Merin (1999): Information, Relevance, and Social Decisionmaking #
This file formalizes the applications of Decision-Theoretic Semantics in [Mer99b]
to or, but, even, and also. The framework (contexts, relevance, issue-conditional
independence, Fact 5, Theorem 6a) is Pragmatics/DecisionTheoretic/Basic.lean.
Scalar implicature. Hypothesis 3 licenses X if not indeed Y in a context when Y is more
relevant than X, and X positively so, to one side of the issue (IfNotIndeed). When A and B
are independent on each side of the issue and finitely confirm it (IndepConfirmers, the
antecedent of Theorem 6), Theorem 6a makes the conjunction more relevant than either disjunct
and than the disjunction, so A (or B), if not indeed A and B is licensed (Prediction 2,
IndepConfirmers.ifNotIndeed_inter). Theorem 6b's non-derivabilities are countermodels: the
exclusive disjunction can be negatively relevant (exists_negRelevant_symmDiff) or not
(exists_not_negRelevant_symmDiff), and the disjunction can be as relevant as a disjunct, which
blocks A or B, if not indeed A (Prediction 1, exists_not_ifNotIndeed_union).
But and even. Hypothesis 4 (ButFelicitous) makes A an argument for the issue and B and A∧B
arguments against it. Hypothesis 5 (EvenFelicitous) is the scalar presupposition of even
(Focus.Particles.evenPresup) with relevance in place of likelihood; by Fact 2 the most
relevant alternative is the one whose truth would be most surprising if ¬H rather than H were
accepted, Merin's reconciliation of argumentative value with [Fra95]'s surprise and
against [Kay90]'s informativeness. With one issue per reading, the two hypotheses clash on
the sign of B (Prediction 3, not_butFelicitous_and_evenFelicitous). Under issue-conditional
independence, A and B are H-contrary iff B is unexpected given A (Theorem 8,
cond_lt_iff_hContrary). The default issue of A but B is ¬B, where independence holds
automatically (Theorem 9) and the basic properties of but follow (Theorem 10). Non-negative
instantial relevance then excludes Qa but Qb (Corollary 11), Harris's subject-predicate
asymmetry.
Also. A proposition is presupposed when conditioning on it changes nothing (Definition 12),
equivalently when it has probability one (isPresupposed_iff); it is then irrelevant to every
issue and factors out of conjunctions (Fact 17). The antecedent of also must have spent its
relevance in becoming presupposed (Definition 13, Hypothesis 8), so it cannot be the focus's own
instance (Corollary 15), cannot be properly accommodated (Partial Definition 14), and lacks prima
facie causal responsibility for its host (Corollary 16, Prediction 4).
Implementation notes #
- Relevance statements are on
bayesFactorinℝ≥0∞: r > 0 is1 < bayesFactor, finitude of relevance isbayesFactor ≠ ⊤, and Merin's sgn(r) iscompare (bayesFactor ctx e) 1. - The earlier context i − k of Definition 13 is a second
Contextover the same issue; that it is the last one before D became presupposed is not modelled. - Theorem 6b's countermodels are counting priors on small world types.
TODO #
- Theorem 6a's clause that the disjunction is more relevant than the exclusive disjunction is not formalized.
- Definition 7, Definition 8 with Hypothesis 1 (claims and implicatures as relevance cones), Fact 4, Theorem 7, and Theorems 12 and 13 with Corollary 14 are not formalized.
References #
Scalar implicature #
The antecedent of Theorem 6: A and B independent conditionally on each side of the issue (Definition 9) and each confirming H finitely, ∞ > r(A), r(B) > 0.
- indep : DTS.CondIndepIssue ctx a b
- one_lt_left : DTS.posRelevant ctx a
- one_lt_right : DTS.posRelevant ctx b
- ne_top_left : DTS.bayesFactor ctx a ≠ ⊤
- ne_top_right : DTS.bayesFactor ctx b ≠ ⊤
Instances For
The condition Hypothesis 3 places on a context for X if not indeed Y: X is positively relevant, and Y more so, to H or to ¬H. The schema is acceptable iff every context in which X and Y satisfy the Conditional Independence Presumption with finite relevance meets it.
Equations
- One or more equations did not get rendered due to their size.
Instances For
Prediction 2: A (or B), if not indeed A and B. When A and B are independent finite confirmers of H, the conjunction is more relevant than the disjunction and than A, both of which confirm H (Theorem 6a).
