Documentation

Linglib.Phenomena.Presupposition.Studies.Yagi2025

Conflicting Presuppositions in Disjunction #

@cite{yagi-2025}

Squib-replication of @cite{yagi-2025} (S&P 18:7) on disjunctions φ_p ∨ ψ_q with p ∧ q = ⊥. Yagi argues:

(2a) the disjunction presupposes p ∨ q; (2b) it can be false (when both disjuncts are false).

§2 surveys four projection theories — Strong Kleene, two-dimensional @cite{karttunen-peters-1979}, dynamic update (@cite{heim-1982}, @cite{veltman-1996}, @cite{beaver-2001}), and @cite{schlenker-2009}'s local contexts — each failing (2b). §3 considers two reactions: @cite{beaver-krahmer-2001}'s 𝒜-operator (loses presupposition), and @cite{geurts-2005}'s flexible accommodation (captures (2a–b) at the cost of an underspecified accommodation mechanism that interacts oddly with negation, and at the cost of overgenerating non-projection in non-conflicting cases like (18)).

@cite{aloni-2022}'s bilateral state semantics is a substantively different account that also delivers a "split" disjunction; we mention it here because Yagi cites it alongside Geurts as a flexible-accommodation co-developer, but it is formalised separately at Phenomena/Modality/Studies/Aloni2022.lean and not engaged here.

Yagi's example (8) — "Either baldness is not hereditary, or all of Bill's children are bald" (@cite{karttunen-1974}) — appears in §2.2 as a counterexample to the K&P modification Π(φ ∨ ψ) := Π(φ) ∨ Π(ψ) (eq. 7). This formula is exactly what PrProp.orFlex.presup computes. The flexible-accommodation framework Yagi defends in §3.2 evades the eq. (7) problem via the χ = ω = ⊤ accommodation default, which we have not formalised here (we have only the static orFlex connective, not the parametric dynamic update s[χ][φ] ∪ s[ω][ψ] of Yagi's eq. 13).

The §3.2 discussion of how dynamic negation requires genuineness to hold within negation scope ("peculiar, given that we end up negating both disjuncts") motivated the strengthening of PrProp.genuineness from a singleton-survival check (now PrProp.liveness) to the two-conjunct definition with disjunction-update survival.

Connective inventory used #

World type #

@cite{yagi-2025} ex. (1c), after @cite{beaver-2001}: "Either the King of Buganda is now opening parliament or the President of Buganda is conducting the ceremony." A nation has either a king or a president (presuppositions conflict), and the head of state may or may not be performing the relevant ceremonial duty. We add a fifth world noHeadOfState so the disjunctive presupposition p ∨ q is non-trivial — without it, every world would satisfy the expected presupposition and flex_correct_presup would degenerate to True ↔ True.

inductive Yagi2025.W :
  • kingOpens : W
  • kingDoesnt : W
  • presidentConducts : W
  • presidentDoesnt : W
  • noHeadOfState : W
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    @[implicit_reducible]
    instance Yagi2025.instDecidableEqW :
    DecidableEq W
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    def Yagi2025.instReprW.repr :
    WStd.Format
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    Instances For
      @[implicit_reducible]
      instance Yagi2025.instReprW :
      Repr W
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      @[implicit_reducible]
      instance Yagi2025.instInhabitedW :
      Inhabited W
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      @[implicit_reducible]
      instance Yagi2025.instFintypeW :
      Fintype W
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      Presupposition p: the nation has a king.

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        Presupposition q: the nation has a president.

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          theorem Yagi2025.presups_conflict (w : W) :
          ¬(hasKing w hasPresident w)

          p ∧ q = ⊥: the presuppositions conflict.

          φ_p: "The King is opening parliament" — presupposes hasKing.

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            ψ_q: "The President is conducting the ceremony" — presupposes hasPresident.

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              Empirical observations #

              @cite{yagi-2025} (2a–b). Note that (2a) is non-trivial here — the discriminating world noHeadOfState falsifies expectedPresup.

              The expected presupposition: the nation has some head of state.

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                @[implicit_reducible]
                Equations

                (2a) holds at every world with a head of state. The fifth world noHeadOfState falsifies it — the test is now non-trivial.

                (2b): the disjunction can be false. At kingDoesnt the presupposition is satisfied but both disjuncts fail.

                Failure 1: Strong Kleene (@cite{yagi-2025} §2.1, Definition 1) #

                Strong Kleene disjunction of the two presuppositional propositions.

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                  Strong Kleene never produces false for this disjunction. Because presuppositions conflict, at least one disjunct is always undefined, so the table never reaches the 0 ∨ 0 = 0 row.

                  Failure 2: Two-dimensional semantics (@cite{yagi-2025} §2.2) #

                  @cite{karttunen-peters-1979}, with @cite{yagi-2025}'s symmetric Definition 2 (per fn 2, citing @cite{kalomoiros-schwarz-2021} for empirical support of symmetry). The substrate PrProp.orKP matches Yagi's Def 2 directly:

                  Π(φ ∨ ψ) = (¬A(ψ) → Π(φ)) ∧ (¬A(φ) → Π(ψ))

                  PrProp.orFilter is a different symmetric variant with positive-antecedent conditionals plus an extra Π(φ) ∨ Π(ψ) disjunct, which is strictly stronger than orKP (worked counterexample: at a world with A(φ)=⊤, A(ψ)=⊥, Π(φ)=⊤, Π(ψ)=⊥, orKP is defined, orFilter is not). The two are not predictionally equivalent, and neither is the asymmetric @cite{karttunen-1973} rule (24b) used as PrProp.disjFilterLeft — see Phenomena/Presupposition/Studies/Karttunen1973.lean.

