Cartner, Kogan, Webster, Wagers & Sichel (2026) #
@cite{cartner-et-al-2026}
Subject islands do not reduce to construction-specific discourse function. Cognition 271, 106467.
Core Result #
Three acceptability judgment experiments test whether subject islands arise from an information-structural clash (the Focus Background Constraint of @cite{abeille-et-al-2020}) or from an abstract syntactic constraint on movement. Using a super-additive factorial design (@cite{sprouse-2007}, @cite{sprouse-et-al-2012}), the paper isolates subject island effects across wh-questions, relative clauses, and topicalization — three constructions that share the filler-gap mechanism but differ in the IS profile of the filler.
Finding: Subject island effects are present in all three constructions, with remarkably invariant magnitude. This falsifies the FBC (and its revised formulation in @cite{winckel-et-al-2025}), which predict island effects only for wh-questions. The paper explicitly notes (§8) that the results do NOT falsify direct backgroundedness approaches (@cite{cuneo-goldberg-2023}), only the constructional IS profile account.
Formalization #
- IS profiles per construction, with structural uniformity/variance theorems
- Original FBC (@cite{abeille-et-al-2020}) and revised FBC (@cite{winckel-et-al-2025}) as predicates over IS profiles
- Both FBCs' predictions derived, then falsified by experimental DD scores
- Explicit distinction from direct backgroundedness (BCI), which is NOT
falsified (connecting to
BackgroundedIslands.lean) - Cross-constructional invariance of the island effect
- Bridge: subject islands have syntactic source
- End-to-end argument chain
The three canonical filler-gap dependency constructions in English. Each shares the abstract mechanism of movement (a filler displaced from a gap) but differs in information-structural profile (@cite{abeille-et-al-2020}).
The distinction matters for testing whether island effects are construction-specific (as @cite{abeille-et-al-2020} claim) or construction-general (as @cite{cartner-et-al-2026} argue).
- whQuestion : FGDConstruction
- relativeClause : FGDConstruction
- topicalization : FGDConstruction
Instances For
Equations
- instDecidableEqFGDConstruction x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
- instReprFGDConstruction = { reprPrec := instReprFGDConstruction.repr }
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- One or more equations did not get rendered due to their size.
- instReprFGDConstruction.repr FGDConstruction.whQuestion prec✝ = Repr.addAppParen (Std.Format.nest (if prec✝ ≥ 1024 then 1 else 2) (Std.Format.text "FGDConstruction.whQuestion")).group prec✝
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Extraction position within the embedded clause. The subject/object asymmetry is the core empirical target of subject island research (@cite{ross-1967}, @cite{chomsky-1973}).
- subject : ExtractionPosition
- object : ExtractionPosition
Instances For
Equations
- instDecidableEqExtractionPosition x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
Equations
- instReprExtractionPosition.repr ExtractionPosition.subject prec✝ = Repr.addAppParen (Std.Format.nest (if prec✝ ≥ 1024 then 1 else 2) (Std.Format.text "ExtractionPosition.subject")).group prec✝
- instReprExtractionPosition.repr ExtractionPosition.object prec✝ = Repr.addAppParen (Std.Format.nest (if prec✝ ≥ 1024 then 1 else 2) (Std.Format.text "ExtractionPosition.object")).group prec✝
Instances For
Equations
- instReprExtractionPosition = { reprPrec := instReprExtractionPosition.repr }
Each filler-gap construction assigns distinct IS roles to its filler (the displaced element) and its extraction domain. These profiles determine whether the FBC predicts an IS clash.
The Krifka decomposition forces these into TWO axes: filler focus
marking (a focus-axis fact) and domain givenness (a givenness-axis
fact). WHQ fillers are focused (at-issue, introducing new
information); RC and TOP fillers are not (RC heads are presupposed,
topics are discourse-old). All three subjects are given/backgrounded.
Pre-Krifka versions of this file collapsed both into one
DiscourseStatus → DiscourseStatus map and had to filter the
.focused case for the domain.
Focus marking of the filler in each construction. @cite{abeille-et-al-2020}, §2; @cite{winckel-et-al-2025}.
