedes it can be started at the start of the interval.

      theorem Sharvit2014.not_beforeDefined_diamond {M : Type u_1} [LinearOrder M] {C : NonemptyInterval M} {q : Set (NonemptyInterval M)} [DenselyOrdered M] {c : Finset Ordering} :
      ¬BeforeDefined C {t : NonemptyInterval M | ModalLogic.Diamond (Tense.Perspective.toSetRel c) (fun (x : NonemptyInterval M) => x ∈ q) t}

      On dense time a clause with an existentially quantified tense never satisfies the presupposition of before, the inherent presupposition failure of (27).

      Tensed clauses under before #

      The readings of a tensed clause that is the complement of before.

      • pronominal (τ : Sharvit2003.Embedded) : Reading

        A pronominal tense whose referential index before binds and whose evaluation index is free, hence the speech time, as in (35) and (37).

      • existential (τ : Sharvit2003.Embedded) : Reading

        A quantificational tense (34), or a pronominal one whose evaluation index before binds and whose referential index is existentially closed (42).

      • null : Reading

        A tense with no meaning of its own, whether deleted by the sequence-of-tense rule (56), a null present (36), or a present with both indices bound by before (44).

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        def Sharvit2014.Reading.denote {M : Type u_1} [LinearOrder M] (SP : NonemptyInterval M) (q : Set (NonemptyInterval M)) :
        Reading → Set (NonemptyInterval M)

        The times a clause holds at on a reading, with q the times of its predicate and SP the speech time.

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          def Sharvit2014.clause {M : Type u_1} [LinearOrder M] (τ : Sharvit2003.Embedded) (j k : ℕ) (q : Set (NonemptyInterval M)) :
          Assignment (NonemptyInterval M) → Prop

          A clause whose verb takes the pronominal tense τ with evaluation index j and referential index k, as in (30a), says that the time of k stands to the time of j as the tense requires and that the predicate holds at it.

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            theorem Sharvit2014.lambdaAbsG_clause {M : Type u_1} [LinearOrder M] {q : Set (NonemptyInterval M)} {τ : Sharvit2003.Embedded} {j k : ℕ} {g : Assignment (NonemptyInterval M)} (hjk : j ≠ k) :
            {t : NonemptyInterval M | HeimKratzer.lambdaAbsG k (clause τ j k q) g t} = Reading.denote (g j) q (Reading.pronominal τ)

            Abstraction over the referential index gives the pronominal reading at the time of the evaluation index.

            theorem Sharvit2014.lambdaAbsG_exists_clause {M : Type u_1} [LinearOrder M] {SP : NonemptyInterval M} {q : Set (NonemptyInterval M)} {τ : Sharvit2003.Embedded} {j k : ℕ} {g : Assignment (NonemptyInterval M)} (hjk : j ≠ k) :
            {t : NonemptyInterval M | HeimKratzer.lambdaAbsG j (fun (g : Assignment (NonemptyInterval M)) => ∃ (t' : NonemptyInterval M), HeimKratzer.lambdaAbsG k (clause τ j k q) g t') g t} = Reading.denote SP q (Reading.existential τ)

            Existential closure of the referential index under abstraction over the evaluation index gives the existential reading.

            theorem Sharvit2014.lambdaAbsG_clause_self {M : Type u_1} [LinearOrder M] {SP : NonemptyInterval M} {q : Set (NonemptyInterval M)} {k : ℕ} {g : Assignment (NonemptyInterval M)} :

            A present with both indices bound by one binder has no meaning of its own.

            A reading fails when on dense time its clause never satisfies the presupposition of before, the paper's inherent presupposition failure.

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              A reading has the Stump effect when every past time ends before each time of the clause does, so that the order of the two events follows from the tenses alone.

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                A reading has no p-shiftability when the earliest time of the clause precedes the speech time.

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                  The existential readings are the ones that fail.

                  The pronominal present is the reading with the Stump effect.

