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Linglib.Phenomena.Reference.Studies.Longobardi2001

Longobardi (2001): A Unified Parametric Theory of Bare Nouns and Proper Names #

@cite{longobardi-2001}

Natural Language Semantics 9: 335--369.

Core Thesis #

Crosslinguistic variation in bare noun (BN) semantics and proper name (PN) syntax reduces to two DP-internal parameters: whether D has 'strong' referential features (strongD), and whether N-raising crosses adjectives transparently (transparentAlpha). The paper establishes:

  1. Romance BNs are always indefinites — quantificational variables (existentially or generically bound), never kind-denoting constants.
  2. English BNs are ambiguous — they can be referential (kind names, in the spirit of @cite{carlson-1977}) OR quantificational (indefinite variables, like Romance BNs).
  3. Two types of genericity (supporting @cite{gerstner-krifka-1987}):
    • Indefinite/quantificational generics: variables bound by GEN
    • Definite/referential generics: kind-denoting constants (via D)
  4. Typological generalization: PN syntax (N-to-D raising) and BN semantics (kind reference) are parametrically linked — object-referring nouns may occur without phonetically filled D iff kind-referring nouns can.

Connection to Existing Theory #

Longobardi's ArgumentType distinction (referential vs quantificational) cross-cuts @cite{chierchia-1998}'s Nominal Mapping Parameter:

The DPParameter structure unifies Chierchia's three-way typology into a 2×2 parametric space that also predicts PN syntax.

The semantic type of a nominal argument.

@cite{longobardi-2001} §2: All nominal arguments denote entities from Carlson's ontology (objects and kinds). They divide into two types:

  • Referential: constants — denote directly through the lexical referring potential of the head noun. Proper names and kind names. Rigid designators with widest scope (@cite{kripke-1980}).
  • Quantificational: variables — denote via a variable bound by a (possibly covert) operator, with the noun's kind-naming meaning serving as predicative restrictor. Overt indefinites and Romance BNs.
  • referential : ArgumentType

    Constants: denote directly via lexical reference (proper names, kind names). No variable, no operator binding.

  • quantificational : ArgumentType

    Variables: denote via a variable bound by Ex or Gen. The noun's kind-naming meaning provides the restrictor.

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      The DP-internal parametric system from @cite{longobardi-2001} table (61).

      Two binary parameters on the nominal projection:

      • strongD: Whether D has 'strong' referential features requiring visible association with referential items. In Romance, D is strong: referential nouns must be introduced by a phonetically filled D (either by N-to-D raising for PNs or by an expletive article). In English/Germanic, D is weak: referential readings are available without overt D.

      • transparentAlpha: Whether the α constituent (between D and N) is transparent to N-raising. In Romance, α is transparent: N can raise across adjectives to D. In English/Germanic, α is opaque: N cannot raise past adjectives. This is visible from adjective position: Romance has postnominal adjectives (N raises past them), English has prenominal adjectives (N stays in situ).

      Note: transparentAlpha affects only DP-internal syntax (adjective position, N-raising), not BN semantics directly. BN semantics is determined by strongD alone. The two parameters are independent but co-vary in the unmarked cases (Romance: both +; English: both −). Greek (§9.5) shows they can be set independently (+strong, −transparent).

      • strongD : Bool

        D has strong referential features (Romance +, English −)

      • transparentAlpha : Bool

        α is transparent to N-raising (Romance +, English −)

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        def Longobardi2001.instDecidableEqDPParameter.decEq (x✝ x✝¹ : DPParameter) :
        Decidable (x✝ = x✝¹)
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            Romance (Italian, French, Spanish): strong D, transparent α.

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              English (Germanic): weak D, opaque α.

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                Greek: strong D, opaque α — the intermediate case. BNs pattern like Romance (quantificational only). PNs require overt definite article (cannot raise to D through opaque α, and D is strong so must be overtly filled).

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                  Celtic (speculative): weak D, transparent α — the other intermediate. @cite{longobardi-2001} fn. 35: "The other intermediate pair of values ('weak' D and transparent α) is likely to be instantiated by Celtic languages and is irrelevant to the present reasoning." Included for completeness of the 2×2 table; not empirically developed in the paper.

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                    Whether bare nouns can be referential (kind-denoting constants) in a given language's parametric setting.

                    @cite{longobardi-2001} (44): English BNs can be referential (kind names) because D is weak — referential status doesn't require overt D. Romance BNs are always quantificational because D is strong — referential status requires overt D (only definite plurals achieve it).

                    The derivation: BN referentiality requires that a kind-naming meaning can reach D without overt material. With weak D, no overt association needed. With strong D, the noun would need to raise to D (N-to-D) or an expletive article is needed — but BNs by definition lack both.

