Features.DiathesisAlternation #
@cite{levin-1993}
Twenty-five curated diathesis alternations from @cite{levin-1993} Part One,
the prediction map from MeaningComponents, the per-class participation
profile, and structural theorems characterising how alternation
participation interacts with MeaningComponents.fuse.
Provenance #
Moved from Core/Lexical/DiathesisAlternation.lean in the cleanup that
dissolved Core/Lexical/. Sibling of LevinClass.lean, MeaningComponents.lean,
LevinTheory.lean, LevinClassProfiles.lean — all paper-anchored on
@cite{levin-1993} and not theory-neutral substrate.
Selection caveat #
The 25 alternations chosen here are the formaliser's selection of "diagnostically active" alternations from Levin's ~79 in Part One. Levin's monograph lists many narrower alternations as data/prose; the selection here covers what's needed to discriminate the major verb classes per Levin's Introduction. This is NOT Levin's own claim about which alternations are diagnostically active — verify the curation against the empirical needs of any downstream consumer.
UNVERIFIED: Per-alternation section numbers (e.g., §1.1.2.1, §2.1,
§7.4) cited from memory throughout. Verify against published
@cite{levin-1993} before treating as authoritative.
Sections #
- §1a
AlternationFamily— 6 chapter-anchored families - §1b
DiathesisAlternation— 25 alternation types + family classifier - §2
MeaningComponents.predictedAlternation— feature-derived predictions - §3 Structural theorems on
fuse×predictedAlternation - §4
LevinClass.participatesIn— full participation profile (component-derived + class-specific overrides) - §5 Canonical diagnostic theorems (break/cut/hit/touch + cross-class predictions)
Classification of diathesis alternations by the chapter of @cite{levin-1993} Part One where they are primarily discussed.
Organizational grouping for the curated 25-alternation enum; the remaining ~50 narrow alternations from Part One are documented as data/prose, not as enum constructors.
UNVERIFIED: Chapter assignments cited from memory.
- transitivity : AlternationFamily
Ch 1: Transitivity alternations — changes in the number of arguments (causative/inchoative, induced action, middle, conative, object drop).
- vpInternal : AlternationFamily
Ch 2: Alternations involving arguments within the VP — rearrangement of internal arguments (dative, benefactive, locative, swarm, etc.).
- obliqueSubject : AlternationFamily
Ch 3: Oblique subject alternations — non-agent subjects (instrument subject).
- passive : AlternationFamily
Ch 5: Passive — verbal and prepositional passives.
- postverbalSubject : AlternationFamily
Ch 6: Alternations involving postverbal subjects — there-insertion, locative inversion (unaccusative diagnostics).
- otherConstructions : AlternationFamily
Ch 7: Other constructions — way construction, cognate object, resultative, directional phrase.
Instances For
Equations
- Semantics.Lexical.instDecidableEqAlternationFamily x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
- One or more equations did not get rendered due to their size.
Instances For
Equations
Curated diathesis alternations from @cite{levin-1993} Part One.
The first four (causativeInchoative / inducedAction / middle / conative)
are the canonical diagnostics from the Introduction; others are from
specific chapters. Each is classified by AlternationFamily.
UNVERIFIED: Per-constructor section numbers cited from memory.
- causativeInchoative : DiathesisAlternation
she broke the vase / the vase broke. Diagnoses causation + CoS.
- inducedAction : DiathesisAlternation
Bill ran the horse. Causative use of intransitive manner-of-motion verbs.
- middle : DiathesisAlternation
the bread cuts easily. Diagnoses change of state.
- conative : DiathesisAlternation
I cut at the bread. Diagnoses contact + motion.
- substanceSource : DiathesisAlternation
heat radiates from the sun / the sun radiates heat. Substance emission verbs.
- unspecifiedObject : DiathesisAlternation
Mike ate the cake / Mike ate. Activity verbs (eat, read, cook, ...). The intransitive has an unexpressed but understood indefinite object.
