Documentation

Studies.Gutzmann2015

Gutzmann (2015): Use-Conditional Meaning #

This file formalizes the logic L_TU of [Gut15], chapter 4, and its two case studies, sentence mood (chapter 5) and German modal particles (chapter 6). An expression of L_TU has three dimensions, truth-conditional content, active use-conditional content, and the completed use-conditional propositions; multidimensional application (4.46) applies functions in the first two and merges the third, and use-conditional elimination (4.54) stores a completed second dimension in the third, Expr.app and Expr.elim. The lexical extension rules (4.55), (4.56), and (4.67) build three-dimensional entries from one-dimensional ones, giving a use-conditional item an identity function as its truth-conditional dimension, Expr.ofModifier. The principle of non-interaction (4.28) is then a theorem about every derivation, Deriv.eval_t: its truth-conditional dimension is computed from the lexical items' first dimensions alone. Sentence mood follows Truckenbrodt's decomposition into a deontic operator (5.85), present in every matrix clause by the root rule (5.43), an epistemic modifier of it (5.91), present where a [±wh] feature is visible at LF (5.41), and the hearer knowledge condition (5.99) of v2-interrogatives; the German clause types compose as in (5.82), (5.93), and (5.100), ClauseType.mood, so every clause's truth conditions are its content, its use conditions are the deontic attitude, and a v2-interrogative differs from a vl-interrogative exactly by hearer knowledge, the Cuban cigar scenario (5.36). Of the modal particles, wohl modifies the epistemic operator (6.103), so its exclusion from imperatives and root dass-clauses is a type mismatch: no derivation over their lexicon reaches the epistemic type, Derivable, and the book's wohl examples are acceptable exactly where one does, wohl_rows; ja (6.122) and denn (6.133) compose with any mood, and their use conditions in the excluded clause types, (6.129) and (6.142), are ones the book argues no rational speaker holds. The book's examples are the rows of Data.Examples.Gutzmann2015.

Truckenbrodt's five clause types are read off the library's clause cells, ClauseType.ofCell: the finite verb moves to C in a root declarative or interrogative, while a dass-clause or a deliberative ob- or wh-question used as a root utterance, Evans's insubordination, keeps it last, and the imperative stands apart, (5.39). On the cells both classify, Truckenbrodt's verb movement is the verb-second requirement of German.verbSecond, verbInC_iff_required; the sentence types in which Durrell licenses wohl all have a clause type carrying the epistemic modifier, wohl_licensed_hasEpistemic; and where Durrell excludes a modal particle from a cell the book's row there is unacceptable, excluded_rows.

Implementation notes #

The type system (4.45) is taken at the propositional fragment: t is the type of propositions, the book's ⟨s,t⟩, and entities are omitted, so the typology of chapter 2 and the expressive-modification examples of chapter 4 are not formalized. The deontic and epistemic operators quantify over contextually suitable attitude predicates (5.84), (5.90), which a MoodModel supplies together with the hearer knowledge, common knowledge, assumption, and reason predicates the particles' lexical entries use. The rationality step that rules out ja in interrogatives and denn outside v2-interrogatives (section 6.5.2) is not a theorem of the logic, so their use conditions are derived and the restriction is left to the rows.

References #

The German clause types of chapter 5, Truckenbrodt's, told apart by the position of the finite verb and by the complementizer: root dass-clauses with the verb last, v2-declaratives, v2-interrogatives with the finite verb in C, vl-interrogatives with the verb last, and imperatives.

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      The clause type of a cell. The finite verb moves to C in a root declarative or interrogative, a dass-clause or an interrogative used as a root utterance keeps it last, and the imperative stands apart.

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        On the cells both classify, imperatives apart as in (5.39), Truckenbrodt's verb movement is the verb-second requirement of the German fragment.

        The cell a row records, a sentence type in a matrix or insubordinated context.

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          A clause type has the epistemic modifier of the deontic operator where a [±wh] feature is visible at LF (5.41): in every clause type but root dass-clauses and imperatives.

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            Every sentence type in which Durrell licenses wohl has a clause type carrying the epistemic modifier that wohl takes, (6.103).

            The logic L_TU, chapter 4 #

            (4.45) at the propositional fragment: propositions, use-conditional propositions, and function types.

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              (4.45b) and (4.45e): a type is use-conditional when it is u or a function into a use-conditional type.

