Imanishi 2014 — Default Ergative @cite{imanishi-2014} #
@cite{imanishi-2014} (MIT PhD dissertation, advisor: David Pesetsky)
addresses an alignment puzzle in non-perfective Mayan: Chol and
Q'anjob'al show extended-ergative alignment (S/A → ERG, P → ABS),
but Kaqchikel shows an inverted pattern in PROG ajin
constructions (S/A → ABS, P → ERG/GEN). The published successor
@cite{imanishi-2020} parameterizes the same data through inherent vs
structural Case; the dissertation derives both sides from a single
mechanism: the Unaccusative Requirement on Nominalization (URN).
This study file consumes the substrate primitives in
Theories/Syntax/Case/Alignment.lean
(Alignment.invertedErgative.assignCase,
Alignment.ergative.assignCase) and Fragments/Mayan/Params.lean
(caseKaqchikel, ergCaseKaqchikel, accCaseKaqchikel,
caseChol, caseQanjobalan) and verifies that the substrate
faithfully encodes Imanishi's analysis.
The Alignment Puzzle (@cite{imanishi-2014} §3.3, eqs. (87)-(88)) #
| S | O | |
|---|---|---|
| Kaqchikel-type intransitive | ABS | — |
| Kaqchikel-type transitive | ABS | ERG |
| Chol/Q'anjob'al intransitive | ERG | — |
| Chol/Q'anjob'al transitive | ERG | ABS |
Both are non-perfective (involve embedded nominalization), but Kaqchikel's ERG lands on OBJECT, not subject.
The Mechanism: URN (@cite{imanishi-2014} §3.3.1, eq. (90), p. 123) #
Unaccusative Requirement on Nominalization: Nominalized verbs must lack an external argument.
In Kaqchikel, the URN holds. Two consequences:
- Subject base-generation outside (§3.3.1, p. 124): the external
argument cannot appear inside the nominalized clause; it is base-
generated as the argument of the embedding predicate (e.g.,
ajinPROG,chäp'begin') in the matrix. From there it receives ABS from matrix Infl. - Object as highest Case-less DP (§3.3.1, p. 124): the nominalized verb cannot assign Case to the object. The object becomes the highest Case-less DP inside the nominalized clause when a phase triggers Spell-Out, and receives ergative Case from the phase head D — the "phase head ergative Case" of Imanishi's central thesis.
In Chol and Q'anjob'al, URN does NOT obligatorily apply (§3.3.3), so the external argument can stay inside the nominalized clause and receives ergative Case there directly.
Construction-specificity #
Imanishi's Kaqchikel data is restricted to PROG ajin and certain
embedding-verb constructions (chäp 'begin'). Other aspects in
Kaqchikel keep canonical ergative alignment (Imanishi 2014 Table 3.1,
p. 95). The fragment substrate caseKaqchikel matches: only
.Prog triggers the inverted pattern; .Perf, .Imp, .Prosp,
.Hab, .Iter keep canonical ergative.
Dialectal variation (@cite{imanishi-2014} fn. 26, p. 141) #
Imanishi notes: "My Kaqchikel consultants do not accept nominalized
patterns as in (120). This is presumably because of dialectal
differences." Some Kaqchikel varieties documented by
@cite{garcia-matzar-rodriguez-guajan-1997} show patterns Imanishi's
consultants don't accept. The substrate's caseKaqchikel encodes
Imanishi's variety; alternative-variety Lean fragments would need
a different parameterization.
The URN parameter @cite{imanishi-2014} eq. (90) p. 123: does nominalization in this language require unaccusative structure (no external argument inside the nominalized clause)?
- required : URN
URN holds: nominalized clauses must lack an external argument (Kaqchikel pattern).
- optional : URN
URN does not obligatorily apply: external argument may stay inside (Chol, Q'anjob'al pattern).
Instances For
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- Phenomena.Ergativity.Studies.Imanishi2014.instDecidableEqURN x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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- One or more equations did not get rendered due to their size.
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Per @cite{imanishi-2014} §3.3.1, Kaqchikel requires URN.
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Per @cite{imanishi-2014} §3.3.3, Chol does not obligatorily require URN.
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Per @cite{imanishi-2014} §3.3.3, Q'anjob'al does not obligatorily require URN.
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@cite{imanishi-2014} §3.3.1 (the "Kaqchikel: ERG=OBJ" section):
in PROG ajin constructions, the case pattern is S/A → ABS,
P → ERG/GEN. The substrate's caseKaqchikel .Prog returns
Alignment.invertedErgative.assignCase by definition (see
Fragments/Mayan/Params.lean:246); this theorem verifies the
derived case values match Imanishi's Kaqchikel-type table (87).
The substrate's accCaseKaqchikel is exactly
invertedErgative.assignCase — the Phase F load-bearing theorem.
Holds by definitional equality (accCaseKaqchikel := caseKaqchikel .Prog := invertedErgative.assignCase).
@cite{imanishi-2014} eq. (88) Chol/Q'anjob'al-type: in their
non-perfective, S/A → ERG, P → ABS (extended ergative). The
substrate's accCaseChol returns extendedErgative.assignCase.
Q'anjob'alan non-perfective matches the same extended-ergative
pattern as Chol. (Q'anjob'alan only triggers split in PROG, so
accCaseQanjobalan is caseQanjobalan .Prog.)
The deepest empirical claim of @cite{imanishi-2014} §3.3: Kaqchikel and Chol/Q'anjob'al show MIRROR-IMAGE non-perfective alignment on the A/P axis. Where Chol gives A → GEN and P → ABS, Kaqchikel gives A → ABS and P → GEN. The two-element diff between the substrate cases makes the inversion structurally visible.
The S argument behaves identically in both language types: ABS in
Kaqchikel (matrix-Infl-assigned to argument-of-ajin), GEN in
Chol (D-assigned to nominalized-clause-internal subject). The
inversion is on A and P; S is asymmetric.
Per @cite{imanishi-2014} Table 3.1 (p. 95) and the substrate
caseKaqchikel: only PROG triggers the inverted pattern. Other
aspects retain canonical ergative alignment.
Only PROG triggers the inverted pattern — the construction- specificity claim made structural.
The URN-driven prediction: in URN-required languages
(Kaqchikel), the inverted pattern surfaces; in URN-optional
languages (Chol, Q'anjob'al), the extended-ergative pattern
surfaces. The substrate encodes this via caseKaqchikel vs
caseChol/caseQanjobalan.
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The substrate values match Imanishi's URN-driven predictions.