Theorem 6b #
Equations
- Merin1999a.instDecidableEqWorld₁.decEq Merin1999a.World₁.issue Merin1999a.World₁.issue = isTrue ⋯
- Merin1999a.instDecidableEqWorld₁.decEq Merin1999a.World₁.issue (Merin1999a.World₁.off a b) = isFalse ⋯
- Merin1999a.instDecidableEqWorld₁.decEq (Merin1999a.World₁.off a b) Merin1999a.World₁.issue = isFalse ⋯
- Merin1999a.instDecidableEqWorld₁.decEq (Merin1999a.World₁.off a a_1) (Merin1999a.World₁.off b b_1) = if h : a = b then h ▸ if h : a_1 = b_1 then h ▸ isTrue ⋯ else isFalse ⋯ else isFalse ⋯
Instances For
Equations
- Merin1999a.instFintypeWorld₁ = Fintype.ofEquiv (Unit ⊕ (_ : Bool) × Bool) Merin1999a.World₁.proxyTypeEquiv
Equations
Whether A holds at a world of the first countermodel.
Equations
- Merin1999a.World₁.issue.a = true
- (Merin1999a.World₁.off a a_1).a = a
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Whether B holds at a world of the first countermodel.
Equations
- Merin1999a.World₁.issue.b = true
- (Merin1999a.World₁.off a a_1).b = a_1
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Theorem 6b, first clause: that the exclusive disjunction of independent finite confirmers does not disconfirm H is not derivable. In the first countermodel it is false at the one world where H holds.
Equations
- Merin1999a.instDecidableEqWorld₂.decEq (Merin1999a.World₂.issue a) (Merin1999a.World₂.issue b) = if h : a = b then h ▸ isTrue ⋯ else isFalse ⋯
- Merin1999a.instDecidableEqWorld₂.decEq (Merin1999a.World₂.issue a) (Merin1999a.World₂.off i b) = isFalse ⋯
- Merin1999a.instDecidableEqWorld₂.decEq (Merin1999a.World₂.off i b) (Merin1999a.World₂.issue a) = isFalse ⋯
- Merin1999a.instDecidableEqWorld₂.decEq (Merin1999a.World₂.off a a_1) (Merin1999a.World₂.off b b_1) = if h : a = b then h ▸ if h : a_1 = b_1 then h ▸ isTrue ⋯ else isFalse ⋯ else isFalse ⋯
Instances For
Equations
- Merin1999a.instFintypeWorld₂ = Fintype.ofEquiv (Bool ⊕ (_ : Fin 3) × Bool) Merin1999a.World₂.proxyTypeEquiv
Equations
Whether H holds at a world of the second countermodel.
Equations
- (Merin1999a.World₂.issue a).h = true
- (Merin1999a.World₂.off a a_1).h = false
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Whether A holds at a world of the second countermodel.
Equations
- (Merin1999a.World₂.issue a).a = a
- (Merin1999a.World₂.off a a_1).a = decide (a = 0)
Instances For
Whether B holds at a world of the second countermodel.
Equations
- (Merin1999a.World₂.issue a).b = true
- (Merin1999a.World₂.off a a_1).b = a_1
Instances For
Theorem 6b, second clause: that the exclusive disjunction of independent finite confirmers disconfirms H is not derivable either. In the second countermodel it is irrelevant.
Prediction 1: A or B, if not indeed A. By Theorem 6b's third clause the disjunction need not be less relevant than a disjunct: in the second countermodel the disjunction and A confirm H equally, and the disjunction disconfirms ¬H, so neither condition of Hypothesis 3 holds.
But and even #
Hypothesis 4: A but B is felicitous only if, for the issue H, A confirms H while B and A∧B disconfirm it.
Equations
- Merin1999a.ButFelicitous ctx a b = (DTS.posRelevant ctx a ∧ DTS.negRelevant ctx b ∧ DTS.negRelevant ctx (a ∩ b))
Instances For
Hypothesis 5: A CONJ even(B) with VP-focus is felicitous only if, for an issue H other than B, A confirms H and B is more relevant to H than A: the scalar presupposition of even with relevance for likelihood, over the one alternative A.
Equations
- Merin1999a.EvenFelicitous ctx a b = (ctx.topic ≠ b ∧ DTS.posRelevant ctx a ∧ Focus.Particles.evenPresup (fun (e : Set W) => OrderDual.toDual (DTS.bayesFactor ctx e)) b {a})
Instances For
Prediction 3: *Kim splurbs but Kim even glurbs. With one issue per reading, but needs B to disconfirm it and even needs B to confirm it more than A does.
