Documentation

Studies.Gong2022

Gong (2022): Case in Wholesale Late Merger: Evidence from Mongolian Scrambling #

This file formalizes [Gon22]'s argument that Condition C reconstruction in Mongolian scrambling tracks case rather than the A/Ā distinction or the subject status of the binder. Under [TH09]'s wholesale late merger a determiner moves alone and its restrictor merges countercyclically at a chain position where the resulting DP receives case, so scrambling bleeds Condition C exactly when the chain has a case position above the pronoun binder, the paper's condition (2) (Bleeds). The hybrid case rules (26) make accusative a dependent case, valued on an NP that an unmarked argumental NP of the same domain c-commands, nominative the case finite T assigns, and dative nonstructural (Site.DependentAcc, Site.Nominative). Read off the derivations (27b), (28b), (29c), (55), and (57), the chain positions of short, intermediate, and long-distance scrambling predict every judgment of the pool (rows_reconstruction): a dative binder is bled and a subject binder is not, while the embedded-subject binder of (61) is bled because the matrix VP-adjoined position competes for case with the matrix subject, which refutes [FLR96]'s Subject Binding Generalization (sbg_fails) and is what an account by movement type cannot state (is_not_uniform). The same dependent-case rule licenses accusative on an embedded subject exactly when a nominative matrix competitor is present, section 5.1 (acc_subjects), and the Mongolian grammar differs from [BV10]'s Sakha only in having no dependent dative (mongolian_differs_from_sakha_in_dat_only).

Implementation notes #

Heights order the positions of a clause and, for clause-external scrambling, the matrix clause above the embedded one. A site records the arguments of its spell-out domain with the case they bear when the mover lands, so the presubject position sees a subject already valued nominative, the paper's assumption that case is valued as soon as its conditions are met. A lexically cased DP is licensed in its base position and a PP has no restrictor to late-merge, so neither can be bled. The CP edge of an embedded clause is a step of successive-cyclic movement without a case competitor.

References #

The hybrid case rules (26) at a landing site #

structure Gong2022.Arg :

An argumental NP of a spell-out domain: its height and the case it bears, if any, when the mover lands.

  • height : ℕ
  • valued : Option Case
Instances For
    def Gong2022.instDecidableEqArg.decEq (x✝ x✝¹ : Arg) :
    Decidable (x✝ = x✝¹)
    Equations
    • Gong2022.instDecidableEqArg.decEq { height := a, valued := a_1 } { height := b, valued := b_1 } = if h : a = b then h ▸ if h : a_1 = b_1 then h ▸ isTrue ⋯ else isFalse ⋯ else isFalse ⋯
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      @[instance_reducible]
      instance Gong2022.instReprArg :
      Repr Arg
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      def Gong2022.instReprArg.repr :
      Arg → ℕ → Std.Format
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      • One or more equations did not get rendered due to their size.
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        structure Gong2022.Site :

        A landing site of a scrambling chain: its height, the arguments of its spell-out domain, and whether it is the specifier finite T agrees into.

        • height : ℕ
        • domain : List Arg
        • specTP : Bool
        Instances For
          def Gong2022.instDecidableEqSite.decEq (x✝ x✝¹ : Site) :
          Decidable (x✝ = x✝¹)
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          • One or more equations did not get rendered due to their size.
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            @[instance_reducible]
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            def Gong2022.instReprSite.repr :
            Site → ℕ → Std.Format
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            • One or more equations did not get rendered due to their size.
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              (26a): an unmarked argument of the domain c-commands the site, so a DP there is valued accusative as a dependent case.

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                (26b): finite T values a DP at its specifier nominative when no unmarked argument is closer to T.

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                  A position where the late-merged restrictor's DP receives structural case.

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                    @[instance_reducible]
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                    @[instance_reducible]
                    instance Gong2022.instDecidableHasCase (s : Site) :
                    Decidable s.HasCase
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                    inductive Gong2022.Mover :

                    What scrambles: a DP with structural case, a DP with lexical dative, or a PP.

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                      @[instance_reducible]
                      instance Gong2022.instDecidableEqMover :
                      DecidableEq Mover
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                      def Gong2022.instReprMover.repr :
                      Mover → ℕ → Std.Format
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                        @[instance_reducible]
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                        def Gong2022.Bleeds (m : Mover) (chain : List Site) (binder : ℕ) :

                        Condition (2): scrambling bleeds Condition C when the mover is a DP whose restrictor can receive structural case at a chain position above the binder.

                        Equations
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                          @[instance_reducible]
                          instance Gong2022.instDecidableBleeds (m : Mover) (chain : List Site) (binder : ℕ) :
                          Decidable (Bleeds m chain binder)
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                          • One or more equations did not get rendered due to their size.

                          The positions of the paper's derivations #

                          The subject at the edge of the verb phrase, unmarked until T merges, above the dative indirect object.

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                            The dative indirect object.

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                              The VP-edge position of (27b) and (28b): between the subject and the indirect object, valued accusative by competition with the subject.

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                                The presubject position of (29c): the subject below it is already nominative, and nothing c-commands it.

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                                  The edge of the embedded CP, a step of successive-cyclic movement, (55b).

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                                    The matrix VP-adjoined position of (55c): above the matrix dative argument, below the matrix subject, which has not yet been valued.

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                                      The matrix presubject position of (57): the matrix subject is nominative by then.

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                                        The specifier of finite T in the passive (85b): the agent is instrumental, the goal dative, so T values the derived subject nominative.

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                                          The Mongolian grammar of structural case (26) #

                                          The Mongolian grammar of structural case: accusative on the lower of two NPs in the clause, nominative from T and genitive from D under Agree, and no dependent dative.

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                                            The arguments of a ditransitive.

