Solstad & Bott (2022): Implicit causality and consequentiality for psych verbs #
@cite{solstad-bott-2022} @cite{dowty-1991} @cite{kehler-2002}
Experimental data on implicit causality (I-Caus) and implicit consequentiality (I-Cons) for German psych verbs, with proto-role analysis and cross-study bridges.
Verb classes #
- StimExp (Stimulus-Experiencer): frighten, annoy, amuse — NP1 bias
- ExpStim (Experiencer-Stimulus): admire, like, fear — NP2 bias
- AgentEvocator (Agent-Evocator): criticise, congratulate — NP2 bias
- AgentPatient (Agent-Patient): kick, chase, hit — NP1 bias
Key empirical findings #
- Exp 1 (sentence continuation): I-Caus and I-Cons biases mirror each other for psych verbs. STIM-EXP: 87.4% NP1 with weil; EXP-STIM: 96% NP2 with weil.
- Exp 2 (coherence relations): Explanations dominate over consequences for both classes; consequence rate differs by class.
- Exp 3 (forced coreference): Asymmetry Hypothesis confirmed — even bias-incongruent continuations produce explanations.
- Exp 4 (explanation types): Explanatory specifications appear almost exclusively in congruent explanations; consequence specifications are never produced — supporting verb-semantic I-Caus (Empty Slot Theory) vs. discourse-structural I-Cons (Contiguity Principle).
Two-Mechanism Account (Asymmetry Hypothesis) #
I-Caus is verb-semantic: the verb's meaning contains an underspecified causal slot (Empty Slot Theory) that the continuation fills. I-Cons is discourse-structural: the Contiguity Principle prefers temporal continuation, defaulting to the endpoint of the described eventuality.
Proto-role analysis (@cite{dowty-1991}) #
IC bias tracks the stimulus argument: explanations in because-continuations target the participant whose entailment profile includes causation, regardless of grammatical position.
| Class | Subject profile | P-Agent entailments |
|---|---|---|
| StimExp | C + IE (stimulus/causer) | causation, indep.exist. |
| ExpStim | S + IE (experiencer) | sentience, indep.exist. |
| AgPat | V + S + C + M + IE | all five |
Equations
- SolstadBott2022.instDecidableEqVerbClass x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
- SolstadBott2022.instReprVerbClass = { reprPrec := SolstadBott2022.instReprVerbClass.repr }
Implicit causality bias direction.
Instances For
Equations
- SolstadBott2022.instDecidableEqICBias x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
- SolstadBott2022.instReprICBias = { reprPrec := SolstadBott2022.instReprICBias.repr }
Equations
- One or more equations did not get rendered due to their size.
Instances For
Predicted IC bias direction for each verb class.
The IC bias tracks the STIMULUS argument, not the subject per se:
- StimExp (stimulus = subject) → NP1 (explanation about subject)
- ExpStim (stimulus = object) → NP2 (explanation about object)
- AgentEvocator (evocator = object) → NP2
- AgPat (agent = subject) → NP1 (default)
Equations
- SolstadBott2022.VerbClass.stimExp.predictedBias = SolstadBott2022.ICBias.np1
- SolstadBott2022.VerbClass.expStim.predictedBias = SolstadBott2022.ICBias.np2
- SolstadBott2022.VerbClass.agentEvocator.predictedBias = SolstadBott2022.ICBias.np2
- SolstadBott2022.VerbClass.agentPat.predictedBias = SolstadBott2022.ICBias.np1
Instances For
Connective conditions in @cite{solstad-bott-2022}. German connectives weil (because) and sodass (and so).
- weil : ExpConnective
- sodass : ExpConnective
Instances For
Equations
- SolstadBott2022.instDecidableEqExpConnective x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
Equations
- One or more equations did not get rendered due to their size.
Instances For
Subject coreference proportion from Exp 1, Table 1 of @cite{solstad-bott-2022}. These are real data from 52 German participants with 20 STIM-EXP and 20 EXP-STIM verbs (gefallen excluded).
- verbClass : VerbClass
- connective : ExpConnective
- subjectCorefPct : ℚ
Instances For
Equations
- SolstadBott2022.instReprCorefDatum = { reprPrec := SolstadBott2022.instReprCorefDatum.repr }
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
- SolstadBott2022.exp1_stimExp_weil = { verbClass := SolstadBott2022.VerbClass.stimExp, connective := SolstadBott2022.ExpConnective.weil, subjectCorefPct := 874 / 10 }
Instances For
Equations
- SolstadBott2022.exp1_expStim_weil = { verbClass := SolstadBott2022.VerbClass.expStim, connective := SolstadBott2022.ExpConnective.weil, subjectCorefPct := 40 / 10 }
Instances For
Equations
- SolstadBott2022.exp1_stimExp_sodass = { verbClass := SolstadBott2022.VerbClass.stimExp, connective := SolstadBott2022.ExpConnective.sodass, subjectCorefPct := 48 / 10 }
Instances For
Equations
- SolstadBott2022.exp1_expStim_sodass = { verbClass := SolstadBott2022.VerbClass.expStim, connective := SolstadBott2022.ExpConnective.sodass, subjectCorefPct := 779 / 10 }
Instances For
StimExp and ExpStim have opposite predicted IC bias.
