Documentation

Linglib.Studies.BeaversEtAl2021

Cross-Linguistic Typology of Change-of-State Verbs #

[Dix82] [Lev93] [BEJ+21] [Coo19]

Empirical data from Beavers, Everdell, Jerro, Kauhanen, [BEJ+21] "States and changes of state: A crosslinguistic study of the roots of verbal meaning." Language 97(3), 439–484.

88-language balanced sample (WALS 100 + additions). For each of 36 property concept (PC) and 36 result root meanings, the authors collected five-item paradigms (underlying root, simple stative, inchoative, causative, result stative) and coded morphological relationships.

Key findings (theory-neutral) #

  1. Simple statives: PC roots overwhelmingly have simple stative forms (median = 95.67% of languages); result roots overwhelmingly lack them (median = 1.59%). Mann-Whitney U = 1266.5, p < 0.001.

  2. Verbal markedness: PC root verbs tend to be marked (median = 56.01%); result root verbs tend to be unmarked (median = 15.20%). Mann-Whitney U = 1291, p < 0.001.

  3. Subclass clustering: PC subclasses (dimension, color, value, physical property, speed) cluster near 100% simple statives. Result subclasses (breaking, cooking, killing, destroying, directed motion) cluster near 0%.

Theory apparatus #

The change-entailment theory (§§3–14 below) is stated over the substrate Verb.Root.ChangeType; this paper is its sole consumer. The "Markedness Generalization" label is the formaliser's — the content (ex. (44)) is faithful to the paper.

Two classes of change-of-state verb roots, defined by morphological and semantic diagnostics ([BEJ+21] §3.1).

Classification criteria:

  • PC roots: the root of deadjectival CoS verbs ([Lev93]:245); describe [Dix82]'s basic property types
  • Result roots: the root of non-deadjectival CoS verbs; describe specific result states (physical damage, cooking, etc.)
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      PC subclasses ([Dix82]; [BEJ+21] ex. 5).

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          Result root subclasses ([Lev93]; [BEJ+21] ex. 6).

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              The five positions in a CoS verb paradigm ([BEJ+21] eq. 40). Every root meaning is associated with (up to) five forms.

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                  Morphological relationship codes between forms ([BEJ+21] eq. 41, generalizing [Has93]:90–92).

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                      A root meaning with its crosslinguistic attestation.

                      • gloss : String

                        English gloss(es)

                      • rootClass : CoSRootClass

                        PC or result root

                      • subclass : Option (PCSubclass ResultSubclass)

                        Subclass, if applicable

                      • nSimpleStative :

                        Number of languages with a simple stative for this root (Table A1)

                      • nLanguages :

                        Number of languages with any data for this root (Table A1)

                      • nMarkedVerbal :

                        Number of languages with a marked verbal paradigm (Table A2)

                      • nVerbalLanguages :

                        Number of languages with verbal paradigm data (Table A2)

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                          Percentage of languages with simple stative (exact ℚ — kernel-decidable).

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                            Percentage of languages with marked verbal paradigm (exact ℚ).

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                                                                      Summary of a crosslinguistic comparison between PC and result roots. Numeric fields are exact ℚ (mathlib idiom for kernel-decidable arithmetic; [BEJ+21] reports values to 2 decimal places).

                                                                      • measure : String

                                                                        What is being measured

                                                                      • pcMedian :

                                                                        PC root median percentage

                                                                      • resultMedian :

                                                                        Result root median percentage

                                                                      • uStatistic :

                                                                        Mann-Whitney U statistic

                                                                      • pThreshold :

                                                                        One-tailed p-value threshold

                                                                      • nPC :

                                                                        Sample sizes (PC roots, result roots)

                                                                      • nResult :
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                                                                          Simple stative form comparison (§6, Fig. 1). Medians: 95.67% and 1.59% encoded as exact rationals via OfScientific.

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                                                                            Verbal markedness comparison (§7, Fig. 5). Medians: 56.01% and 15.20% encoded as exact rationals via OfScientific.

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                                                                              Empirical diagnostics for classifying roots. Each diagnostic independently sorts roots into two classes that align with the PC vs result distinction.

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                                                                                  Stative form + change denial test (§3.3, ex. 10–11). "The bright photo has never brightened" → OK (PC) "#The shattered vase has never shattered" → contradictory (result)

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                                                                                    Restitutive 'again' test (§3.4, ex. 15–16). "John sharpened the knife again" → can be just one sharpening (PC) "#Chris thawed the meat again" → necessarily two thawings (result)

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                                                                                      The two diagnostics always agree.

                                                                                      A language's CoS verb typological profile.

                                                                                      • language : String
                                                                                      • family : String
                                                                                      • nPCParadigms :

                                                                                        Number of PC root verbal paradigms with data

                                                                                      • nResultParadigms :

                                                                                        Number of result root verbal paradigms with data

                                                                                      • pctPCMarked :

                                                                                        % of PC paradigms that are marked (exact ℚ)

                                                                                      • pctResultMarked :

                                                                                        % of result paradigms that are marked (exact ℚ)

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                                                                                          The six in-depth case study languages (§4).