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                                              @[instance_reducible]
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                                                Their positions in a Mongolian ditransitive: the subject above the direct object, shifted to the clause edge, above the dative indirect object.

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                                                  The direct object is valued accusative by the dependent rule, the subject being the caseless NP above it.

                                                  The subject is valued nominative by T, not by a dependent rule.

                                                  The indirect object keeps its lexical dative and neither competes for dependent case nor creates a case position.

                                                  The VP edge is a dependent-case position, as the grammar values the shifted direct object of a ditransitive, and the presubject position is none.

                                                  The scrambling constructions and their chains #

                                                  The scrambling constructions of the pool.

                                                  • SS : Construction

                                                    Short scrambling, the direct object over the indirect object.

                                                  • IS : Construction

                                                    Intermediate scrambling, an object to the presubject position.

                                                  • LDS : Construction

                                                    Clause-external scrambling of an accusative embedded subject or of an embedded object, to the matrix presubject position.

                                                  • intermediate : Construction

                                                    Clause-external scrambling stopping at the matrix VP-adjoined position, (58).

                                                  • IO : Construction

                                                    Scrambling of the dative indirect object over the subject, (79).

                                                  • passive : Construction

                                                    Passivization, (85).

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                                                    @[instance_reducible]
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                                                      The pronoun that binds the R-expression in the base order.

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                                                        @[instance_reducible]
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                                                        def Gong2022.instReprBinder.repr :
                                                        Binder → ℕ → Std.Format
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                                                          @[instance_reducible]
                                                          Equations

                                                          Whether the binder is a subject, the Subject Binding Generalization's criterion.

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                                                            @[instance_reducible]
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                                                            The pool #

                                                            structure Gong2022.Row :

                                                            A scrambled order: its construction, the base-order binder, the mover, and the worst mark the paper prints on it (??/* counts as *).

                                                            Instances For
                                                              def Gong2022.instDecidableEqRow.decEq (x✝ x✝¹ : Row) :
                                                              Decidable (x✝ = x✝¹)
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                                                                def Gong2022.instReprRow.repr :
                                                                Row → ℕ → Std.Format
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                                                                  @[instance_reducible]
                                                                  instance Gong2022.instReprRow :
                                                                  Repr Row
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                                                                  The paper's obligatory reconstruction: the coindexed reading is rejected.

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                                                                    @[instance_reducible]
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                                                                    def Gong2022.Row.ofDatum (ex : Datum) :
                                                                    Option Row
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                                                                      def Gong2022.rows :
                                                                      List Row

                                                                      The scrambled orders (18b) to (21b), (32b), (33), (40), (41), (58), (61), (79), (85b), (86), (93b), and (94b).

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                                                                        Condition (2) with the hybrid case rules predicts every judgment: reconstruction is obligatory exactly when no chain position above the binder receives case.

                                                                        theorem Gong2022.is_not_uniform :
                                                                        ∃ r₁ ∈ rows, ∃ r₂ ∈ rows, r₁.construction = Construction.IS ∧ r₂.construction = Construction.IS ∧ r₁.mover = Mover.dp ∧ r₂.mover = Mover.dp ∧ ¬r₁.Reconstructs ∧ r₂.Reconstructs

                                                                        Section 2.3: intermediate scrambling of a DP to one landing site reconstructs in (20b) but not in (19b), so no classification of the movement as A or Ā decides reconstruction.

                                                                        theorem Gong2022.sbg_fails :
                                                                        (∀ r ∈ rows, r.construction = Construction.SS ∨ r.construction = Construction.IS → (r.Reconstructs ↔ r.binder.IsSubject)) ∧ (∃ r ∈ rows, r.binder = Binder.embeddedSubject ∧ r.mover = Mover.dp ∧ ¬r.Reconstructs) ∧ ∃ r ∈ rows, ¬r.binder.IsSubject ∧ r.Reconstructs

                                                                        Section 4.2: the Subject Binding Generalization (24) fits the clause-internal data, but (61), where the embedded subject binds, is bled because the matrix VP-adjoined position competes for case with the matrix subject; and the PP of (94b) reconstructs under a dative binder.

                                                                        Section 5.1: accusative on embedded subjects #

                                                                        The matrix argument that could compete with the embedded subject for case.

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                                                                          @[instance_reducible]
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                                                                          def Gong2022.instReprCompetitor.repr :
                                                                          Competitor → ℕ → Std.Format
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                                                                            The embedded subject at the edge of its clause, in the matrix domain: the site (26a) evaluates.

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                                                                              An accusative-marked embedded subject with its matrix competitor and judgment.

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                                                                                def Gong2022.instDecidableEqAccRow.decEq (x✝ x✝¹ : AccRow) :
                                                                                Decidable (x✝ = x✝¹)
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                                                                                  def Gong2022.instReprAccRow.repr :
                                                                                  AccRow → ℕ → Std.Format
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                                                                                    @[instance_reducible]
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                                                                                      (47), (48), (63), (64), and (65).

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                                                                                        Accusative on the embedded subject is licensed exactly when an unmarked matrix argument c-commands it: a nominative subject competes, a dative or impersonal predicate's argument does not.

                                                                                        Section 5.3: dative is not a dependent case #

                                                                                        Mongolian differs from Sakha in the verb phrase's high case alone: no dependent dative.

                                                                                        The arguments of a Sakha ditransitive.

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                                                                                          @[instance_reducible]
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                                                                                          def Gong2022.instReprSakhaArg.repr :
                                                                                          SakhaArg → ℕ → Std.Format
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                                                                                            Their positions: a subject, a VP-internal goal, and a theme shifted to the phase edge.

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                                                                                              The Mongolian grammar values no NP of the Sakha ditransitive dative, so the goal Sakha values dative comes out otherwise: the dative of a Mongolian goal is nonstructural.