                    Note: this depends only on strongD, not transparentAlpha. The α parameter affects whether N can raise to D (relevant for PNs), but BN referentiality is about whether D requires overt filling at all.

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                      Whether bare nouns are always quantificational (indefinites).

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                        Available argument types for BNs in a language.

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                          Generic reading type, following @cite{gerstner-krifka-1987} as adopted by @cite{longobardi-2001}.

                          The paper shows that 'genericity' is an epiphenomenon covering two structurally distinct interpretive strategies.

                          • indefiniteGeneric : GenericType

                            Quantificational generalization over objects of a kind. The nominal is an indefinite (variable) bound by GEN. Available in characterizing environments only. Romance BNs, overt indefinites (both Romance and English).

                          • definiteGeneric : GenericType

                            Kind denotation — the nominal is a referential expression (a kind name, like a proper name). Available in all environments. Only through overtly definite DPs in Romance (definite generics), or through bare plurals in English (which can be kind names).

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                              Which generic types are available for bare nouns in a language.

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                                Whether proper names require overt D (an article or N-to-D raising).

                                @cite{longobardi-2001} (52): In some languages (Romance), argument PNs must undergo N-to-D raising or appear with an expletive article. In others (English), they need neither.

                                This is derived from strongD: if D must be overtly associated with referential items, PNs (prototypical referential items) need overt D. If D is weak, PNs can occur bare.

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                                  Whether proper names require an overt article specifically (as opposed to satisfying strong D by N-to-D raising).

                                  @cite{longobardi-2001} §9.5: In Romance (strong D, transparent α), PNs can satisfy strong D by N-raising across the transparent α constituent. In Greek (strong D, opaque α), N cannot raise past α, so PNs MUST appear with an overt definite article. This is the paper's key prediction confirmed by (65): all Greek object-referring arguments require an overt determiner.

                                  This is the only prediction that uses transparentAlpha directly, making the 2×2 parametric table genuinely non-redundant.

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                                    Romance PNs can N-raise to D (transparent α), so they don't need an article. Greek PNs cannot raise (opaque α), so they do.

                                    Typological generalization (56) from @cite{longobardi-2001}: Object-referring nouns may occur without a phonetically filled D iff kind-referring nouns may.

                                    Both PN syntax (bare PNs allowed?) and BN semantics (kind reference without overt D?) are controlled by the same parameter: strongD. When D is weak, both bare PNs and referential BNs are licensed. When D is strong, neither is.

                                    The four nominal types considered by @cite{longobardi-2001}.

                                    The paper's key empirical observation (p.355, table) is that three of these four pattern identically (as quantificational indefinites), while English BNs are the outlier — they can also be referential.

                                    | Romance overt indef | Romance BN | ← same (quantificational) | English overt indef | English BN | ← English BN is different

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                                        Whether a nominal class can be referential (kind-denoting).

                                        @cite{longobardi-2001} (5): Three of four nominal types are purely quantificational. Only English BNs have the additional referential (kind-denoting) reading.

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                                          Generalization (5a): Italian BNs = Italian overt indefinites in distribution of Ex/Gen readings.

                                          The natural class: three of four types are quantificational only. English BNs are the outlier.

                                          Italian BN reading datum.

                                          @cite{longobardi-2001} §3--7: Italian BNs distribute their readings identically to overt indefinites (generalization (5a)).

                                          • sentence : String
                                          • gloss : String
                                          • exOK : Bool

                                            Available readings: Ex, Gen, or both

                                          • genOK : Bool
                                          • kLevelPred : Bool

                                            Kind-level predicate (K-level)?

                                          • notes : String
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                                                                    Italian definite generics can appear in ALL environments where Italian BNs cannot — including with K-level predicates and in episodic contexts with generic readings. @cite{longobardi-2001} examples (34)--(37).

                                                                    • sentence : String
                                                                    • gloss : String
                                                                    • genOK : Bool
                                                                    • notes : String
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                                                                                @cite{longobardi-2001} §5: The anaphoric binding test distinguishes referential from quantificational BNs.

                                                                                English (22): "Cats think very highly of themselves." → Ambiguous: 'themselves' refers to the species (kind anaphora, non-distributive) OR to each individual cat (distributive).

                                                                                Italian (24): "Gatti di grandi dimensioni hanno un'alta opinione di se stessi." → Distributive only: each big cat thinks highly of itself. The species reading is unavailable because Italian BNs cannot denote kinds (quantificational variables lack kind reference).

                                                                                The kind-anaphora reading requires referential (kind-denoting) status. Only English BNs, which can be referential, provide it.

                                                                                • sentence : String
                                                                                • gloss : String
                                                                                • language : String
                                                                                • speciesReadingOK : Bool

                                                                                  Species (kind anaphora, non-distributive) reading available?

