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Merge and the formal recognition of the workspace

Kitahara, H. & Seely, T. D. (2026). In The Cambridge Handbook of the Minimalist Program (pp. 286–297). Cambridge University Press

Chomsky reconceives Merge as an operation on the workspace (10): it targets two accessible terms P and Q and adds {P, Q}. What else the output holds follows from two third-factor principles, Preservation of Terms (11) and Minimal Yield (12), under which accessibility, the members of the workspace and their terms, grows by exactly one. Keeping the Merge-ees as members would raise it by more (18), so they leave the workspace (20); External and Internal Merge then satisfy Minimal Yield (21)–(22), and Parallel and Sideward Merge, Late Merge and Countercyclic Merge do not (23)–(25).

Marcolli, Chomsky and Berwick state Minimal Yield over a count of accessible terms, and its condition on size is this one at the count of distinct terms (minimalYield_of_minimalist). Their Sideward Merge of type 2(b) is MERGE leaving the extracted term's trace, an inaccessible leaf, and satisfies their Minimal Yield; MERGE of the same targets leaving the term's copy keeps it accessible where it was and violates Minimal Yield (sideward2b).

Implementation notes

  • MERGE is Workspace.merge, MERGE leaving copies, and Preservation of Terms Workspace.terms_subset_terms_merge; MERGE leaving traces is Workspace.mergeWith.
  • The terms of an object are counted once each, so the lower copy of an internally merged term is not counted again, minimal search finding the higher copy first; copies in different members of the workspace are counted apart.
  • The leaves a to d stand for the chapter's schematic lexical items.

References

Declarations

Sideward Merge of type 2(b) on the workspace {eaten, {the, apple}} of Marcolli, Chomsky and Berwick: MERGE of eaten and the leaving the trace of the satisfies their Minimal Yield under the trace count, while MERGE leaving its copy violates Minimal Yield (12), the copy staying accessible in the apple.

theorem sideward2bL118–130

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