[GS25]: the English Phrase-as-Lemma (PAL) construction #
PALs are phrases used in slots typically reserved for single words ("a trickle-down policy", "the 'both sides do it' argument"). Treating a phrase as if it were a word invites a lemma-like construal: the PAL names a situation type presumed familiar to speaker and addressee, with wit and sarcasm as derived rhetorical effects of discussing the presumed-familiar. The paper's Figure 5 network relates the prenominal PAL construction by normal-mode inheritance to both the NN compound construction (tight phonological/semantic unit, PAL-internal stress) and adjectival modification (prenominal slot, no recursive embedding), with four experimentally confirmed conventional subtypes.
Main declarations #
GoldbergShirtz2025.palConstruction,palConstructicon: the Figure 5 networkGoldbergShirtz2025.nn_adjN_incompatible,pal_resolves,palSpec_eq,palConstructicon_resolvesAll: the paper's two-mothers argument for normal-mode inheritance, computed through the network's linksGoldbergShirtz2025.palMeaning: familiarity presupposition + head-noun assertionGoldbergShirtz2025.pal_irreducible: PAL is not fully compositionalGoldbergShirtz2025.pal_load_bearing: the network licenses phrase-in-word-slot tokens only through PALGoldbergShirtz2025.subtypes_inherit_familiarity: every conventional subtype's familiarity presupposition is derived through the linksGoldbergShirtz2025.palExamples,crossLinguisticPALs: attested examples
Experimental results #
Five preregistered 2AFC surveys (statistics quoted from the paper's results; 700 recruited, 685 retained across the four surveys of studies 1–3). PAL sentences vs. close paraphrases were judged to imply more common knowledge (1a: M = 77.3%, β = 1.69, z = 4.80, p < 0.0001) and more shared background (1b: M = 74.3%, β = 1.78, z = 4.62, p < 0.001), and to be wittier (2: M = 82.2%, β = 2.58, z = 8.48, p < 0.001) and more sarcastic (3: M = 84.5%, β = 2.71, z = 8.54, p < 0.001). Study 4 (high-frequency PALs only, n = 70) replicated all three effects (common knowledge M = 72.88%; wit M = 79.81; sarcasm M = 84.46). Study 5 (n = 74) confirmed four conventional subtypes: instances were judged more natural than minimally different foils (M = 86.09%, β = 2.28, z = 6.09, p < 0.0001).
The Figure 5 constructicon #
The prenominal PAL construction: a zero-level PAL whose internal syntax
is phrasal modifies a head N, forming an N′ (the paper's structure (7),
[N′ PAL⁰ N], vs. the NN compound's [N⁰ N⁰ N⁰]). The head N's bar level
is left underspecified since PALs may modify nouns with complements
("a 'don't mess with me' type of driver").
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The semiproductive must-V subtype, frequently instantiated by must-read, must-see, must-have. Study 5 tested only rare tokens (≤ 10 COCA hits) against should-V foils.
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The a simple ⟨PAL⟩ subtype: the PAL is itself the head noun, with simple marking the situation type as routine ("Could've tried a simple 'I'm sorry.'"). Study 5's foils used a short.
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The Don't ⟨PAL⟩ me subtype: the PAL fills a V slot, must quote the immediately preceding discourse, and occurs in an interdiction context ("A: you're welcome. B: No, don't 'you're welcome' me."). Study 5's foils broke exactly the quote-from-context or interdiction condition.
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The the old ⟨PAL⟩ (N) subtype, with optional head N and old marking the situation type as conventional ("my dad pulled the old 'I'm going to the store for smokes, be back in five'"). Study 5's foils used the tired.
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NN compound construction (parent: PAL-internal stress, tight unit).
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Adjectival modification construction (parent: prenominal slot).
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Degrees of abstraction (Table 8) #
Veggie-wrap: a fully lexically specified noun compound (the top row of Table 8).
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- GoldbergShirtz2025.veggieWrapForm = [{ filler := ConstructionGrammar.SlotFiller.fixed "veggie" }, { filler := ConstructionGrammar.SlotFiller.fixed "wrap", isHead := true }]
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Table 8's degree-of-abstraction grid, witnessed by the constructicon: veggie-wrap is lexically specified, a simple ⟨PAL⟩ partially open, and the NN-compound and prenominal-PAL schemas fully open and abstract.
The PAL constructicon (the paper's Figure 5): the prenominal PAL construction partially inherits, in normal mode, from both the NN compound and adjectival modification constructions; the four conventional subtypes confirmed by study 5 inherit from it. The figure's caption labels all arrows "motivation and (normal mode) inheritance links", so no Goldberg-1995 link type is assigned.