Theorem 8: under issue-conditional independence, B is unexpected given A iff A and B are H-contrary. Both come to the sign of one factorized cross-product of the masses of A and B on either side of the issue.
The default context of A but B: the issue is ¬B, the special case of Hypothesis 4 that [Mer99b] compares with [AD77] and proposes as the default interpretation.
Equations
- Merin1999a.defaultButCtx μ b hb = { topic := bᶜ, topicMeasurable := ⋯, prior := μ }
Instances For
Theorem 9: when the issue is ¬B, A and B are issue-conditionally independent for every A. Given ¬B, B and A∧B are null; given B, B is certain.
Theorem 10(a): when the issue is ¬B, B disconfirms it.
Theorem 10(b): when the issue is ¬B and A∧B is possible, B and A∧B confirm B infinitely, hence more than A confirms ¬B.
Theorem 10(c): when the issue is ¬B, an A that confirms it makes B unexpected. The default issue makes A and B independent (Theorem 9) and H-contrary (Theorem 10(a)), so Theorem 8 applies.
Theorem 10(d): when the issue is ¬B, relevance is additive over A∧B (Fact 5 by Theorem 9).
Definition 10: the prior satisfies non-negative instantial relevance for a predicate Q when no instance Qa makes another instance Qb less probable.
Equations
- Merin1999a.NonnegInstantialRelevance μ Q = ∀ (i j : E), μ (Q j) ≤ μ[Q j | Q i]
Instances For
Corollary 11: under non-negative instantial relevance, Qa but Qb is infelicitous in every context where the Conditional Independence Presumption holds of its conjuncts, since H-contrariness would make Qb unexpected given Qa (Theorem 8).
Corollary 11 at the default issue ¬Qb, where the presumption holds by Theorem 9.
Also #
Definition 12: A is presupposed when conditioning on A changes no probability.
Equations
- Merin1999a.IsPresupposed μ a = (μ[|a] = μ)
Instances For
A presupposition is a proposition of probability one.
A presupposed proposition factors out of any conjunction: A∧B is exactly as relevant as B (the step of Fact 17's proof).
A presupposed proposition is irrelevant to every live issue.
Fact 17: conditioning on A makes relevance additive over A∧B, with no independence assumption.
Definition 13: D is topic-anaphorically salient for E in context ctx when E is relevant to
the issue, D is presupposed, and in an earlier context ctx₀ on the same issue, where D was not
yet presupposed, D was relevant.
- relevant : ¬DTS.irrelevant ctx e
- presupposed : IsPresupposed ctx.prior d
- lt_one : ctx₀.prior d < 1
- wasRelevant : ¬DTS.irrelevant ctx₀ d
Instances For
Hypothesis 8, (and) also: also(b, B) is felicitous only if Ba is topic-anaphorically salient for Bb and Ba had, when it was relevant, the relevance sign Bb has now.
Equations
- Merin1999a.AlsoFelicitous ctx₀ ctx ba bb = (Merin1999a.TopicAnaphoricallySalient ctx₀ ctx ba bb ∧ compare (DTS.bayesFactor ctx₀ ba) 1 = compare (DTS.bayesFactor ctx bb) 1)
Instances For
Hypothesis 8, but also: the signs are opposite.
Equations
- Merin1999a.ButAlsoFelicitous ctx₀ ctx ba bb = (Merin1999a.TopicAnaphoricallySalient ctx₀ ctx ba bb ∧ compare (DTS.bayesFactor ctx₀ ba) 1 = (compare (DTS.bayesFactor ctx bb) 1).swap)
Instances For
Corollary 15: the antecedent of also is not an instance of the focus itself. Were b = a, Bb would be presupposed and so irrelevant to the issue, while salience needs it relevant.
Partial Definition 14: φ is properly accommodable only if it is contingent and irrelevant to the issue.
Equations
- Merin1999a.ProperlyAccommodable ctx φ = (0 < ctx.prior φ ∧ ctx.prior φ < 1 ∧ DTS.irrelevant ctx φ)
Instances For
Also resists accommodation: its antecedent must have been relevant just before becoming presupposed, so it was not properly accommodable then.
Partial Definition 15: A has prima facie causal responsibility for B only if A makes B more probable.
Equations
- Merin1999a.PrimaFacieCause μ a b = (μ b < μ[b | a])
Instances For
Corollary 16: a presupposed proposition is prima facie causally responsible for nothing.
Prediction 4: in Kim fell and she also broke her arm, also removes the causal implicature, since its antecedent is presupposed.