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                                                                                          • BeaversEtAl2021.kakataibo = { language := "Kakataibo", family := "Panoan", nPCParadigms := 59, nResultParadigms := 64, pctPCMarked := 23.73, pctResultMarked := 31.25 }
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                                                                                            • BeaversEtAl2021.kinyarwanda = { language := "Kinyarwanda", family := "Northeastern Bantu", nPCParadigms := 69, nResultParadigms := 33, pctPCMarked := 4.17, pctResultMarked := 9.09 }
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                                                                                              • BeaversEtAl2021.hebrew = { language := "Hebrew (Modern)", family := "Semitic", nPCParadigms := 35, nResultParadigms := 42, pctPCMarked := 97.62, pctResultMarked := 0.98 }
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                                                                                                • BeaversEtAl2021.marathi = { language := "Marathi", family := "Indic", nPCParadigms := 40, nResultParadigms := 35, pctPCMarked := 20.41, pctResultMarked := 21.33 }
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                                                                                                  • BeaversEtAl2021.greek = { language := "Greek (Modern)", family := "Indo-European", nPCParadigms := 76, nResultParadigms := 57, pctPCMarked := 2.63, pctResultMarked := 2.15 }
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                                                                                                    • BeaversEtAl2021.english = { language := "English", family := "Germanic", nPCParadigms := 43, nResultParadigms := 60, pctPCMarked := 0.0, pctResultMarked := 0.0 }
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                                                                                                      Attested language types (§7.2, §8).

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                                                                                                          The fourth logically possible type (result marked, PC unmarked) is UNATTESTED — predicted by the markedness generalization.

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                                                                                                            Three and only three types are attested.

                                                                                                            All entries in our PC root sample are classified as PC.

                                                                                                            All entries in our result root sample are classified as result.

                                                                                                            theorem BeaversEtAl2021.most_pc_roots_have_statives :
                                                                                                            (List.filter (fun (r : RootMeaning) => decide (r.nSimpleStative * 2 r.nLanguages)) pcRoots).length pcRoots.length - 1

                                                                                                            Most PC roots in the sample have ≥ 50% simple stative attestation.

                                                                                                            No result root in the sample exceeds 10% simple stative attestation.

                                                                                                            PC roots have simple (unmarked) stative forms; result roots lack them. English: "bright" (PC, simple adj) vs *"shattered" requires prior change. Crosslinguistic evidence (§6, Fig. 1): PC median = 95.67%, result median = 1.59% (Mann-Whitney U = 1266.5, p < 0.001, n₁ = n₂ = 36).

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                                                                                                              PC root verbs TEND to be morphologically marked (wid-en, flat-ten); result root verbs tend to be unmarked (break, crack). The cross-linguistic DEFAULT, not a universal — [HKG25] §4 notes deviating Wá·šiw Class 1 roots. Crosslinguistic evidence (§7, Fig. 5): PC median = 56.01%, result median = 15.20% (U = 1291, p < 0.001).

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                                                                                                                The main theorem. A root's entailment of change determines all of its morphosyntactic behavior in a single biconditional: result roots lack simple statives (§6), have unmarked verbal forms (§7), and lack restitutive again (§3.4); PC roots are the reverse. Refutes the Bifurcation Thesis.

                                                                                                                The converse: NOT entailing change determines the opposite package.

                                                                                                                def BeaversEtAl2021.bifurcationThesis (rootEntailsChange : Verb.Root.ChangeTypeBool) :

                                                                                                                The Bifurcation Thesis for Roots ([Emb09]:1, [Ara05]:79; [BEJ+21] ex. 2): a component of meaning introduced by a templatic operator cannot be part of a root's meaning — so NO root should entail change.

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                                                                                                                  [BEJ+21] main result: bifurcation does not hold. Result roots entail change, violating the thesis (§§3.3, 3.6, 9).

                                                                                                                  PC roots are consistent with bifurcation (they don't entail change).

                                                                                                                  B&[BKG20] strengthened bifurcation failure via Root.Kinds. [BEJ+21] show roots can entail CHANGE; B&[BKG20] show roots can entail CHANGE, CAUSATION, and MANNER simultaneously (√GUILLOTINE, √HAND) — a strictly stronger refutation. Witness: Root.Kinds.fullSpec carries all four kinds.

                                                                                                                  Whether a form is morphologically marked (derived/complex) or unmarked (basic/simple).

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                                                                                                                      The Markedness Generalization ([BEJ+21] ex. 44): morphological markedness reflects semantic mismatch between a functional head and its root complement. A verb is unmarked when v_become is redundant with the root's change entailment; a stative is unmarked when no change need be stripped. This yields the three attested language types (English-type asymmetric, equipollent, labile) and rules out the unattested fourth.

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                                                                                                                        Stative markedness is the mirror image of verbal markedness.

