Heine (1997): Possession — Cognitive Sources, Forces, and Grammaticalization #
@cite{heine-1997}
Bernd Heine. Possession: Cognitive Sources, Forces, and Grammaticalization. Cambridge Studies in Linguistics 83. Cambridge University Press, 1997.
Core claims #
Predicative possession constructions worldwide derive from a small set of eight cognitive event schemas (Table 2.1), each with a fixed propositional structure that predicts the resulting word order and case marking.
Each schema has characteristic contrastive properties (Table 2.3): whether its predicate nucleus is lexical (Action only) or non-lexical, whether its structure is basic or extended, and which participant (possessor or possessee) maps to clausal subject.
Schemas correlate with possessive notions (Table 2.4): Location invariably yields have-constructions; Equation invariably yields belong-constructions; Action and Goal can yield both.
Grammaticalization proceeds via the Overlap Model: Stage I (source meaning only) → Stage II (source + target overlap) → Stage III (target meaning only).
A 100-language survey (Table 2.2) shows schemas are distributed across all continents with Location (20.9%) and Goal (20.0%) as the most common sources, and Action (13.6%) less common than often assumed.
Connections #
Typology.Possession.PossessionSource: the eight schemas (substrate)Typology.Possession.PossessiveNotion: the seven target notions (substrate)Theories.Diachronic.Grammaticalization.GramStage: the verbal clineTheories.Semantics.ArgumentStructure.Relational: π operator and arity tracking — connects to which schemas have possessor-as-subject (Action, Companion = transitive/Pred2) vs possessee-as-subject (rest)
Whether the predicate nucleus of a schema retains lexical content. Action is unique: its predicate nucleus is a lexical verb ('take', 'seize', 'hold'). All other schemas have non-lexical nuclei (copulas, existentials, locative verbs).
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Whether the source structure is basic (two core arguments) or extended (basic structure + an additional oblique participant grafted on). Action and Location are basic; the remaining five involve extending a simpler structure with an additional case-marked participant.
- basic : SourceStructure
- extended : SourceStructure
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- Heine1997.instDecidableEqSourceStructure x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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- Heine1997.instReprSourceStructure = { reprPrec := Heine1997.instReprSourceStructure.repr }
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- One or more equations did not get rendered due to their size.
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- Heine1997.schemaStructure Typology.Possession.PossessionSource.action = Heine1997.SourceStructure.basic
- Heine1997.schemaStructure Typology.Possession.PossessionSource.location = Heine1997.SourceStructure.basic
- Heine1997.schemaStructure Typology.Possession.PossessionSource.companion = Heine1997.SourceStructure.extended
- Heine1997.schemaStructure Typology.Possession.PossessionSource.genitive = Heine1997.SourceStructure.extended
- Heine1997.schemaStructure Typology.Possession.PossessionSource.goal = Heine1997.SourceStructure.extended
- Heine1997.schemaStructure Typology.Possession.PossessionSource.source = Heine1997.SourceStructure.extended
- Heine1997.schemaStructure Typology.Possession.PossessionSource.topic = Heine1997.SourceStructure.extended
- Heine1997.schemaStructure Typology.Possession.PossessionSource.equation = Heine1997.SourceStructure.extended
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Which participant of the source schema is encoded as the clausal subject. Action and Companion encode the possessor as subject; all others encode the possessee as subject.
- possessor : SubjectParticipant
- possessee : SubjectParticipant
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- Heine1997.instDecidableEqSubjectParticipant x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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- Heine1997.schemaSubject Typology.Possession.PossessionSource.action = Heine1997.SubjectParticipant.possessor
- Heine1997.schemaSubject Typology.Possession.PossessionSource.companion = Heine1997.SubjectParticipant.possessor
- Heine1997.schemaSubject Typology.Possession.PossessionSource.location = Heine1997.SubjectParticipant.possessee
- Heine1997.schemaSubject Typology.Possession.PossessionSource.genitive = Heine1997.SubjectParticipant.possessee
- Heine1997.schemaSubject Typology.Possession.PossessionSource.goal = Heine1997.SubjectParticipant.possessee
- Heine1997.schemaSubject Typology.Possession.PossessionSource.source = Heine1997.SubjectParticipant.possessee
- Heine1997.schemaSubject Typology.Possession.PossessionSource.topic = Heine1997.SubjectParticipant.possessee
- Heine1997.schemaSubject Typology.Possession.PossessionSource.equation = Heine1997.SubjectParticipant.possessee
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Only Action has a lexical predicate nucleus.