Equations
- CartnerEtAl2026.fillerFocus FGDConstruction.whQuestion = Features.InformationStructure.FocusMark.focused
- CartnerEtAl2026.fillerFocus FGDConstruction.relativeClause = Features.InformationStructure.FocusMark.nonFocused
- CartnerEtAl2026.fillerFocus FGDConstruction.topicalization = Features.InformationStructure.FocusMark.nonFocused
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Givenness of the extraction domain (subject position). Subjects are typically given/backgrounded across all three constructions.
Equations
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Subjects have uniform givenness across all constructions. This uniformity is what makes the cross-constructional comparison informative: the extraction domain is held constant while the filler's focus marking varies.
Fillers differ in focus marking across constructions. WHQ fillers are focused; RC and TOP fillers are not. This is the variable that the FBC claims should modulate island effects.
The FBC (constraint (8) of @cite{abeille-et-al-2020}):
"A focused element should not be part of a backgrounded constituent."
A violation occurs when a focused filler is extracted from a backgrounded
domain. This is exactly extractionISClash from Core/InformationStructure.lean,
which unifies this constraint with @cite{erteschik-shir-1973}'s Dominance
Condition on Extraction.
Equations
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Focus marking of the subject (governor) in each construction. Across all three constructions in @cite{cartner-et-al-2026}'s materials, subjects are non-focused — the experimental design holds the governor's focus marking constant while varying the filler's.
Equations
- CartnerEtAl2026.subjectFocus FGDConstruction.whQuestion = Features.InformationStructure.FocusMark.nonFocused
- CartnerEtAl2026.subjectFocus FGDConstruction.relativeClause = Features.InformationStructure.FocusMark.nonFocused
- CartnerEtAl2026.subjectFocus FGDConstruction.topicalization = Features.InformationStructure.FocusMark.nonFocused
Instances For
The revised FBC (formulation (11) of @cite{winckel-et-al-2025}):
"An extracted element should not be more focused than its (non-local)
governor."
@cite{winckel-et-al-2025} state this as gradient (greater focus
difference → more degraded dependency), but in @cite{cartner-et-al-2026}'s
materials both filler and governor are coded as binary focus marks
(FocusMark), so the gradient version reduces to: filler is focused
AND governor is not. Modelling the gradient case requires a richer
focus-prominence type than the binary FocusMark; deferred.
Equations
- CartnerEtAl2026.fbcRevisedViolation filler governor = (filler = Features.InformationStructure.FocusMark.focused ∧ governor = Features.InformationStructure.FocusMark.nonFocused)
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Revised FBC predicts a subject island effect for a given construction iff the filler is more focused than the subject governor.
Equations
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The FBC predicts a subject island effect for wh-questions: the wh-phrase is focused, the subject is backgrounded → clash.
The FBC predicts NO subject island effect for relative clauses.
The FBC predicts NO subject island effect for topicalization.
The revised FBC makes the same predictions as the original.
Both FBCs predict construction-dependent island effects: only WHQs should show subject islands.
A super-additive DD (Differences-in-Differences) score. Isolates the island effect by factoring out independent costs of DP complexity and extraction. DD > 0 indicates a super-additive penalty — the hallmark of an island effect.
Scores are z-scored by participant, rounded to ×100 integer encoding.
- construction : FGDConstruction
- position : ExtractionPosition
- dd : ℤ
DD score × 100 (z-scored). Positive = super-additive penalty.
- citation : String
Instances For
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- One or more equations did not get rendered due to their size.
Instances For
Equations
- CartnerEtAl2026.instReprDDScore = { reprPrec := CartnerEtAl2026.instReprDDScore.repr }
Experiment 1: Wh-questions (Fig. 1, n = 72). Three-way interaction β = −0.94, 95%CrI = (−1.54, −0.32), Pr(β < 0) = 0.99.
Equations
- CartnerEtAl2026.whqSubjectDD = { construction := FGDConstruction.whQuestion, position := ExtractionPosition.subject, dd := 80, citation := "Cartner et al. 2026, Exp 1, Fig. 1" }
Instances For
Equations
- CartnerEtAl2026.whqObjectDD = { construction := FGDConstruction.whQuestion, position := ExtractionPosition.object, dd := 33, citation := "Cartner et al. 2026, Exp 1, Fig. 1" }
Instances For
Experiment 2: Relative clauses (Fig. 2, n = 72). Three-way interaction β = −0.58, 95%CrI = (−1.17, 0), Pr(β < 0) = 0.98.