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                                                                                                                          Verbal and stative markedness are always complementary.

                                                                                                                          The markedness generalization is equivalent to the semantic distinction.

                                                                                                                          Dowty's P-Patient entailment "undergoes change of state" is precisely the result root entailment: an object bearing a result root's state predicate has changeOfState = true.

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                                                                                                                            A result verb's object (accomplishment template) has changeOfState = true, so it patterns with result roots. Contact-verb objects (kick: CA+St, no entailed change per [Bea11]) fall on the other side of the bridge.

                                                                                                                            Result roots MUST combine with a template containing BECOME (achievement or accomplishment): the root's change entailment is redundant with BECOME. PC roots CAN combine with any template.

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                                                                                                                              Result roots always get templates with BECOME.

                                                                                                                              State template lacks BECOME — only available to PC roots.

                                                                                                                              Result root verbs pattern as achievements/accomplishments; PC roots in stative use are states.

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                                                                                                                                [Emb04] posits basic statives ([AspP AspS √ROOT], PC roots only) and result statives ([AspP AspR [vP DP v_become √ROOT]], deverbal; result roots always, PC roots optionally).

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                                                                                                                                    This is equivalent to NOT entailing change.

                                                                                                                                    Sublexical again attaches low (to the root, restitutive) or high (over vbecome, repetitive). Restitutive is available iff the root is change-free; a result root's state itself entails change, collapsing its low attachment into the repetitive reading.

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                                                                                                                                        PC roots have strictly more 'again' readings than result roots.

                                                                                                                                        If a root entails change, its verb is associated with a template containing BECOME (§9) — even when the change comes from the ROOT, not the template.

                                                                                                                                        Conversely: a root not requiring BECOME does not entail change.

                                                                                                                                        The full correlation package. From the single Boolean entailsChange, all of the paper's morphosyntactic predictions follow: one semantic property is the sole determinant of six independently observable properties.

                                                                                                                                        Change entailment determines markedness in the unified Classification.

                                                                                                                                        Roots with the same change type have identical morphosyntactic behavior regardless of valency — markedness, stative forms, and again readings are orthogonal to internal argument selection.

                                                                                                                                        The §§8–14 sections below were originally housed in Studies/Coon2019.lean as bridge content between Coon's Chuj data, the present empirical typology, and the root typology substrate. They are relocated here per the chronological- dependency rule (Coon 2019 < Beavers et al. 2021 — only the later paper may reference the earlier).

                                                                                                                                        The mapping is a bijection (left inverse).

                                                                                                                                        The mapping is a bijection (right inverse).

                                                                                                                                        The empirical changeDenialTest agrees with the theory's entailsChange.

                                                                                                                                        Theory: ChangeType.entailsChange .result = true (result roots entail change) Empirical: changeDenialTest.result =.negative ("#The shattered vase has never shattered" is contradictory — the state entails prior change)

                                                                                                                                        The relationship is: entailsChange = true ↔ changeDenial = negative.

                                                                                                                                        Both diagnostics jointly align with the full semantic correlate package. The bridge form of semantic_determines_morphosyntax.

                                                                                                                                        Theory predicts: PC roots have simple statives. Data confirms: 7 of 8 PC sample roots have ≥ 50% attestation. The one exception (oldRoot, age class) has 0 — noted by the present paper as a crosslinguistic outlier.

                                                                                                                                        Theory predicts: result roots LACK simple statives. Data confirms: all 10 result sample roots have ≤ 10% attestation.

                                                                                                                                        The theory's markedness complementarity predicts that if a language marks PC verbs, it should NOT also show result verbs as more marked than PC verbs. The fourth logically possible language type (result marked, PC unmarked) is unattested — exactly 3 types are attested. This matches the theory: markedness_complementarity says verbal and stative markedness are always opposite.

                                                                                                                                        [BEJ+21]'s result-root row for [Coo19]'s √TV class: the shared coordinates are RootClass.toClassification; only the change-entailment column is this paper's subdivision (Coon does not subdivide √TV).

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                                                                                                                                          The property-concept row of the √TV subdivision (no change entailment).

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                                                                                                                                            Coon's √ITV coordinates, reused unchanged.

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                                                                                                                                              Coon's √POS coordinates, reused unchanged.

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                                                                                                                                                Chuj √TV result roots instantiate the theory's result root predictions: entails change, no simple stative, unmarked verb.

                                                                                                                                                Chuj √TV PC roots instantiate the theory's PC root predictions: no change entailment, has simple stative, marked verb.

                                                                                                                                                The Chuj fragment witnesses cells of the (valency × changeType) matrix: theme-taking roots with and without change entailment, and valency-free property-concept roots (√POS — √ITV is unaccusative and theme-taking per [Coo19] §3.3).

                                                                                                                                                Every PC root in the empirical sample is classified as PC, and the theory predicts PC roots should have simple statives — they do.

                                                                                                                                                Every result root in the empirical sample is classified as result, and the theory predicts result roots lack simple statives — they do.