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Studies.RamotowskaEtAl2025

Ramotowska, Marty, Romoli, and Santorio (2025): Counterfactuals and Quantificational Force #

Ramotowska, Marty, Romoli, and Santorio compare three theories of counterfactuals on quantified sentences in mixed scenarios, where some but not all of the players would have won. The universal theory of Lewis and Kratzer quantifies over the closest antecedent worlds (2); Stalnaker's selectional theory evaluates the whole sentence at a selected world and supervaluates over the candidate selections after composition (5); the homogeneity theory of von Fintel and Križ gives each counterfactual a third status during composition (6). Unembedded, the last two agree that a single player's counterfactual has a third status and the first calls it false (Table 1, unembedded). Embedded under a quantifier they part ways: the universal theory makes the sentence turn on its polarity (universal_polarity), the selectional theory on its quantificational force, the universal sentences false and the existential ones true whatever the question under discussion (selectional_force), and the homogeneity theory leaves every quantified sentence undefined under either projection algorithm (homogeneity_undefined), so that only there is a gap for a question under discussion to resolve, as it does for the plural definite of the same scenario (dissociation). Bassi and Bar-Lev's implicature variant (§8) mispredicts some and not all (implicature_some, implicature_notAll). The paper's two experiments find the force effect and no effect of the question under discussion on counterfactuals, alongside a question effect on plural definites, the pattern of the selectional theory.

Implementation notes #

A scenario is a similarity ordering, an antecedent, and one consequent per player. Mixedness is stated as the paper's setting has it: every closest antecedent world has a winner and a loser, and every player wins in one closest world and loses in another. The homogeneity theory's projection through a quantifier is the Kleene aggregation of the players' trivalent values, conjunctive or disjunctive over the values or their negations; the paper notes that the choice makes no difference when every instance is undefined, and its Table 3 row for that theory, which rests on a pragmatic resolution of undefinedness by the question under discussion, is not derived. Force is the paper's binary, universal against existential, which differs from the weak/strong labels Barwise and Cooper give no. The mean ratings and mixed-effects models of §5 and §6 are not restated.

References #

Quantified counterfactuals #

The four quantifiers of the test sentences (15) are all, none, some, and not all of the players would have won.

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    def RamotowskaEtAl2025.instReprQuant.repr :
    Quant → ℕ → Std.Format
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      @[instance_reducible]
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      Quantificational force is the paper's binary, on which all and none are universal and some and not all existential.

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        @[instance_reducible]
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        def RamotowskaEtAl2025.instReprForce.repr :
        Force → ℕ → Std.Format
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          A quantifier is positive when it is all or some, and negative when it is none or not all.

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            The selectional theory's verdict in a mixed scenario is fixed by force alone.

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              def RamotowskaEtAl2025.Quant.eval {ι : Type u_1} (q : Quant) (D : Finset ι) (P : ι → Prop) :

              The quantifier applied to a domain and a predicate.

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                instance RamotowskaEtAl2025.instDecidableEvalOfDecidablePred {ι : Type u_1} (q : Quant) (D : Finset ι) (P : ι → Prop) [DecidablePred P] :
                Decidable (q.eval D P)
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                def RamotowskaEtAl2025.Quant.aggregate {ι : Type u_1} (q : Quant) (D : Finset ι) (v : ι → SignType) :
                SignType

                The quantifier projects through the players' trivalent values by the Kleene meet for the universal quantifiers and the Kleene join for the existential ones, over the values or their negations.

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                  Mixed scenarios #

                  structure RamotowskaEtAl2025.Mixed {W : Type u_1} {ι : Type u_2} (ord : W → Preorder W) (A : Set W) (w : W) (D : Finset ι) (B : ι → Set W) :

                  A scenario is mixed, win some and lose some, when there are players, every closest antecedent world has a winner and a loser among them, and every player wins in some closest world and loses in another.

                  • nonempty : D.Nonempty
                  • worlds (w' : W) : w' ∈ (ord w).minimals A → (∃ d ∈ D, w' ∈ B d) ∧ ∃ d ∈ D, w' ∉ B d
                  • players (d : ι) : d ∈ D → (∃ w' ∈ (ord w).minimals A, w' ∈ B d) ∧ ∃ w' ∈ (ord w).minimals A, w' ∉ B d
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                    theorem RamotowskaEtAl2025.Mixed.closest_nonempty {W : Type u_1} {ι : Type u_2} (ord : W → Preorder W) (A : Set W) (w : W) (D : Finset ι) (B : ι → Set W) (h : Mixed ord A w D B) :
                    ((ord w).minimals A).Nonempty

                    Some closest antecedent world exists.

                    The theories on a quantified sentence #

                    def RamotowskaEtAl2025.universal {W : Type u_1} {ι : Type u_2} (ord : W → Preorder W) (A : Set W) (w : W) (D : Finset ι) (B : ι → Set W) (q : Quant) :

                    The universal theory (2) applies the quantifier to the players' universal counterfactuals.

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                      instance RamotowskaEtAl2025.instDecidablePredMemSetOfPredEval {W : Type u_1} {ι : Type u_2} (D : Finset ι) (B : ι → Set W) [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (q : Quant) :
                      DecidablePred fun (x : W) => x ∈ {v : W | q.eval D fun (d : ι) => v ∈ B d}
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                      def RamotowskaEtAl2025.selectional {W : Type u_1} {ι : Type u_2} (ord : W → Preorder W) (A : Set W) (w : W) (D : Finset ι) (B : ι → Set W) [Fintype W] [(w : W) → DecidableRel LE.le] [DecidablePred fun (x : W) => x ∈ A] [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (q : Quant) :
                      SignType

                      The selectional theory (5) takes the selectional counterfactual of the quantified sentence, the sentence evaluated at the selected world and supervaluated over the candidate selections.