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Form-side specifications (§6) #
The inheritable form-side properties at issue in the Figure 5 network, as
Flat feature slots (⊥ = the construction does not legislate), with
the componentwise lifts of the ConstructionGrammar.Inheritance slot
algebra.
Locus of primary stress in a modification construction: compound stress falls within the modifier (BLACKbird), phrasal modification stresses the head (black BIRD).
- modifier : StressLocus
- head : StressLocus
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- GoldbergShirtz2025.instDecidableEqStressLocus x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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Position of the modifier slot relative to the head.
- prenominal : ModPosition
- postnominal : ModPosition
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- GoldbergShirtz2025.instDecidableEqModPosition x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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Whether a construction's output can recur inside the construction's own open slot.
- allowed : SelfEmbedding
- banned : SelfEmbedding
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- GoldbergShirtz2025.instDecidableEqSelfEmbedding x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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A partial constructional specification: the inheritable form-side properties of a nominal-modification construction ([Gol95] §3.3; [GS25] §6).
- level : Flat ConstructionGrammar.BarLevel
X-bar level of the construction's output
- modPosition : Flat ModPosition
Position of the modifier slot
- stress : Flat StressLocus
Locus of primary stress
- selfEmbedding : Flat SelfEmbedding
Whether the construction self-embeds
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- GoldbergShirtz2025.instReprCxnSpec = { reprPrec := GoldbergShirtz2025.instReprCxnSpec.repr }
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Componentwise compatibility: complete-mode inheritance ([Gol95]'s complete mode; the regime of [Sag12]'s type hierarchy) is defined exactly on compatible specifications.
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- p.IsCompatible q = (Compat p.level q.level ∧ Compat p.modPosition q.modPosition ∧ Compat p.stress q.stress ∧ Compat p.selfEmbedding q.selfEmbedding)
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Normal-mode inheritance from a family of parent specifications, componentwise.
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The child's own specification legislates every field its parents conflict on — well-formedness of a normal-mode multi-mother node.
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- own.instDecidableResolves parents = GoldbergShirtz2025.CxnSpec.instDecidableResolves._aux_1 own parents
Two mothers force normal-mode inheritance (§6) #
The paper's argument for normal-mode over complete inheritance: PAL's
two mothers conflict — the NN compound construction yields an N⁰ with
modifier-internal stress, adjectival modification an N′ with head stress —
so strict unification of the parents is impossible
(nn_adjN_incompatible), and the network is well-formed only because the
PAL construction's own specification legislates exactly the conflicting
fields (pal_resolves). The rest is genuinely inherited: the prenominal
modifier slot from both mothers, non-self-embedding from Adj+N
(palSpec_eq).
NN compound specification: zero-level output, prenominal modifier, compound stress within the modifier.
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Adj+N modification specification: N′ output, prenominal modifier, phrasal (head) stress; per §6, "like Adj + N combinations, the PAL N construction cannot be recursively embedded within another PAL N construction", so Adj+N carries the non-self-embedding value PAL inherits.
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The PAL construction's own specification: exactly the two fields its mothers conflict on, resolved as the paper describes — N′ output (with Adj+N, against the compound) and PAL-internal stress (with the compound, against Adj+N).
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- GoldbergShirtz2025.palOwnSpec = { level := ↑ConstructionGrammar.BarLevel.bar, stress := ↑GoldbergShirtz2025.StressLocus.modifier }
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Own-specification assignment for the Figure 5 network: the two mothers carry their specifications, PAL legislates exactly its mothers' conflicts, and the conventional subtypes add no form-side constraints of their own.
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PAL's full specification, computed through the network's links by normal-mode inheritance.
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No dangling links: every Figure 5 link endpoint names a construction of the network.
The links, not a hand-written list, determine PAL's mothers.
The whole network is normal-mode well-formed: every construction legislates every field its parents conflict on.
The two mothers conflict (bar level and stress), so complete-mode inheritance cannot relate PAL to both parents — the formal content of §6's observation that complete inheritance "is unsuitable whenever a node is allowed more than a single mother, since specifications in two mother nodes may conflict with one another".
The Figure 5 network is normal-mode well-formed: PAL's own
specification legislates every field its mothers conflict on. Delete
either field of palOwnSpec and this fails.
The derived PAL specification, computed rather than stipulated: the prenominal slot is inherited from both mothers (they agree), non-self-embedding is inherited from Adj+N alone, and N′-hood and PAL-internal stress come from PAL's own conflict resolutions.
Licensing: PAL is load-bearing #
A minimal demonstration with the network's licensing relation
(Constructicon.Licenses): the attested "a must-do task" (the paper's
ex. (1b), determiner elided) parses as a phrase-daughter in the modifier
slot plus a head noun. The network licenses it through the PAL
construction, and rejects it when PAL is removed — the
phrase-in-word-slot configuration has no other license.