                                                                                • distributiveReadingOK : Bool

                                                                                  Distributive (each individual) reading available?

                                                                                • notes : String
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                                                                                        The anaphoric binding test aligns with bnCanBeReferential: kind anaphora requires referential status.

                                                                                        @cite{longobardi-2001} §§4,9.1: English BNs can be generic with predicates where Italian BNs cannot — episodic S-level, K-level, and stative I-level predicates. The contrast arises because English BNs can be referential (kind names), while Italian BNs cannot. The six contrast environments are summarized in §9.3.

                                                                                        • predType : String
                                                                                        • italianBNgeneric : Bool
                                                                                        • englishBNgeneric : Bool
                                                                                        • notes : String
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                                                                                            • Longobardi2001.contrastEpisodic = { predType := "episodic S-level", italianBNgeneric := false, englishBNgeneric := true, notes := "Italian Ex only; English Ex/Gen" }
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                                                                                              • Longobardi2001.contrastKLevel = { predType := "K-level", italianBNgeneric := false, englishBNgeneric := true, notes := "Italian *; English Gen (kind name)" }
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                                                                                                    @cite{longobardi-2001} §9.5: Greek has strong D + opaque α. This predicts:

                                                                                                    • BNs are quantificational only (like Romance) → no K-level predicates
                                                                                                    • PNs require overt definite article (strong D + opaque α blocks both N-raising and bare referential D)

                                                                                                    Greek examples (62)-(65) confirm both predictions.

                                                                                                    • sentence : String
                                                                                                    • gloss : String
                                                                                                    • grammatical : Bool

                                                                                                      Is the sentence grammatical (under any reading)?

                                                                                                    • kindReadingOK : Bool

                                                                                                      Is a kind/generic reading available?

                                                                                                    • notes : String
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                                                                                                                Greek confirms the strongD prediction: BN kind reference is blocked, and PNs require overt D — same as Romance for both.

                                                                                                                Map Longobardi's DPParameter to Chierchia's NominalMapping.

                                                                                                                Only strongD determines the mapping; transparentAlpha is irrelevant because it controls DP-internal word order (adjective position), not the argument/predicate denotation types available to nouns.

                                                                                                                • Strong D → nouns are predicates (need D for argumenthood) → predOnly
                                                                                                                • Weak D → nouns can be arguments without D → argAndPred

                                                                                                                argOnly (Chinese) is not addressed by Longobardi's parameters — it would require a separate parameter for classifier systems.

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                                                                                                                  Greek parameters yield predOnly (same as Romance for BN semantics).

                                                                                                                  English BNs can denote kinds (without overt D). Derived: weak D → argAndPredCanDenoteKind holds without D.

                                                                                                                  Italian BNs cannot denote kinds (without overt D). Derived: strong D → predOnlyCanDenoteKind fails without D.

                                                                                                                  Italian definite plurals can denote kinds (with overt D). Even in a predOnly language, overt D restores kind denotation.

                                                                                                                  Greek BNs cannot denote kinds. Same as Romance: strong D → predOnly → no kind without D.

                                                                                                                  @cite{longobardi-2001} (43) recovers @cite{carlson-1977}'s original insight: English generic BNs (outside characterizing environments) are kind-referential expressions — proper names of kinds.

                                                                                                                  Carlson analyzed ALL bare plural readings as kind-denoting. Longobardi refines this: English BNs are AMBIGUOUS between kind-referential (Carlson's analysis) and quantificational (like Romance BNs). The referential reading is the one that behaves like proper names — rigid, scopeless, opaque-only.

                                                                                                                  When a BN is referential, its semantics is @cite{carlson-1977}'s barePluralTranslation: λP.P{k}.

                                                                                                                  Romance BNs are never referential — contra Carlson's universal claim but consistent with his observations about English specifically.

                                                                                                                  theorem Longobardi2001.referential_bn_semantics (Entity : Type) (k : Entity) (P : EntityBool) :

                                                                                                                  Referential BNs denote kinds via @cite{carlson-1977}'s λP.P{k}.

                                                                                                                  The bare plural "dogs" denotes the kind d; applying any predicate P just evaluates P at d — no quantificational structure. This is what makes referential BNs scopeless and opaque-only: proper names don't take scope.

                                                                                                                  theorem Longobardi2001.kind_level_via_carlson (Entity : Type) (k : Entity) (P : EntityBool) :

                                                                                                                  Kind-level predicates apply directly to a referential BN via @cite{carlson-1977}'s genericDerivation. This is why English BNs (which can be referential) appear with kind-level predicates ("Dogs are extinct") while Italian BNs (always quantificational) cannot.