- understoodBodyPartObject : DiathesisAlternation
Bill waved his hand / Bill waved. Body-part verbs where the object names the moved body part.
- understoodReflexiveObject : DiathesisAlternation
Bill washed himself / Bill washed. Grooming/body-care verbs where the reflexive object can be dropped.
- understoodReciprocalObject : DiathesisAlternation
Anne met Cathy / Anne and Cathy met. Social interaction verbs. Intransitive paraphrasable as transitive with each other.
- dative : DiathesisAlternation
give NP NP / give NP to NP. Give/send class.
- benefactive : DiathesisAlternation
Martha carved a toy for the baby / Martha carved the baby a toy. Verbs of obtaining and creation.
- locative : DiathesisAlternation
spray paint on wall / spray wall with paint. Spray/load class.
- bodyPartPossessorAscension : DiathesisAlternation
I hit him on the arm / I hit his arm. Diagnoses contact.
- swarm : DiathesisAlternation
Bees swarmed in the garden / The garden swarmed with bees. Intransitive locative alternation for verbs of spatial configuration.
- materialProduct : DiathesisAlternation
Martha carved a toy out of wood / Martha carved the wood into a toy. Build/creation verbs.
- totalTransformation : DiathesisAlternation
the witch turned the prince into a frog. Complete change of entity type. Turn/convert verbs.
- instrumentSubject : DiathesisAlternation
David broke the window with a hammer / the hammer broke the window. Intermediary instruments can become subjects with externally caused verbs.
- verbalPassive : DiathesisAlternation
the window was broken (by the boy). Fundamental voice alternation for transitive verbs.
- prepositionalPassive : DiathesisAlternation
the bed was slept in. Passive of intransitive + PP, diagnostic for unergative verbs.
- thereInsertion : DiathesisAlternation
a problem developed / there developed a problem. Unaccusative diagnostic: existence/appearance verbs.
- locativeInversion : DiathesisAlternation
an old woman lives in the woods / in the woods lives an old woman. Unaccusative diagnostic: existence/spatial configuration verbs.
- cognateObject : DiathesisAlternation
she laughed a bitter laugh. Unergative diagnostic: agentive intransitives can take cognate objects.
- wayConstruction : DiathesisAlternation
she elbowed her way through the crowd. Manner-of-motion and body-motion verbs.
- resultative : DiathesisAlternation
hammer the metal flat. Available to manner verbs.
- directionalPhrase : DiathesisAlternation
she ran to the store. Manner-of-motion verbs with directional PPs (Talmy's satellite-framing).
Instances For
Equations
- Semantics.Lexical.instDecidableEqDiathesisAlternation x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
Equations
- One or more equations did not get rendered due to their size.
Instances For
Which family of @cite{levin-1993} Part One each alternation belongs to. Classifies the 25 curated alternations into 6 families matching the chapter structure of Part One.