Toy POS lexicon for the licensing demonstration.
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- GoldbergShirtz2025.demoLexicon "do" = some UD.UPOS.VERB
- GoldbergShirtz2025.demoLexicon "task" = some UD.UPOS.NOUN
- GoldbergShirtz2025.demoLexicon x✝ = none
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The internal syntax of the must-do PAL: must-V
(cf. mustVerbConstruction, which is the full prenominal construction).
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The Figure 5 network plus the must-V-internal construction.
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- GoldbergShirtz2025.demoNetwork = { constructions := GoldbergShirtz2025.mustVCore :: GoldbergShirtz2025.palConstructicon.constructions, links := GoldbergShirtz2025.palConstructicon.links }
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"must-do task" (ex. (1b), determiner elided): the PAL phrase as a constituent daughter in the word-level modifier slot.
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The network licenses the PAL token.
Remove the PAL construction and the token is rejected: nothing else licenses a phrase in a word-level modifier slot. PAL is load-bearing.
Lemma-like meaning #
A PAL utterance's two-part meaning: the head noun's denotation is at-issue (an instance of the situation type); the lemma-like construal contributes that the situation type itself is presumed familiar.
The paper treats the familiarity as an invited as-if construal rather than a hard definedness condition: speakers exploit the construction precisely for situation types that are not antecedently familiar (observational humor, sniglets), so common-ground satisfaction is typically reached by accommodation or pretense, not antecedent entailment.
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- GoldbergShirtz2025.palMeaning W situationType headNoun = { presup := situationType, assertion := headNoun }
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Typed pragmatics: familiarity inherits through the network #
The four subtype links' shared property — "lemma-like construal: presumed
familiarity" — as a computed fact rather than a string: only PAL itself
carries a pragmatic contribution (palMeaning); the conventional subtypes
carry none of their own, and the network derives theirs by normal-mode
inheritance through the links. Their at-issue increments ('simple' marks
routine-ness, the interdiction of Don't ⟨PAL⟩ me, etc.) are not modeled;
the presupposition component is the inherited content.
The links determine PAL's conventional subtypes.
Own pragmatic contributions for the Figure 5 network: only PAL itself carries one — the familiarity-presupposing meaning.
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- GoldbergShirtz2025.figure5Pragmatics W situationType headNoun c = if (c.name == "PAL") = true then some (GoldbergShirtz2025.palMeaning W situationType headNoun) else none
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Every conventional subtype inherits the familiarity presupposition through the network: each child of PAL has a derived pragmatic contribution whose presupposition is the situation type.
Irreducibility #
The PAL construction is not fully compositional: pairing
phrase-in-a-word-slot form with a presumed-familiarity function is a
construction-specific pragmatic function, so PAL cannot be decomposed into
the three universal combination schemata (see isFullyCompositional).
The PAL modifier slot is a phrase in a word-level position — the typed content of "phrase-as-lemma". The NN compound's modifier slot is the minimal contrast: same zero-level position, word filler.
Attested distribution #
PALs prototypically modify nouns but are attested as head Nouns, predicative Adjectives, and Verbs (the paper's Table 2), and take word-level inflection in those slots — plural -s, progressive -ing (Table 3).
Syntactic positions where PALs are attested (the paper's Table 2).
- prenominalModifier : PALPosition
- headNoun : PALPosition
- predicativeAdj : PALPosition
- verb : PALPosition
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- GoldbergShirtz2025.instDecidableEqPALPosition x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
An attested PAL example with its syntactic position.
- pal : String
- position : PALPosition
- sentence : String
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Attested examples (the paper's ex. (1), Table 2, and Table 3; COCA unless noted).
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Comparable constructions in other languages (§7) #
Host frame of a comparable PAL construction. West Germanic and Turkish PALs occur in compound(-like) frames (Turkish marks the host with the compound marker on the head noun); Hebrew and Brazilian Portuguese PALs occur as complements of a preposition (ʃel / de) — showing the PAL construction need not resemble a compound, only occupy a slot typical of single words.
- compound : PALHostFrame
- prepositionComplement : PALHostFrame
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- GoldbergShirtz2025.instDecidableEqPALHostFrame x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
A reported PAL-comparable construction in another language.
- language : String
- family : String
- exemplar : String
- gloss : String
- hostFrame : PALHostFrame
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Dutch (ex. (15a), from [Mei07]:235).
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Afrikaans (ex. (15b), from [Mei07]:235, as printed there).
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Turkish (ex. (15c), from [TK15]:307); the compound marker on the head noun signals the compound-like frame.
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Modern Hebrew (ex. (16b), the paper's own observation, from Twitter).
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Brazilian Portuguese (ex. (18b), the paper's own observation, from the NOW corpus).
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All cross-linguistic attestations reported in §7.
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