                                                                                                                  Existential readings of referential BNs arise via @cite{carlson-1977}'s existentialDerivation: the predicate introduces ∃ over stages, not the NP.

                                                                                                                  "Dogs are in the yard" = ∃y[R(y,d) ∧ in-yard'(y)]

                                                                                                                  The existential is part of the predicate semantics, which is why it always takes narrowest scope.

                                                                                                                  Longobardi's romance parameters correctly predict the Italian fragment's independently-declared mapping parameter.

                                                                                                                  Longobardi's english parameters correctly predict the English fragment's independently-declared mapping parameter.

                                                                                                                  Longobardi's greek parameters correctly predict the Greek fragment's independently-declared mapping parameter.

                                                                                                                  All three fragment bridges together: DPParameter predicts the independently-stipulated NominalMapping in each fragment.

                                                                                                                  The derivation chain is:

                                                                                                                  DPParameter (Longobardi syntax) → toNominalMapping → NominalMapping
                                                                                                                  

                                                                                                                  and each fragment independently declares the same NominalMapping, so the bridge theorems verify the prediction.

                                                                                                                  Longobardi's analysis explains WHY Italian bare plurals are not licensed: strong D means BNs are always quantificational variables, and these variables need licensing (characterizing environments for Gen, VP-internal position for Ex). General bare argument use is restricted because BNs cannot function as referential (kind) names.

                                                                                                                  English bare plurals are licensed (weak D allows referential BNs).

                                                                                                                  Greek bare plurals are not licensed (same as Italian: strong D).

                                                                                                                  Longobardi's theory predicts the Italian vs English BP denotation data in KindReference.lean.

                                                                                                                  English BPs: kind denotation available (weak D → referential OK) Italian bare plurals: kind denotation unavailable (strong D) Italian definite plurals: kind denotation available (overt D fills D)

                                                                                                                  Full parametric table (61) from @cite{longobardi-2001} with derived properties.

                                                                                                                  LanguageStrong DTransp. αBN ref.PN needs DPN needs art.
                                                                                                                  Romance++noyesno
                                                                                                                  Englishyesnono
                                                                                                                  Greek+noyesyes
                                                                                                                  Celtic+yesnono

                                                                                                                  The "PN needs article" column is the only prediction that uses transparentAlpha directly, making the 2×2 table non-redundant.

                                                                                                                  The 2×2 table has four distinct parameter combinations.

                                                                                                                  @cite{longobardi-2001} (45)-(46): The two mapping systems.

                                                                                                                  English BNs have two sources of Ex/Gen ambiguity:

                                                                                                                  1. Referential → Gen (in all environments, kind-level)
                                                                                                                  2. Quantificational → Gen (characterizing) / Ex (S-level)

                                                                                                                  Romance BNs have only one source:

                                                                                                                  1. Quantificational → Gen (characterizing) / Ex (S-level)
                                                                                                                  • characterizing : BNEnvironment

                                                                                                                    Characterizing: habitual aspect, Q-adverb, I-level pred

                                                                                                                  • episodic : BNEnvironment

                                                                                                                    Episodic: S-level predicate with non-habitual aspect

                                                                                                                  • kindLevel : BNEnvironment

                                                                                                                    Kind-level: predicate applies to kinds (extinct, widespread)

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                                                                                                                      English BNs are generic in all environments.

                                                                                                                      The environments where English and Italian BNs contrast are exactly those requiring referential (kind) denotation.

                                                                                                                      Maps @cite{carlson-1977}'s PredicateLevel to Longobardi's BNEnvironment for the purpose of determining whether referential (kind) denotation is needed.

                                                                                                                      • Individual-level predicates (properties) create characterizing environments where quantificational Gen suffices
                                                                                                                      • Stage-level predicates (states) in episodic aspect create environments where only referential BNs get generic readings
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                                                                                                                        Individual-level predicates yield characterizing environments where both English and Italian BNs get generic readings.

                                                                                                                        Stage-level predicates in episodic aspect yield environments where only referential BNs (English) get generic readings. Italian BNs are stuck with the existential reading.

                                                                                                                        The full chain: @cite{carlson-1977}'s PredicateLevel determines BNEnvironment, which together with @cite{longobardi-2001}'s DPParameter determines whether a generic reading is available.

                                                                                                                        PredicateLevelEnvironmentEnglish BN GenItalian BN Gen
                                                                                                                        individualLevelcharacterizingyesyes
                                                                                                                        stageLevelepisodicyesno
                                                                                                                        (kind-level pred)kindLevelyesno

                                                                                                                        The Italian/English contrast arises only in non-characterizing environments — exactly where @cite{carlson-1977}'s referential kind-denotation is needed.