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Studies.Gibson2025

Gibson (2025): Syntax: A Cognitive Approach #

This file formalizes chapter 5 of [Gib25], where dependency length minimization is a constraint on grammars: the head-direction generalization of [Gre63] and [Dry92], that a language's head-argument orders share one direction, follows because a disharmonic order stretches the dependencies along a recursive spine. The measure is the total dependency length of [FMG15], illustrated on the book's (99a) (totalLength_99a), and a head-final language reads the same structure in the mirrored order of its head-argument rules with subjects kept before their verbs (sov_harmonic). The argument is worked through the book's (122) and (123): every regime is one dependency structure read in a different order (Graph.linearize), the harmonic orders are the shortest, and each mismatch of verb-complement direction with the direction of infinitival, subordinator, adposition, or relative-clause dependencies costs the lengths the book computes (totalLength_122, totalLength_123). The mechanism is an arc to the far end of its own phrase (Graph.ncard_yield_le_dist), which is why the one-word dependents of Table 5.4 need not align (single_word_free).

Implementation notes #

Arcs follow the book's chapter 3: a subordinator or infinitival marker heads its clause, an adposition its noun phrase, and a relative clause's verb the clause, with the nearest UD label on each arc. The book's Tables 5.1 to 5.3, WALS cross-tabulations of verb-object order with adposition, subordinator, and relative-clause order ([DH13a]), are prose here: raw-count dominance over atlas rows is not a theorem of the theory. The full mirror of (123) costs the same as the English order (Graph.totalLength_mirror); the book's head-final orders cost more only because they keep subjects before their verbs.

References #

An order is head-first or head-final, section 5.2, when every head-argument arc, that is every arc but a subject's, takes that direction.

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    @[instance_reducible]
    instance Gibson2025.instDecidableHarmonic {n : ℕ} (g : DependencyGrammar.Graph n) (d : HeadDirection) :
    Decidable (Harmonic g d)
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    An order that is neither head-first nor head-final.

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      @[instance_reducible]
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      Section 5.1: the measure, on (99a) #

      (99a) Mary threw away the important documents that she brought home yesterday, whose total dependency length the book computes as eighteen.

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        (99b), the particle after the long object, where the arc to away crosses the eight words of the object.

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          Section 5.2: the mirror rules of a verb-final language, (119) to (121) #

          (119a) Lana ate pizza.

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            (120a) Lana gave pizza to Francine.

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              (120b) Lana Francine to pizza gave.

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                (121a) Alfred said that Lana gave pizza to Francine.

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                  (121b) Alfred Lana Francine to pizza gave that said, where each clause keeps its subject first and mirrors the rest.

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                    Section 5.3.1: verb-object and verb-complement direction, (122) #

                    (122) Alfred wanted to eat bananas from Hawaii, head-first: every arc is adjacent.

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                      The head-final order with the subject next to its verb: Hawaii from bananas eat to Alfred wanted.

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                        Verb-object order for eat but complement-verb order for wanted: Alfred to eat bananas from Hawaii wanted.

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                          Object-verb order for eat but verb-complement order for wanted: Alfred wanted to bananas from Hawaii eat.

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                            The harmonic orders cost six and seven, the mismatches fifteen and eleven.

                            Sections 5.3.2 to 5.3.4: subordinators, adpositions, and relative clauses, (123) #

                            (123) Alfred said that Lana gave pizza to monkeys who wanted bananas in English order.

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                              The head-final order with subjects first: Alfred Lana who bananas wanted monkeys to pizza gave that said.

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                                The head-final order with subjects next to their verbs: who bananas wanted monkeys to pizza Lana gave that Alfred said.

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                                  Verb-initial but subordinator-final: that follows the clause it heads.

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                                    Verb-final but subordinator-initial: that precedes the clause it heads.

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                                      Verb-initial but postpositional: to follows its noun phrase.

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                                        Verb-final but prepositional: to precedes its noun phrase.

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                                          Verb-initial but with the relative clause before its noun.

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                                            Verb-final but with the relative clause after its noun.

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                                              The English order costs thirteen and the head-final orders twenty-seven and fifteen; each mismatch costs more than its harmonic baseline.

                                              Reversing every arc, subjects included, costs nothing, so the book's head-final orders are dearer than English only because their subjects stay before their verbs.

                                              theorem Gibson2025.subordinator_final_stretches :
                                              (voSubFinal123.yield 10).ncard ≤ (↑1).dist 10

                                              A subordinator at the far end of its clause, where the arc from said to that is at least as long as the nine-word clause that heads.

                                              Section 5.3.5: one-word dependents, Table 5.4 #

                                              A one-word dependent costs the same on either side of its head, since the two orders are mirror images: Table 5.4's adjective, demonstrative, intensifier, and negator orders need not align with the verb-object order.