I-Caus (weil): StimExp has strong NP1 bias (87.4% > 50%).
I-Caus (weil): ExpStim has strong NP2 bias (4.0% < 50%).
I-Cons (sodass): Biases mirror I-Caus — StimExp → NP2, ExpStim → NP1. (@cite{solstad-bott-2022}, §2.3: "almost perfect negative correlation" r = −0.94)
Coherence relation types produced in continuations.
- explanation : ContinuationType
- consequence : ContinuationType
Instances For
Equations
- SolstadBott2022.instDecidableEqContinuationType x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
Congruence: whether the forced coreference target matches the verb's predicted IC bias direction.
- congruent : Congruence
- incongruent : Congruence
Instances For
Equations
- SolstadBott2022.instDecidableEqCongruence x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
- SolstadBott2022.instReprCongruence = { reprPrec := SolstadBott2022.instReprCongruence.repr }
Equations
- One or more equations did not get rendered due to their size.
Instances For
Exp 3 data: proportion of explanations (vs consequences) under forced coreference. @cite{solstad-bott-2022} Table 3.
The key finding: even when forced to refer to the non-biased argument (incongruent condition), participants STILL produce explanations rather than consequences. This supports the Asymmetry Hypothesis — I-Caus (explanation-seeking) is the default mechanism driven by verb semantics, while I-Cons only emerges when discourse structure demands it.
- verbClass : VerbClass
- congruence : Congruence
- explanationPct : ℚ
Instances For
Equations
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
- SolstadBott2022.exp3_stimExp_congruent = { verbClass := SolstadBott2022.VerbClass.stimExp, congruence := SolstadBott2022.Congruence.congruent, explanationPct := 879 / 10 }
Instances For
Equations
- SolstadBott2022.exp3_stimExp_incongruent = { verbClass := SolstadBott2022.VerbClass.stimExp, congruence := SolstadBott2022.Congruence.incongruent, explanationPct := 876 / 10 }
Instances For
Equations
- SolstadBott2022.exp3_expStim_congruent = { verbClass := SolstadBott2022.VerbClass.expStim, congruence := SolstadBott2022.Congruence.congruent, explanationPct := 837 / 10 }
Instances For
Equations
- SolstadBott2022.exp3_expStim_incongruent = { verbClass := SolstadBott2022.VerbClass.expStim, congruence := SolstadBott2022.Congruence.incongruent, explanationPct := 870 / 10 }
Instances For
Asymmetry Hypothesis: explanations dominate regardless of congruence. Even in bias-incongruent conditions, explanation rate stays above 80%. This shows I-Caus (explanation) is the default mechanism.
Congruence does NOT significantly affect explanation rate — incongruent and congruent conditions produce similar proportions. This is the core prediction of the Asymmetry Hypothesis: if I-Caus were simply the mirror of I-Cons, incongruent coreference should force consequence relations, but it doesn't.
Subtypes of explanation continuations from Exp 4 annotation. @cite{solstad-bott-2022} distinguishes three explanation categories:
- specifying: fills the verb's causal slot (Empty Slot Theory prediction)
- mentalBackground: provides the experiencer's mental state
- nonmentalBackground: provides non-mental context
- specifying : ExplanationSubtype
- mentalBackground : ExplanationSubtype
- nonmentalBackground : ExplanationSubtype
Instances For
Equations
- SolstadBott2022.instDecidableEqExplanationSubtype x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
Equations
- One or more equations did not get rendered due to their size.
Instances For
Exp 4 explanation subtype frequencies. Table 4 of @cite{solstad-bott-2022}.
- verbClass : VerbClass
- congruence : Congruence
- specifyingPct : ℚ
- mentalBgPct : ℚ
- nonmentalBgPct : ℚ
Instances For
Equations
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
- One or more equations did not get rendered due to their size.
Instances For
Empty Slot Theory prediction: explanatory specifications dominate in congruent conditions (where the continuation fills the verb's causal slot).
Empty Slot Theory prediction: explanatory specifications nearly vanish in incongruent conditions (the "wrong" argument cannot fill the slot).
Two-Mechanism Account: consequence specifications are never produced (0.4% STIM-EXP, 0.0% EXP-STIM in Table 4). The specification strategy is not available for consequences — only for explanations. This is because I-Cons derives from the Contiguity Principle (discourse-structural), not from an underspecified slot in verb meaning (verb-semantic).