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                        noncomputable def RamotowskaEtAl2025.homogeneity {W : Type u_1} {ι : Type u_2} (ord : W → Preorder W) (A : Set W) (w : W) (D : Finset ι) (B : ι → Set W) (q : Quant) :
                        SignType

                        On the homogeneity theory (6) each player's counterfactual carries its third status into composition, and the quantifier projects it.

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                          def RamotowskaEtAl2025.implicature {W : Type u_1} {ι : Type u_2} (ord : W → Preorder W) (A : Set W) (w : W) (D : Finset ι) (B : ι → Set W) (q : Quant) :

                          The implicature theory (§8) pairs the basic existential meaning (23) with its exhaustified universal strengthening (24), the latter computed in the upward-entailing scope of some and the former in the downward-entailing scope of not all.

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                            Predictions in mixed scenarios #

                            theorem RamotowskaEtAl2025.unembedded {W : Type u_1} {ι : Type u_2} {ord : W → Preorder W} {A : Set W} {w : W} {D : Finset ι} {B : ι → Set W} [Fintype W] [(w : W) → DecidableRel LE.le] [DecidablePred fun (x : W) => x ∈ A] [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (h : Mixed ord A w D B) {d : ι} (hd : d ∈ D) :
                            w ∉ Conditional.closestImp ord A (B d) ∧ Conditional.selectionalCounterfactual ord A (B d) w = 0 ∧ Conditional.homogeneityCounterfactual ord A (B d) w = 0

                            In the unembedded case of Table 1 a player's counterfactual is false on the universal theory, indeterminate on the selectional theory, and undefined on the homogeneity theory.

                            theorem RamotowskaEtAl2025.universal_polarity {W : Type u_1} {ι : Type u_2} {ord : W → Preorder W} {A : Set W} {w : W} {D : Finset ι} {B : ι → Set W} [Fintype W] [(w : W) → DecidableRel LE.le] [DecidablePred fun (x : W) => x ∈ A] [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (h : Mixed ord A w D B) (q : Quant) :
                            universal ord A w D B q ↔ ¬q.IsPositive

                            The universal theory turns on polarity, since every player's counterfactual is false, so the positive sentences are false and the negative ones true.

                            theorem RamotowskaEtAl2025.selectional_force {W : Type u_1} {ι : Type u_2} {ord : W → Preorder W} {A : Set W} {w : W} {D : Finset ι} {B : ι → Set W} [Fintype W] [(w : W) → DecidableRel LE.le] [DecidablePred fun (x : W) => x ∈ A] [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (h : Mixed ord A w D B) (q : Quant) :
                            selectional ord A w D B q = q.force.verdict

                            In the selectional row of Table 3 the quantified sentence is determinately false for the universal quantifiers and determinately true for the existential ones, whatever the polarity, because every selected world has a winner and a loser.

                            theorem RamotowskaEtAl2025.selectional_determinate {W : Type u_1} {ι : Type u_2} {ord : W → Preorder W} {A : Set W} {w : W} {D : Finset ι} {B : ι → Set W} [Fintype W] [(w : W) → DecidableRel LE.le] [DecidablePred fun (x : W) => x ∈ A] [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (h : Mixed ord A w D B) (q : Quant) :
                            selectional ord A w D B q ≠ 0

                            No selectional value is a gap, so there is nothing for a question under discussion to resolve.

                            theorem RamotowskaEtAl2025.homogeneity_undefined {W : Type u_1} {ι : Type u_2} {ord : W → Preorder W} {A : Set W} {w : W} {D : Finset ι} {B : ι → Set W} [Fintype W] [(w : W) → DecidableRel LE.le] [DecidablePred fun (x : W) => x ∈ A] [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (h : Mixed ord A w D B) (q : Quant) :
                            homogeneity ord A w D B q = 0

                            Every player's counterfactual is undefined, so the quantified sentence is undefined under either projection algorithm, for every quantifier, and the homogeneity theory leaves the sentences to pragmatics.

                            theorem RamotowskaEtAl2025.implicature_some {W : Type u_1} {ι : Type u_2} {ord : W → Preorder W} {A : Set W} {w : W} {D : Finset ι} {B : ι → Set W} [Fintype W] [(w : W) → DecidableRel LE.le] [DecidablePred fun (x : W) => x ∈ A] [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (h : Mixed ord A w D B) :
                            ¬implicature ord A w D B Quant.some

                            With the implicature computed in its scope, some says that some player was guaranteed to win (25), which is false in the scenario.

                            theorem RamotowskaEtAl2025.implicature_notAll {W : Type u_1} {ι : Type u_2} {ord : W → Preorder W} {A : Set W} {w : W} {D : Finset ι} {B : ι → Set W} (h : Mixed ord A w D B) :

                            With the basic existential meaning in its scope, not all says that some player could not have won (26), which is false in the scenario.

                            theorem RamotowskaEtAl2025.dissociation {W : Type u_1} {ι : Type u_2} {ord : W → Preorder W} {A : Set W} {w : W} {D : Finset ι} {B : ι → Set W} [Fintype W] [(w : W) → DecidableRel LE.le] [DecidablePred fun (x : W) => x ∈ A] [(d : ι) → DecidablePred fun (x : W) => x ∈ B d] (h : Mixed ord A w D B) {v : W} (hv : (∃ d ∈ D, v ∈ B d) ∧ ∃ d ∈ D, v ∉ B d) (q : Quant) :
                            (SignType.supervaluation D fun (x : ι) => v ∈ B x) = 0 ∧ selectional ord A w D B q ≠ 0

                            Experiment 2 dissociates the two constructions. At a world where some but not all of the players won, the plural definite the players won has a gap, while the quantified counterfactuals of the same scenario have none.