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                instance Gutzmann2015.UCType.decIsUC :
                DecidablePred IsUC
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                (4.66): the n-th level modifier type on α.

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                  theorem Gutzmann2015.UCType.modifier_succ (α : UCType) (n : ℕ) :
                  α.modifier (n + 1) = (α.modifier n).func (α.modifier n)

                  The denotation of a type: propositions are sets of worlds, use-conditional propositions sets of contexts.

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                    structure Gutzmann2015.Expr (W C : Type u) (σ ρ : UCType) :

                    A three-dimensional expression: a truth-conditional dimension of type σ, an active use-conditional dimension of type ρ, and the completed use-conditional propositions.

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                      def Gutzmann2015.Expr.app {W C : Type u} {σ τ ρ ν : UCType} (α : Expr W C (σ.func τ) (ρ.func ν)) (β : Expr W C σ ρ) :
                      Expr W C τ ν

                      (4.46): multidimensional application, application in the first two dimensions and merging in the third.

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                      • α.app β = { t := α.t β.t, s := α.s β.s, u := fun (c : C) => α.u c ∧ β.u c }
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                        def Gutzmann2015.Expr.elim {W C : Type u} {σ : UCType} (α : Expr W C σ UCType.u) :
                        Expr W C σ σ

                        (4.54): unary use-conditional elimination. Once the active dimension is a use-conditional proposition it is merged into the third, and the second becomes a copy of the first.

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                        • α.elim = { t := α.t, s := α.t, u := fun (c : C) => α.u c ∧ α.s c }
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                          def Gutzmann2015.Expr.ofTC {W C : Type u} {σ : UCType} (a : UCType.Denote W C σ) :
                          Expr W C σ σ

                          (4.55): a truth-conditional item is copied into the second dimension, with the neutral third.

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                            def Gutzmann2015.Expr.ofModifier {W C : Type u} {σ τ : UCType} (n : ℕ) (α : UCType.Denote W C ((σ.func τ).modifier n)) :
                            Expr W C (σ.modifier (n + 1)) ((σ.func τ).modifier n)

                            (4.56) and (4.67): an n-th level use-conditional modifier on ⟨σ, τ⟩ receives the identity on the n-th level modifier type on σ as its truth-conditional dimension; at n = 0 this is the extension of a functional expletive use-conditional item.

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                              inductive Gutzmann2015.Deriv (W C : Type u) :
                              UCType → UCType → Type u

                              A derivation in L_TU: lexical items composed by multidimensional application and use-conditional elimination.

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                                def Gutzmann2015.Deriv.eval {W C : Type u} {σ ρ : UCType} :
                                Deriv W C σ ρ → Expr W C σ ρ

                                The three-dimensional meaning of a derivation.

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                                  def Gutzmann2015.Deriv.truthShadow {W C : Type u} {σ ρ : UCType} :
                                  Deriv W C σ ρ → UCType.Denote W C σ

                                  The truth-conditional dimension computed from the lexical items' first dimensions alone.

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                                    theorem Gutzmann2015.Deriv.eval_t {W C : Type u} {σ ρ : UCType} (d : Deriv W C σ ρ) :

                                    (4.28), the principle of non-interaction: the truth-conditional dimension of every derivation is a function of its lexical items' truth-conditional dimensions alone, so use-conditional content never leaks into truth conditions.

                                    Sentence mood, chapter 5 #

                                    structure Gutzmann2015.MoodModel (W C : Type u) :

                                    The context-dependent attitudes the sentence mood operators and modal particles quantify over: the world of the context, the deontic speaker predicates suitable for a proposition (5.84), the epistemic predicates suitable at a world (5.90), whether the addressee knows whether a proposition holds (5.99), the speaker's belief that it is common knowledge or verifiable (6.122), the assumption operator of wohl (6.110), the common ground, and the proposition that one proposition is the speaker's reason to ask another (6.133).

                                    • world : C → W
                                    • deonticFor : C → (W → Prop) → Set ((W → Prop) → W → Prop)
                                    • episFor : W → (W → Prop) → Set ((W → Prop) → W → Prop)
                                    • knowsWhether : C → (W → Prop) → Prop
                                    • commonKnowledge : C → (W → Prop) → Prop
                                    • assume : (W → Prop) → W → Prop
                                    • commonGround : C → Set (W → Prop)
                                    • reasonToAsk : (W → Prop) → (W → Prop) → W → Prop
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                                      (5.85): the deontic operator. Some contextually suitable deontic speaker predicate holds of the proposition at the world of the context.