Only Action and Companion have possessor-as-subject.
Basic schemas are exactly Action and Location.
Whether a schema gives rise to a have-construction ('X has Y'), a belong-construction ('Y belongs to X'), or both. Location → have only. Equation → belong only. Action and Goal → both. Companion, Genitive, Topic → have only. Source → irrelevant for predicative possession (provides attributive possession source).
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- Heine1997.schemaYieldsHave Typology.Possession.PossessionSource.action = true
- Heine1997.schemaYieldsHave Typology.Possession.PossessionSource.location = true
- Heine1997.schemaYieldsHave Typology.Possession.PossessionSource.companion = true
- Heine1997.schemaYieldsHave Typology.Possession.PossessionSource.genitive = true
- Heine1997.schemaYieldsHave Typology.Possession.PossessionSource.goal = true
- Heine1997.schemaYieldsHave Typology.Possession.PossessionSource.source = false
- Heine1997.schemaYieldsHave Typology.Possession.PossessionSource.topic = true
- Heine1997.schemaYieldsHave Typology.Possession.PossessionSource.equation = false
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- Heine1997.schemaYieldsBelong Typology.Possession.PossessionSource.action = true
- Heine1997.schemaYieldsBelong Typology.Possession.PossessionSource.location = false
- Heine1997.schemaYieldsBelong Typology.Possession.PossessionSource.companion = false
- Heine1997.schemaYieldsBelong Typology.Possession.PossessionSource.genitive = false
- Heine1997.schemaYieldsBelong Typology.Possession.PossessionSource.goal = true
- Heine1997.schemaYieldsBelong Typology.Possession.PossessionSource.source = false
- Heine1997.schemaYieldsBelong Typology.Possession.PossessionSource.topic = false
- Heine1997.schemaYieldsBelong Typology.Possession.PossessionSource.equation = true
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Location invariably leads to have-constructions, never belong.
Equation invariably leads to belong-constructions, never have.
Action and Goal are the only schemas that can yield both types.
Grammaticalization from source schema to possessive target proceeds through three stages (the Overlap Model, Figure 2.1).
- sourceOnly : OverlapStage
Stage I: the construction has source meaning only. (e.g., "The money is in his hand" = pure location)
- overlap : OverlapStage
Stage II: source and target meanings overlap; the construction is ambiguous between source and possessive interpretations. (e.g., Russian "u Markovyx gripp" = "There is flu at the Markovs" or "The Markovs have the flu")
- targetOnly : OverlapStage
Stage III: target meaning only; source meaning is no longer available. (e.g., Estonian "isal on raamat" = "Father has a book", not "A book is on the father")
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- Heine1997.instDecidableEqOverlapStage x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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- Heine1997.instReprOverlapStage = { reprPrec := Heine1997.instReprOverlapStage.repr }
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- One or more equations did not get rendered due to their size.
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The Overlap Model is a monotonic progression: each stage is more grammaticalized than the previous.
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Source-only precedes overlap, which precedes target-only.
The Action Schema's grammaticalization path through the Overlap Model: a full lexical verb ('take', 'seize') at Stage I becomes a possessive auxiliary ('have') at Stage III. Both the Overlap Model and the verbal cline are monotonic, and they co-vary: advancing through overlap stages corresponds to advancing along the boundedness cline.
This parallels the general unidirectionality of grammaticalization: fullVerb → auxiliary is the path from source schema (action verb) to target schema (possessive marker).
Distribution of major source schemas across continents, from the 100-language sample. Each entry is (schema, counts by continent). Continents: Europe, Asia, Africa, America, Indian/Pacific Ocean.
- schema : Typology.Possession.PossessionSource
- europe : ℕ
- asia : ℕ
- africa : ℕ
- america : ℕ
- pacific : ℕ
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- Heine1997.instReprSchemaDist = { reprPrec := Heine1997.instReprSchemaDist.repr }
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Table 2.2 data: major schemas in 100 languages. Note: some languages have more than one major schema, so totals exceed 100.