We encode this as: consequence-specification is not a viable strategy.
Equations
Instances For
Stimulus-experiencer verb subject profile: causation + independent existence. The subject is a stimulus/cause (B&R Class II, Levin 31.1 amuse class). @cite{solstad-bott-2022}: STIM-EXP verbs show NP1 I-Caus bias.
Equations
- One or more equations did not get rendered due to their size.
Instances For
Stimulus-experiencer verb object profile: sentience + independent existence. The object is an experiencer.
Equations
- One or more equations did not get rendered due to their size.
Instances For
Experiencer-stimulus verb subject profile: sentience + independent existence. The subject is an experiencer (B&R Class I, temere class). @cite{solstad-bott-2022}: EXP-STIM verbs show NP2 I-Caus bias.
Equations
- One or more equations did not get rendered due to their size.
Instances For
Experiencer-stimulus verb object profile: causation + independent existence. The object is a stimulus (cause of the experience).
Equations
- One or more equations did not get rendered due to their size.
Instances For
Agent-patient verb subject profile: full agent (all 5 P-Agent). Identical to existing kickSubjectProfile.
Equations
- One or more equations did not get rendered due to their size.
Instances For
StimExp subject profile = ExpStim object profile (both are stimulus/C+IE).
ExpStim subject profile = StimExp object profile (both are experiencer/S+IE).
This is the B&R theta-role reversal expressed at the proto-role level: Class I and Class II swap the same two profiles between subject and object.
StimExp subjects pass the do-test (they have causation). "What the noise did was frighten John" is grammatical because the subject has the causation entailment (Dowty's P-Agent (c)).
ExpStim subjects fail the do-test (experiencers lack volition, causation, and movement). "??What Mary did was admire John" is marginal.
AgPat subjects pass the do-test (full agents).
StimExp subject profile matches ThetaRole.stimulus's canonical profile.
ExpStim subject profile matches ThetaRole.experiencer's canonical profile.
AgPat subject profile matches ThetaRole.agent's canonical profile.
The Explanation relation (triggered by "because") selects for causes.
IC bias prediction: under Explanation (because), the continuation targets the STIMULUS argument — the participant whose entailment profile includes causation.
- StimExp: subject has causation → explanation about subject → NP1
- ExpStim: subject has sentience only → explanation about object → NP2
- AgPat: subject has causation (+ volition, etc.) → NP1
Equations
- One or more equations did not get rendered due to their size.
Instances For
StimExp predicted as NP1 (stimulus subject has causation).
ExpStim predicted as NP2 (experiencer subject lacks causation).
AgPat predicted as NP1 (agent subject — default).
The prediction matches the empirical data for all tested classes.
The IC reversal (StimExp→NP1, ExpStim→NP2) and the transfer verb goal bias are both instances of the same deeper pattern: swapping which argument carries a discourse-prominent thematic role reverses the discourse bias direction.
For IC: swapping stimulus between subject (StimExp) and object (ExpStim) reverses the IC bias from NP1 to NP2. For transfer: swapping goal between subject and nonsubject doesn't eliminate the goal bias — goals still get more pronouns in BOTH positions.
The IC reversal is the stronger demonstration: it shows the bias direction is ENTIRELY determined by the thematic role, not the grammatical position. @cite{rosa-arnold-2017}'s data corroborates this by showing that thematic role affects form even when grammatical role is held constant, violating @cite{kehler-rohde-2013}'s independence hypothesis.
Coherence relations select for COMPLEMENTARY thematic roles in the two phenomena, demonstrating that the coherence-role interaction is systematic rather than accidental:
Explanation (because) → selects CAUSE → stimulus in psych verbs Occasion/Result → selects ENDPOINT → goal in transfer verbs
This complementarity is predicted by the semantics of the coherence relations: Explanation asks "why did this happen?" (→ cause), while Occasion/Result asks "what happened next?" (→ endpoint).
@cite{kehler-rohde-2013}'s Table 2 establishes that Explanation coherence relations are Source-biased (80% Source for transfer verbs). This study's IC data instantiates the same mechanism for psych verbs: Explanation (triggered by "because") selects for causes, and IC bias tracks whichever argument carries the causation entailment — the stimulus.
@cite{kehler-rohde-2013}'s key structural claim is that coherence relations and referential form contribute to DIFFERENT terms in Bayes' rule: P(referent) vs P(pronoun|referent). The IC data provides the strongest evidence for the P(referent) side:
- K&R: P(referent) = Σ_CR P(CR) × P(referent | CR)
- IC context: "because" sets P(Explanation) ≈ 1
- Therefore: P(referent) ≈ P(referent | Explanation)
- P(referent | Explanation) = whichever argument has causation