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                                        (5.90): the epistemic predicate, some contextually suitable epistemic attitude toward the proposition at a world.

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                                          (5.91): the epistemic sentence mood operator, a modifier feeding the epistemically embedded proposition to a mood operator.

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                                            (5.99): hearer knowledge, a functional expletive item.

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                                              def Gutzmann2015.prop {W C : Type u} (p : W → Prop) :

                                              The propositional content as a lexical item, (4.55).

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                                                def Gutzmann2015.deonticOnly {W C : Type u} (M : MoodModel W C) (p : W → Prop) :

                                                (5.82): the mood of a root dass-clause and of an imperative, the deontic operator alone.

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                                                  def Gutzmann2015.deonticEpistemic {W C : Type u} (M : MoodModel W C) (p : W → Prop) :

                                                  (5.93): the mood of a v2-declarative and of a vl-interrogative: the epistemic modifier applies to the deontic operator, which takes the content.

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                                                    def Gutzmann2015.v2InterrogativeMood {W C : Type u} (M : MoodModel W C) (p : W → Prop) :

                                                    (5.100): the mood of a v2-interrogative adds the free-floating hearer knowledge condition.

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                                                      def Gutzmann2015.ClauseType.mood {W C : Type u} (M : MoodModel W C) :
                                                      ClauseType → (W → Prop) → Deriv W C UCType.t UCType.t

                                                      Chapter 5's compositions for the German clause types: dass-VL clauses and imperatives have the deontic operator alone, since [−wh] on the meaningless dass is invisible at LF (5.41) and imperatives carry no visible feature; declaratives and vl-interrogatives the epistemically modified deontic operator; v2-interrogatives the hearer knowledge condition as well.

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                                                        theorem Gutzmann2015.mood_t {W C : Type u} {M : MoodModel W C} {p : W → Prop} (ct : ClauseType) :
                                                        (ClauseType.mood M ct p).eval.t = p

                                                        (5.83a) and (5.94): the truth conditions of every clause type are its content.

                                                        theorem Gutzmann2015.deonticOnly_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} :
                                                        (deonticOnly M p).eval.u c ↔ deont M p c

                                                        (5.83b): a root dass-clause or imperative is felicitous when the speaker holds a suitable deontic attitude toward its content.

                                                        theorem Gutzmann2015.deonticEpistemic_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} :
                                                        (deonticEpistemic M p).eval.u c ↔ deont M (epis M p) c

                                                        (5.95) and (5.96): a v2-declarative or vl-interrogative is felicitous when the speaker holds a deontic attitude toward the epistemically embedded content.

                                                        theorem Gutzmann2015.v2InterrogativeMood_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} :
                                                        (v2InterrogativeMood M p).eval.u c ↔ M.knowsWhether c p ∧ deont M (epis M p) c

                                                        (5.100): a v2-interrogative adds that the addressee knows whether the content holds.

                                                        theorem Gutzmann2015.exists_deont_of_mood_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} (ct : ClauseType) (h : (ClauseType.mood M ct p).eval.u c) :
                                                        ∃ (q : UCType.Denote W C UCType.t), deont M q c

                                                        (5.43), the root rule: the use conditions of every clause type include a deontic attitude of the speaker.

                                                        (5.36), the Cuban cigar scenario: a v2-interrogative is felicitous exactly when the vl-interrogative with the same content is and the addressee knows the answer.

                                                        (6.122): ja flags its content as common knowledge or verifiable on the spot.

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                                                          (6.103) and (6.110): wohl modifies the epistemic operator, embedding the content under the speaker's or hearer's assumption.

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                                                            (6.131) and (6.133): denn modifies the hearer knowledge operator, adding that some common ground proposition is known to be the speaker's reason for asking.

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                                                              def Gutzmann2015.jaDeclarative {W C : Type u} (M : MoodModel W C) (p : W → Prop) :

                                                              (6.123): a declarative with ja, whose independent contribution is merged with the mood.

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                                                                def Gutzmann2015.jaInterrogative {W C : Type u} (M : MoodModel W C) (p : W → Prop) :

                                                                (6.128): a v2-interrogative with ja.