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- Heine1997.actionDist = { schema := Typology.Possession.PossessionSource.action, europe := 3, asia := 1, africa := 9, america := 1, pacific := 1 }
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- Heine1997.locationDist = { schema := Typology.Possession.PossessionSource.location, europe := 5, asia := 8, africa := 9, america := 1, pacific := 0 }
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- Heine1997.companionDist = { schema := Typology.Possession.PossessionSource.companion, europe := 0, asia := 0, africa := 7, america := 3, pacific := 4 }
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- Heine1997.genitiveDist = { schema := Typology.Possession.PossessionSource.genitive, europe := 0, asia := 2, africa := 4, america := 5, pacific := 5 }
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- Heine1997.goalDist = { schema := Typology.Possession.PossessionSource.goal, europe := 3, asia := 11, africa := 4, america := 1, pacific := 3 }
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- Heine1997.topicDist = { schema := Typology.Possession.PossessionSource.topic, europe := 0, asia := 4, africa := 1, america := 3, pacific := 3 }
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Total attestations across six identifiable schemas: 101 (> 100 because some languages use multiple schemas). The remaining 9 attestations are opaque or minor schemas not included here.
Location and Goal are the two most frequent schemas worldwide.
Action accounts for only 13.6% of major schema attestations (15 out of 110 total) — less common than often assumed for European-centric linguistics. The denominator 110 includes opaque/other schemas.
In Asia, Goal (via dative/benefactive) is the most common schema, exceeding Location (the runner-up): 11 vs 8 out of 26.
In Africa, Location and Action tie as the most common sources (9 each).
Probabilistic correlations between source schemas and the possessive notions they are most likely to express (§2.3, generalizations i-iv).
- Location: most likely physical/temporary possession
- Existence (Genitive, Goal, Topic): permanent/inalienable possession
- Companion: physical/temporary, or alienable possession
- Action: wide range (physical through permanent)
- Equation: permanent (ownership, "the book is mine")
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- One or more equations did not get rendered due to their size.
- Heine1997.schemaTypicalNotions Typology.Possession.PossessionSource.location = [Typology.Possession.PossessiveNotion.physical, Typology.Possession.PossessiveNotion.temporary]
- Heine1997.schemaTypicalNotions Typology.Possession.PossessionSource.companion = [Typology.Possession.PossessiveNotion.physical, Typology.Possession.PossessiveNotion.temporary]
- Heine1997.schemaTypicalNotions Typology.Possession.PossessionSource.genitive = [Typology.Possession.PossessiveNotion.permanent, Typology.Possession.PossessiveNotion.inalienable]
- Heine1997.schemaTypicalNotions Typology.Possession.PossessionSource.source = []
- Heine1997.schemaTypicalNotions Typology.Possession.PossessionSource.topic = [Typology.Possession.PossessiveNotion.permanent, Typology.Possession.PossessiveNotion.inalienable]
- Heine1997.schemaTypicalNotions Typology.Possession.PossessionSource.equation = [Typology.Possession.PossessiveNotion.permanent, Typology.Possession.PossessiveNotion.inalienable]
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Existence schemas (Genitive, Goal, Topic) are never recruited for physical possession.
Location is most likely associated with physical/temporary; it is not typically recruited for permanent or inalienable possession.
Map each schema to its Barker 2011 semantic type, based on the argument structure of the resulting possessive predicate.
Possessor-as-subject schemas (Action, Companion) produce transitive constructions: the possessive verb takes two core arguments (possessor and possessee), corresponding to @cite{barker-2011}'s Pred2.
Possessee-as-subject schemas produce intransitive/existential constructions: the possessee is the sole core argument, and the possessor is an oblique adjunct. The possessive predicate is Pred1, with the possessor introduced by Ex closure or case marking.
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- Heine1997.schemaArity Typology.Possession.PossessionSource.action = Semantics.ArgumentStructure.Relational.SemType.pred2
- Heine1997.schemaArity Typology.Possession.PossessionSource.companion = Semantics.ArgumentStructure.Relational.SemType.pred2
- Heine1997.schemaArity x✝ = Semantics.ArgumentStructure.Relational.SemType.pred1
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Possessor-as-subject correlates exactly with Pred2 (transitive).
Pred2 schemas are exactly the basic-structure schemas where the possessor is a core argument (not grafted on). Companion is the exception: extended structure but still Pred2, because the comitative complement is reanalyzed as a core argument.
The Pred1 schemas (Location, Genitive, Goal, Source, Topic, Equation) express possession via an existential predicate + oblique possessor. This matches Barker's ExProp closure: the possessor is introduced by existential quantification over a relation, not as a direct argument of the predicate.