Equations
- Semantics.Lexical.DiathesisAlternation.causativeInchoative.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.inducedAction.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.middle.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.conative.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.substanceSource.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.unspecifiedObject.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.understoodBodyPartObject.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.understoodReflexiveObject.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.understoodReciprocalObject.family = Semantics.Lexical.AlternationFamily.transitivity
- Semantics.Lexical.DiathesisAlternation.dative.family = Semantics.Lexical.AlternationFamily.vpInternal
- Semantics.Lexical.DiathesisAlternation.benefactive.family = Semantics.Lexical.AlternationFamily.vpInternal
- Semantics.Lexical.DiathesisAlternation.locative.family = Semantics.Lexical.AlternationFamily.vpInternal
- Semantics.Lexical.DiathesisAlternation.bodyPartPossessorAscension.family = Semantics.Lexical.AlternationFamily.vpInternal
- Semantics.Lexical.DiathesisAlternation.swarm.family = Semantics.Lexical.AlternationFamily.vpInternal
- Semantics.Lexical.DiathesisAlternation.materialProduct.family = Semantics.Lexical.AlternationFamily.vpInternal
- Semantics.Lexical.DiathesisAlternation.totalTransformation.family = Semantics.Lexical.AlternationFamily.vpInternal
- Semantics.Lexical.DiathesisAlternation.instrumentSubject.family = Semantics.Lexical.AlternationFamily.obliqueSubject
- Semantics.Lexical.DiathesisAlternation.verbalPassive.family = Semantics.Lexical.AlternationFamily.passive
- Semantics.Lexical.DiathesisAlternation.prepositionalPassive.family = Semantics.Lexical.AlternationFamily.passive
- Semantics.Lexical.DiathesisAlternation.thereInsertion.family = Semantics.Lexical.AlternationFamily.postverbalSubject
- Semantics.Lexical.DiathesisAlternation.locativeInversion.family = Semantics.Lexical.AlternationFamily.postverbalSubject
- Semantics.Lexical.DiathesisAlternation.cognateObject.family = Semantics.Lexical.AlternationFamily.otherConstructions
- Semantics.Lexical.DiathesisAlternation.wayConstruction.family = Semantics.Lexical.AlternationFamily.otherConstructions
- Semantics.Lexical.DiathesisAlternation.resultative.family = Semantics.Lexical.AlternationFamily.otherConstructions
- Semantics.Lexical.DiathesisAlternation.directionalPhrase.family = Semantics.Lexical.AlternationFamily.otherConstructions
Instances For
Predicted alternation participation derived from meaning components.
The core claim of @cite{levin-1993}: meaning components — diagnosed by alternation participation — form the bridge between verb semantics and verb syntax. Each diagnostic alternation corresponds to a specific configuration of meaning components:
| Alternation | Required components |
|---|---|
| Causative/inchoative | changeOfState ∧ causation ∧ ¬instrumentSpec |
| Middle | changeOfState |
| Conative | contact ∧ motion |
| Body-part possessor ascension | contact |
| Instrument subject | causation ∧ ¬instrumentSpec |
| Resultative | changeOfState ∧ ¬instrumentSpec (manner verbs) |
The remaining alternations are class-specific rather than component-derived.
Equations
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.causativeInchoative = (x✝.changeOfState && x✝.causation && !x✝.instrumentSpec)
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.middle = x✝.changeOfState
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.conative = (x✝.contact && x✝.motion)
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.bodyPartPossessorAscension = x✝.contact
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.instrumentSubject = (x✝.causation && !x✝.instrumentSpec)
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.resultative = (x✝.changeOfState && !x✝.instrumentSpec)
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.inducedAction = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.substanceSource = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.unspecifiedObject = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.understoodBodyPartObject = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.understoodReflexiveObject = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.understoodReciprocalObject = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.dative = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.benefactive = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.locative = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.swarm = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.materialProduct = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.totalTransformation = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.verbalPassive = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.prepositionalPassive = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.thereInsertion = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.locativeInversion = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.cognateObject = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.wayConstruction = false
- x✝.predictedAlternation Semantics.Lexical.DiathesisAlternation.directionalPhrase = false
Instances For
These theorems characterize how MeaningComponents.fuse (componentwise OR)
interacts with predictedAlternation. They are stated purely over
MeaningComponents — no reference to specific constructions, verb classes,
or empirical data. Construction grammar modules use these as lemmas.
Note: fuse is componentwise OR; the substrate's design choice. NOT to be
attributed to Goldberg 1995 specifically (Goldberg's actual constructional
unification is more structured than disjunctive feature OR).
Enabling via CoS + causation: fusing any verb (without instrumentSpec) with any meaning components contributing CoS + causation (without instrumentSpec) enables all four instrument-sensitive alternations.