Equations
- CartnerEtAl2026.rcSubjectDD = { construction := FGDConstruction.relativeClause, position := ExtractionPosition.subject, dd := 50, citation := "Cartner et al. 2026, Exp 2, Fig. 2" }
Instances For
Equations
- CartnerEtAl2026.rcObjectDD = { construction := FGDConstruction.relativeClause, position := ExtractionPosition.object, dd := 16, citation := "Cartner et al. 2026, Exp 2, Fig. 2" }
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Experiment 3: Topicalization (Fig. 3, n = 72). Three-way interaction β = −1.24, 95%CrI = (−1.90, −0.59), Pr(β < 0) = 0.99.
Equations
- CartnerEtAl2026.topSubjectDD = { construction := FGDConstruction.topicalization, position := ExtractionPosition.subject, dd := 29, citation := "Cartner et al. 2026, Exp 3, Fig. 3" }
Instances For
Equations
- CartnerEtAl2026.topObjectDD = { construction := FGDConstruction.topicalization, position := ExtractionPosition.object, dd := -19, citation := "Cartner et al. 2026, Exp 3, Fig. 3" }
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Subject sub-extraction cost exceeds object sub-extraction cost in ALL three constructions — not just wh-questions.
The subject island effect (Subject DD − Object DD) per construction.
Equations
- CartnerEtAl2026.islandEffect FGDConstruction.whQuestion = CartnerEtAl2026.whqSubjectDD.dd - CartnerEtAl2026.whqObjectDD.dd
- CartnerEtAl2026.islandEffect FGDConstruction.relativeClause = CartnerEtAl2026.rcSubjectDD.dd - CartnerEtAl2026.rcObjectDD.dd
- CartnerEtAl2026.islandEffect FGDConstruction.topicalization = CartnerEtAl2026.topSubjectDD.dd - CartnerEtAl2026.topObjectDD.dd
Instances For
The island effect is positive for all three constructions.
Cross-constructional invariance: The island effect magnitudes are of similar order across all three constructions (34–48 on the ×100 z-score scale), despite the constructions having distinct IS profiles. Each effect is within 3/2 of every other.
The FBC is falsified for RCs: It predicts no island effect for relative clauses, but the data shows a robust subject island effect.
The FBC is falsified for TOPs: It predicts no island effect for topicalization, but the data shows a robust subject island effect.
The revised FBC (@cite{winckel-et-al-2025}) is equally falsified.
The paper explicitly notes (§8, p.12):
"We note that our results only speak to the FBC, and do not contradict
direct backgroundedness approaches (Cuneo & Goldberg, 2023)."
The constructional IS profile account (FBC) attributes islands to the interaction of the construction's IS profile with the filler's IS status. The direct backgroundedness account (BCI, @cite{cuneo-goldberg-2023}) attributes islands to the degree of backgroundedness of the extraction domain itself, independent of the filler's IS profile.
Since subjects were systematically more backgrounded than objects across all three constructions tested, direct backgroundedness could in principle capture the results. The paper did not manipulate backgroundedness directly, so the BCI remains unfalsified.
This matters for linglib integration: BackgroundedIslands.lean formalizes
the direct backgroundedness account (for MoS verbs, via QUD-determined
backgroundedness). That formalization is NOT undermined by Cartner et al.'s
findings — they target a different theory.
Discourse-based island theories distinguished by what drives the prediction: the construction's IS profile (FBC) or the extraction domain's backgroundedness (BCI).
- constructionalISProfile : DiscourseIslandTheory
Island status depends on IS profile of the construction (filler status interacts with domain status). @cite{abeille-et-al-2020}.
- directBackgroundedness : DiscourseIslandTheory
Island status depends on the degree of backgroundedness of the extraction domain, independent of construction type. @cite{cuneo-goldberg-2023}.
Instances For
Equations
- CartnerEtAl2026.instDecidableEqDiscourseIslandTheory x✝ y✝ = if h : x✝.ctorIdx = y✝.ctorIdx then isTrue ⋯ else isFalse ⋯
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- One or more equations did not get rendered due to their size.
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Cartner et al.'s experiments test the constructional IS profile account (by varying construction type while holding domain backgroundedness constant), NOT the direct backgroundedness account.
Equations
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The direct backgroundedness account (BCI) is untouched by these results.