                  The pronominal past has no p-shiftability, its earliest time preceding the speech time (35).

                  A tense with no meaning of its own is p-shiftable, in that the earliest time of its clause may follow the speech time (36).

                  A reading is felicitous when it neither fails nor has the Stump effect.

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                    The felicitous readings are the pronominal past and the tense with no meaning.

                    Languages #

                    The shiftability of a present tense (71) says whether its evaluation index must be free, may be bound though not by the binder of its referential index, or may be bound freely.

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                        A language's tense parameters say whether it has the sequence-of-tense rule, how shiftable its present is, and whether it has pronominal and quantificational tenses.

                        • sot : Bool

                          The language has the sequence-of-tense rule.

                        • present : Shiftability

                          The shiftability of the present.

                        • pronominal : Bool

                          The language has pronominal tenses.

                        • quantificational : Bool

                          The language has quantificational tenses.

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                          def Sharvit2014.instDecidableEqLanguage.decEq (x✝ x✝¹ : Language) :
                          Decidable (x✝ = x✝¹)
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                            def Sharvit2014.instReprLanguage.repr :
                            Language → ℕ → Std.Format
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                              A language gives a tense in a before-clause its existential reading when the tense is a quantificational past (34), a pronominal past, whose evaluation index may always be bound (42b), or a pronominal present whose evaluation index may be bound (69b).

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                                A language gives a tense in a before-clause no meaning of its own when the tense is a past that a quantificational matrix past raises above and deletes (56), since a pronominal matrix past does not raise (60), or a fully shiftable present, null if quantificational (36) and with both indices bound by before if pronominal (44).

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                                  The readings a language's grammar gives the tense τ of a before-clause under a past.

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                                    The tense τ is well-formed in a before-clause under a past when it has a felicitous reading there.

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                                      A before-clause in the tense τ is p-shiftable when a felicitous reading lets its time follow the speech time.

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                                        A before-clause in the tense τ has no p-shiftability when it is well-formed and its time precedes the speech time on every felicitous reading.

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                                          A well-formed clause has no p-shiftability exactly when it is not p-shiftable.

                                          The language as a type of Sharvit's earlier typology, which has the sequence-of-tense rule and whether the present may be bound.

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                                            The tense τ under a past attitude verb has a simultaneous reading, a past where the sequence-of-tense rule deletes it and a present where its evaluation index may be bound.

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                                              English, Japanese and Polish #

                                              English has the sequence-of-tense rule, a present that cannot be bound, and pronominal tenses.

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                                                Japanese has no sequence-of-tense rule, a fully shiftable present, and quantificational tenses.

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                                                  Polish has no sequence-of-tense rule, a semi-shiftable present, and pronominal tenses.

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                                                    In attitude reports English is the first type of the earlier typology, and Japanese and Polish the second, with Hebrew.

                                                    A Japanese past in a before-clause has only a reading that fails (34).

                                                    An English present in a before-clause has only the reading with the Stump effect (37).

                                                    A Polish present in a before-clause has the reading with the Stump effect and, with its evaluation index bound, a reading that fails (69b).

                                                    def Sharvit2014.languages :
                                                    List (String × Language)

                                                    The languages of the example rows.

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                                                      The embedded tenses of the example rows.

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                                                        theorem Sharvit2014.judgment_iff (e : Datum) :
                                                        e ∈ Examples.all → e.language ≠ "mode1248" → e.feature? "construction" = some "before" → e.feature? "clauseTime" ≠ some "after speech" → ∃ L ∈ List.lookup e.language languages, ∃ τ ∈ e.parse? "embedded" tenses, e.judgment = Judgment.acceptable ↔ L.WellFormed τ

                                                        A tense in a before-clause under a past is acceptable exactly where the language's parameters make it well-formed.