Structural consequence: in these schemas, the possessor does NOT fill a relatum slot directly (as it would in Pred2). Instead, it is introduced via case morphology (locative, dative, genitive, etc.) — the morphological reflex of the oblique adjunct position.
The Action Schema's grammaticalization path: full lexical verb ('take', 'seize') → have-verb (auxiliary-like). This places Action Schema verbs on the grammaticalization cline from fullVerb toward auxiliary.
A schema prediction bundle: the testable predictions Heine makes for any language that draws on a given source schema.
- schema : Typology.Possession.PossessionSource
- yieldsHave : Bool
- yieldsBelong : Bool
- possessorIsSubject : Bool
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Derive predictions from a schema.
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Location Schema predictions: have-only, possessee-as-subject, Pred1.
Companion Schema predictions: have-only, possessor-as-subject, Pred2.
Genitive Schema predictions: have-only, possessee-as-subject, Pred1.
@cite{stassen-2013b}'s WALS Ch 117 uses five categories for predicative possession that correspond to Heine's schemas:
- WALS
locational↔ Heine Location Schema - WALS
genitive↔ Heine Genitive Schema - WALS
topic↔ Heine Topic Schema - WALS
conjunctional↔ Heine Companion Schema - WALS
have↔ Heine Action Schema
Note: Stassen's "conjunctional" is his term for comitative-based
possession (Heine's Companion Schema). Goal Schema languages are
typically classified under WALS locational (since both use oblique
possessors with existential predicates).
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- Heine1997.walsToSchema Data.WALS.F117A.PredicativePossession.locational = Typology.Possession.PossessionSource.location
- Heine1997.walsToSchema Data.WALS.F117A.PredicativePossession.genitive = Typology.Possession.PossessionSource.genitive
- Heine1997.walsToSchema Data.WALS.F117A.PredicativePossession.topic = Typology.Possession.PossessionSource.topic
- Heine1997.walsToSchema Data.WALS.F117A.PredicativePossession.conjunctional = Typology.Possession.PossessionSource.companion
- Heine1997.walsToSchema Data.WALS.F117A.PredicativePossession.have = Typology.Possession.PossessionSource.action
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The WALS-to-Heine mapping agrees with predicativeSource from
Typology/Possession.lean for the five strategies they share.
Per-language verifications previously co-located in Fragment files. Moved here per CLAUDE.md "Fragments never import Phenomena" rule: paper-anchored predictions must live in the paper's study file.
Russian: Location Schema (primary) + Action Schema (imet', secondary). #
Russian's primary Location Schema matches Heine's predictions: have-construction (not belong), possessee as subject.
Russian's secondary Action Schema can yield both have and belong, matching Table 2.4.
The u construction coexists across all three Overlap stages in
Russian, matching the paper's example (73a-d). Stage I and III
are strictly ordered.
WALS F117A classifies Russian as locational, matching its primary
Location Schema.
Finnish: Location Schema at Stage III. #
Finnish's Location Schema matches Heine's predictions: have-construction (not belong), possessee as subject, Pred1 arity.
Finnish at Stage III: the adessive in possessive use is no longer interpreted as locative. This matches the Overlap Model prediction that fully grammaticalized schemas lose their source meaning.
WALS F117A classifies Finnish as locational, which maps to
Location Schema via walsToSchema.
Turkish: Genitive Schema (primary) + Location + Equation variants. #
Turkish's primary Genitive Schema matches Heine's predictions: have-construction (not belong), possessee as subject.
Heine predicts Genitive Schema correlates with permanent/inalienable notions. Turkish's genitive notions match this.
Heine predicts Location Schema correlates with physical/temporary notions. Turkish's location variant notions match this.
WALS F117A classifies Turkish as genitive, matching its primary
Genitive Schema.
Swahili: Companion Schema (Bantu -na). #
Swahili's Companion Schema matches Heine's predictions: have-construction (not belong), possessor as subject, Pred2.
Swahili is at Stage III: the -na marker is no longer decomposable
into copula + comitative, so the source meaning (accompaniment) is
no longer available. All seven notions expressible confirms full
grammaticalization.
WALS F117A classifies Swahili as conjunctional (Stassen's term
for comitative-based possession), which maps to Companion Schema
via walsToSchema.