Partial enabling via CoS only: fusing a verb (without instrumentSpec or causation) with meaning components contributing CoS but NOT causation enables middle and resultative alternation, but NOT causativeInchoative or instrumentSubject.
instrumentSpec blocks unconditionally: any meaning components with instrumentSpec = true are blocked from causativeInchoative, instrumentSubject, and resultative.
Corollary: instrumentSpec blocks after ANY fusion, since
v.instrumentSpec = true → (v.fuse c).instrumentSpec = true.
Monotonicity: an instrument-free fusion never removes an alternation.
instrumentSpec persists through fusion: once a verb has instrument
specificity, no fusion can remove it (true || b = true).
Fusion is NOT generally monotone: when instrumentSpec is added, it CAN block an alternation the verb had alone.
instrumentSpec is the sole blocker: if a verb participates alone but NOT after fusion, instrumentSpec must have been introduced.
Full alternation profile for a Levin class, combining component-derived predictions with class-specific overrides.
Component-derived: causativeInchoative, middle, conative, bodyPartPossessorAscension, instrumentSubject, resultative.
Class-specific overrides below; these are the formaliser's reading of @cite{levin-1993} Part I verb lists and Part II class descriptions. UNVERIFIED: Per-class participation rows cited from memory; verify against the published monograph.
Instances For
The four verbs break, cut, hit, touch are distinguished by exactly their pattern of alternation participation (per @cite{levin-1993} Introduction).
Break participates in causative/inchoative and middle (CoS + causation).
Cut participates in middle, conative, and BPPA but NOT causative/inchoative. Instrument specification blocks the inchoative ("*The string cut"). Because cut inherently specifies an instrument, it requires an agent.
Hit participates in conative and body-part ascension (contact + motion, no CoS).
Touch participates only in body-part ascension (contact only).
Instrument specification blocks the causative/inchoative alternation.
Corollary: instrument specification also blocks the resultative.
Cross-class predictions #
All CoS classes participate in the causative/inchoative alternation.
Spray/load participates in the locative alternation.
Give class participates in the dative alternation.
Motion verbs don't participate in causative alternation (no causation component).
Contact verbs predict conative alternation participation.
Touch verbs lack motion → no conative despite having contact.
Cut blocked from resultative; break participates (no instrumentSpec).
The causative/inchoative alternation implies the existence of an unaccusative variant.
Family classification theorems #
The canonical diagnostics all belong to the transitivity or VP-internal families.
Passive alternations form their own family.
Class-specific alternation predictions #
Build verbs participate in both benefactive and material/product alternations.
Substance emission verbs participate in the substance/source alternation.
Eat verbs participate in the unspecified object alternation. Devour verbs do NOT — they require an expressed object.
Social interaction verbs show the understood reciprocal object alternation.
Existence and appearance verbs participate in there-insertion.
Existence and manner-of-motion verbs participate in locative inversion.
There-insertion and locative inversion align with unaccusativity.
Instrument subject alternation is predicted by external causation.
Instrument specification blocks both causative/inchoative and instrument subject alternations.
Per-alternation predictions #
Manner-of-motion verbs participate in the induced action alternation.
Grooming verbs participate in the understood reflexive object alternation.
Body process verbs participate in the understood body-part object alternation.
Turn/convert verbs participate in the total transformation alternation.
Manner-of-motion verbs participate in the way construction.
Manner-of-motion verbs participate in the directional phrase alternation.
Unergative diagnostics: manner-of-motion verbs participate in cognate object and prepositional passive.
Manner-of-motion verbs are diagnostic workhorses: 6 alternations from 4 different families.
Verbal passive coverage #
Verbal passive is available across all major transitive class families.
Measure verbs do NOT participate in verbal passive.
Weather verbs do NOT participate in verbal passive (no object to promote).
Prepositional passive and swarm coverage #
Prepositional passive aligns with unergativity.
The swarm alternation applies to existence and manner-of-motion verbs.