                                                        theorem Sharvit2014.clauseTime_iff (e : Datum) :
                                                        e ∈ Examples.all → e.feature? "clauseTime" = some "after speech" → ∃ L ∈ List.lookup e.language languages, ∃ τ ∈ e.parse? "embedded" tenses, e.judgment = Judgment.acceptable ↔ L.PShiftable τ

                                                        A before-clause whose time follows the speech time is acceptable exactly where the language's parameters make the clause p-shiftable.

                                                        theorem Sharvit2014.simultaneous_iff (e : Datum) :
                                                        e ∈ Examples.all → e.language ≠ "mode1248" → e.feature? "construction" = some "attitude" → ∃ L ∈ List.lookup e.language languages, ∃ τ ∈ e.parse? "embedded" tenses, List.lookup "simultaneous" e.readings = some Judgment.acceptable ↔ L.Simultaneous τ

                                                        A tense under a past attitude verb has a simultaneous reading exactly where the language's parameters give it one.

                                                        Permissible languages #

                                                        A language is permissible when it has tenses of exactly one kind and meets the Embeddability Principle for attitude reports, having the sequence-of-tense rule or a present that may be bound.

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                                                          The number of a language's type in the table of language types (98), which lists the sixteen settings of the sequence-of-tense rule, a shiftable present, pronominal tenses and quantificational tenses.

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                                                            theorem Sharvit2014.Language.permissible_iff (L : Language) :
                                                            L.Permissible ↔ L.row ∈ {2, 3, 6, 7, 10, 11}

                                                            The permissible types are six of the sixteen.

                                                            theorem Sharvit2014.Language.permissible_without_economy_iff (L : Language) :
                                                            (L.pronominal = true ∨ L.quantificational = true) ∧ Sharvit2003.EmbeddabilityPrinciple L.toSharvit2003 ↔ L.row ∈ {1, 2, 3, 5, 6, 7, 9, 10, 11}

                                                            A language that may have tenses of both kinds is of one of nine types.

                                                            By the Embeddability Principle for before, some tense is well-formed in a before-clause under a past, which holds unless the language has only quantificational tenses, no sequence-of-tense rule and no fully shiftable present.

                                                            theorem Sharvit2014.row_eq :
                                                            english.row = 6 ∧ polish.row = 10 ∧ japanese.row = 11

                                                            English, Polish and Japanese are of the sixth, tenth and eleventh type.

                                                            theorem Sharvit2014.semiShiftable_quantificational :
                                                            (have __src := japanese; { sot := __src.sot, present := Shiftability.semi, pronominal := __src.pronominal, quantificational := __src.quantificational }).Permissible ∧ ¬(have __src := japanese; { sot := __src.sot, present := Shiftability.semi, pronominal := __src.pronominal, quantificational := __src.quantificational }).WellFormed Sharvit2003.Embedded.past ∧ ¬(have __src := japanese; { sot := __src.sot, present := Shiftability.semi, pronominal := __src.pronominal, quantificational := __src.quantificational }).WellFormed Sharvit2003.Embedded.present

                                                            A language like Japanese but with a semi-shiftable present is of a permissible type and has no well-formed tense in a before-clause under a past, so a quantificational present is fully shiftable.

                                                            Predictions #

                                                            A language with a well-formed present in before-clauses under a past has p-shiftability there (99a), since the present is then fully shiftable.

                                                            A language with p-shiftability in past before-clauses under a past has simultaneous readings of a past under a past attitude verb (99b), since the embedded past is then deleted by the sequence-of-tense rule.

                                                            A language with a well-formed past in before-clauses under a past and no simultaneous reading of a past under a past attitude verb has no p-shiftability there (99c), since the past of the before-clause is then pronominal.

                                                            A language with tenses and a simultaneous reading of a past under a past attitude verb has a well-formed past in before-clauses under a past, since a past that the sequence-of-tense rule can delete is either pronominal or deleted there too (102).

                                                            Modern Greek has the simultaneous reading (104) and no past in before-clauses (103), so no setting of the parameters gives its judgments.