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                                                                  def Gutzmann2015.wohlDeclarative {W C : Type u} (M : MoodModel W C) (p : W → Prop) :

                                                                  (6.111) to (6.113): a declarative with wohl, which takes the epistemic modifier, then the deontic operator, then the content.

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                                                                    def Gutzmann2015.dennInterrogative {W C : Type u} (M : MoodModel W C) (p : W → Prop) :

                                                                    (6.135): a v2-interrogative with denn modifying hearer knowledge.

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                                                                      def Gutzmann2015.dennImperative {W C : Type u} (M : MoodModel W C) (p : W → Prop) :

                                                                      (6.140): in an imperative denn can only modify the deontic operator.

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                                                                        theorem Gutzmann2015.jaDeclarative_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} :
                                                                        (jaDeclarative M p).eval.u c ↔ M.commonKnowledge c p ∧ deont M (epis M p) c

                                                                        (6.125) to (6.127): a ja-declarative is felicitous when the speaker wants the hearer to know its content and believes it common knowledge or verifiable.

                                                                        theorem Gutzmann2015.jaInterrogative_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} :
                                                                        (jaInterrogative M p).eval.u c ↔ (M.commonKnowledge c p ∧ M.knowsWhether c p) ∧ deont M (epis M p) c

                                                                        (6.129): a ja-interrogative would require the speaker to want to know whether its content holds, the hearer to know, and the speaker to believe it common knowledge, which the book argues no reasonable speaker does.

                                                                        theorem Gutzmann2015.wohlDeclarative_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} :
                                                                        (wohlDeclarative M p).eval.t = p ∧ ((wohlDeclarative M p).eval.u c ↔ deont M (epis M (M.assume p)) c)

                                                                        (6.114) and (6.116): a wohl-declarative is true when its content is, and felicitous under a deontic attitude toward the epistemically embedded assumption of the content.

                                                                        theorem Gutzmann2015.dennInterrogative_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} :
                                                                        (dennInterrogative M p).eval.u c ↔ (M.knowsWhether c p ∧ ∃ q ∈ M.commonGround c, M.knowsWhether c (M.reasonToAsk q p)) ∧ deont M (epis M p) c

                                                                        (6.136) and (6.137): a denn-interrogative adds that some common ground proposition is known by the hearer to be the reason for asking.

                                                                        theorem Gutzmann2015.dennImperative_u {W C : Type u} {M : MoodModel W C} {p : W → Prop} {c : C} :
                                                                        (dennImperative M p).eval.u c ↔ deont M p c ∧ ∃ q ∈ M.commonGround c, deont M (M.reasonToAsk q p) c

                                                                        (6.142): a denn-imperative would require the speaker to want some proposition to be the reason for asking whether its content holds.

                                                                        Selectional restrictions due to types, section 6.5.1 #

                                                                        inductive Gutzmann2015.Derivable (L : Set UCType) :

                                                                        The active-dimension types derivable from a lexicon by multidimensional application and use-conditional elimination, which returns a completed use-conditional proposition to the propositional type.

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                                                                          (6.108): no derivation over the lexicon of a dass-clause or imperative with wohl and a proposition reaches the epistemic modifier's type, so wohl has nothing to take.

                                                                          Section 6.5.1: the epistemic modifier's type is derivable from a clause type's mood items together with wohl and a proposition exactly when the clause type has the epistemic modifier.

                                                                          theorem Gutzmann2015.wohl_rows (row : Datum) :
                                                                          row ∈ Examples.all → row.feature? "particle" = some "wohl" → ∀ c ∈ cellOf row, ∀ ct ∈ ClauseType.ofCell c.1 c.2, row.judgment = Judgment.acceptable ↔ Derivable (ct.moodTypes ∪ {(UCType.t.func UCType.u).modifier 2, UCType.t}) ((UCType.t.func UCType.u).modifier 1)

                                                                          The wohl rows of sections 6.2.3 and 6.5.1: a sentence with wohl is acceptable exactly when wohl finds the epistemic modifier's type among its clause type's mood items.

                                                                          theorem Gutzmann2015.excluded_rows (row : Datum) :
                                                                          row ∈ Examples.all → ∀ p ∈ German.Particles.modalParticles, row.feature? "particle" = some p.form → ∀ c ∈ cellOf row, p.distribution c.1 c.2 = some Clause.Occurrence.excluded → row.judgment ≠ Judgment.acceptable

                                                                          Where Durrell excludes a modal particle from a cell, the book's row in that cell is unacceptable.