This connects to the existing formalization in
Theories/Semantics/Focus/BackgroundedIslands.lean, which models
QUD-determined backgroundedness for MoS islands — a different phenomenon
that these experiments do not address.
An island source predicts construction-invariance iff it attributes the island to a mechanism shared across all filler-gap constructions.
The syntactic account (Subject Condition) attributes subject islands to the abstract movement operation, shared by WHQs, RCs, and TOPs → predicts invariance. The discourse account (FBC) attributes subject islands to an IS clash, which varies by construction → predicts variance.
Equations
- CartnerEtAl2026.predictsInvariance Phenomena.Islands.IslandSource.syntactic = true
- CartnerEtAl2026.predictsInvariance Phenomena.Islands.IslandSource.semantic = true
- CartnerEtAl2026.predictsInvariance Phenomena.Islands.IslandSource.processing = true
- CartnerEtAl2026.predictsInvariance Phenomena.Islands.IslandSource.discourse = false
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Subject islands are syntactically sourced: they arise from a structural constraint on movement (Subject Condition / Phase + anti-locality) that is shared across all filler-gap constructions.
Derived from the construction-invariance data (§§6–7): all three FGD types show statistically indistinguishable subject island costs. This matches the syntactic prediction (same constraint → same cost) and falsifies the discourse/FBC prediction (different IS profiles → different costs).
Instances For
The discourse source would predict construction-dependent effects — inconsistent with the data.
Sub-extraction cost relative to full extraction, from the cross- constructional posterior analysis (Section 7, Fig. 5). Values × 100.
These are (sub-extraction cost) − (full extraction cost) for subjects, estimated from ordinal mixed-effects regression posteriors with 95% HPDIs.
- construction : FGDConstruction
- cost : ℕ
Point estimate × 100
- hpdiLo : ℕ
95% HPDI lower bound × 100
- hpdiHi : ℕ
95% HPDI upper bound × 100
- citation : String
Instances For
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- One or more equations did not get rendered due to their size.
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- CartnerEtAl2026.whqSubjectSubExCost = { construction := FGDConstruction.whQuestion, cost := 132, hpdiLo := 102, hpdiHi := 161, citation := "Cartner et al. 2026, §7" }
Instances For
Equations
- CartnerEtAl2026.rcSubjectSubExCost = { construction := FGDConstruction.relativeClause, cost := 134, hpdiLo := 104, hpdiHi := 164, citation := "Cartner et al. 2026, §7" }
Instances For
Equations
- CartnerEtAl2026.topSubjectSubExCost = { construction := FGDConstruction.topicalization, cost := 115, hpdiLo := 85, hpdiHi := 145, citation := "Cartner et al. 2026, §7" }
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All three 95% HPDIs exclude zero — each construction shows a reliable additional sub-extraction cost for subjects.
The 95% HPDIs largely overlap across constructions, consistent with a single underlying constraint of stable magnitude.
The paper's complete argument in one theorem.
Premises:
- Subjects have uniform IS across constructions (the controlled variable)
- Fillers differ in IS across constructions (the manipulated variable)
- Both FBC formulations predict only WHQs show subject islands
- All three constructions show subject island effects (the data)
Conclusions:
- The FBC is falsified (it predicts construction-dependence; data shows construction-invariance)
- The syntactic account is corroborated (it predicts invariance)
- The direct backgroundedness account (BCI) is not tested
Cartner et al.'s super-additive design (cross-constructional invariance
of subject-island costs) and Adger's Angular Locality (graph-theoretic
cross-dimensional path failure) reach the same IslandSource.syntactic
verdict for subject islands from incompatible foundations:
- Cartner et al.:
subjectIslandSource = .syntacticbecause the invariance pattern is what an abstract syntactic constraint on movement would predict (and what a constructional-IS account would falsify). - Adger AL:
Adger2025.adgerSubjectIslandSource = .syntacticbecause sub-extraction from withing_subject_islandtraverses a cross- dimensional path (SynGraph.subject_island_blocks).
Convergence by rfl — both files independently classify subject-island
sources as syntactic; the agreement is type-level. The mechanisms remain
incompatible (graph-theoretic parthood across dimensions vs construction-
invariance over filler-gap dependencies); the convergent verdict is what
makes the agreement informative.
Convergence with @cite{adger-2025}: both Cartner et al. (cross- constructional invariance) and Adger AL (cross-dimensional path failure) classify subject-island sources as syntactic.