                  Classical disjunction requires both presuppositions: presup = p ∧ q.

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                    PrProp.or is never defined when presuppositions conflict.

                    The symmetric positive-antecedent filtering disjunction (PrProp.orFilter). Encodes (A(φ) → Π(ψ)) ∧ (A(ψ) → Π(φ)) ∧ (Π(φ) ∨ Π(ψ)) — strictly stronger than orKP. The conjunct Π(φ) ∨ Π(ψ) matches the eq. (7) modification discussed by @cite{yagi-2025} §2.2 (after Def 3) as a candidate fix.

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                      orFilter predicts presupposition failure at kingOpens, where the disjunction should clearly be true: the filtering condition demands the president-presupposition hold when the king-assertion is true.

                      The expected presupposition is satisfied at kingOpens.

                      K&P two-dimensional disjunction applied to the Buganda scenario.

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                        K&P's presupposition entails the assertion when presuppositions conflict: whenever Π = 1, A = 1. Derived from the substrate PrProp.orKP_presup_entails_when_conflicting. @cite{yagi-2025} §2.2 (5)–(6).

                        Failure 3: Update semantics (@cite{yagi-2025} §2.3) #

                        Bridges to Theories.Semantics.Dynamic.UpdateSemantics.Basic, which collapses the @cite{heim-1982}/@cite{veltman-1996}/@cite{beaver-2001} treatments of presuppositional disjunction into a single PUpdate.disjPresup operator.

                        The ideal input state for (1c): all worlds with a head of state. The noHeadOfState world is excluded — Yagi's discussion presupposes a context where the disjunctive presupposition p ∨ q is satisfied.

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                          Presupposition p (hasKing) is NOT supported in bugandaState: updating by p eliminates the president-worlds.

                          The presuppositional disjunction update yields (none) on bugandaState. @cite{yagi-2025} §2.3: the update s[φ_p ∨ ψ_q] results in undefinedness because the presupposition check for the first disjunct (s[p] = s) fails.

                          Both presuppositions fail on bugandaState: combined with update_yields_undefined, the standard dynamic definition has no defined-and-informative output for conflicting presuppositions.

                          Failure 4: @cite{schlenker-2009}'s incremental evaluation #

                          (@cite{yagi-2025} §2.4)

                          Yagi's §2.4 derivation: Schlenker's pragmatic condition on local contexts admits a context-world w only if w survives the local-context update of the second disjunct's presupposition; walking through the cases for the conflicting-presupposition setup, Yagi concludes that s_0 ends up containing only worlds where some disjunct's assertion-plus-presupposition holds — at which point the disjunction is trivially true and uninformative.

                          What we actually formalise here is the consequence, not Yagi's derivation. We stipulate the truth-set truthSet directly (kingOpens + presidentConducts — the worlds where some disjunct is defined-and-true) and show via the substrate's Semantics.Modality.Disjunction.exhaustivity_implies_uninformative that the disjunction is true throughout truthSet. This is an instance of Geurts's exhaustivity-implies-uninformativity, which Yagi argues coincides with Schlenker's verdict on the same context. The actual Schlenker local-context derivation would require a localContext operator on PUpdate (s/s[¬φ]) that we have not formalised; the present theorem is the static reduction.

                          Note: truthSet-uninformativity is structurally trivial — any proposition is uninformative on its own truth-set. The substantive Schlenker move is deriving that s_0 reduces to the truth-set; we punt on that derivation.

                          The truth-set of the Buganda disjunction: the worlds where some disjunct's presupposition-and-assertion holds. Yagi §2.4 argues Schlenker's pragmatic condition forces s_0 ⊆ truthSet.

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                            Geurts exhaustivity holds on truthSet: every truth-set world is in some disjunct's modal cell (domain ∩ content = presup ∧ assertion).

                            Truth-set uninformativity via Geurts (the consequence of Yagi §2.4, not Schlenker's actual local-context derivation): the disjunction is true throughout the stipulated truthSet. Discharged via the substrate's exhaustivity_implies_uninformative. A faithful Schlenker formalisation would derive s_0 ⊆ truthSet from a localContext PUpdate operator we have not built.

                            Reaction 1: Meta-assertion (@cite{yagi-2025} §3.1, @cite{beaver-krahmer-2001}) #

                            Yagi §3.1 has two prongs: (i) the truth-functional behavior of 𝒜 (we formalize this), and (ii) the licensing constraint on when 𝒜 may be inserted (Beaver & Krahmer's condition: insert iff the formula would be undefined OR a part is replaceable by / without semantic effect). Yagi argues this constraint licenses the @cite{beaver-krahmer-2001} analysis (10) 𝒜φ_p ∨_w 𝒜ψ_q but does NOT license the Strong-Kleene counterpart (11) φ_p ∨_s 𝒜ψ_q, leaving Yagi's verdict on §3.1 partly negative ("I cannot offer a constraint now").

                            We formalize the truth-functional content; the licensing constraint remains prose-only because it requires a "replaceability" predicate that is itself an open theoretical question.

                            The disjunction 𝒜φ_p ∨ 𝒜ψ_q of Yagi (10), with 𝒜 the meta-assertion operator of Yagi Definition 6 (truth table 1↦1, 0↦0, ∗↦0). We use Prop3.or (Strong Kleene join) — since metaAssert maps each disjunct to a bivalent value, Strong and Weak Kleene agree on the result, and Yagi's discussion uses Weak Kleene (Def 7) only as a notational matter.

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                              Meta-assertion allows falsity (unlike Strong Kleene). Satisfies (2b).

                              Meta-assertion loses the presupposition: 𝒜φ_p has no presupposition (it maps to 0), so the Strong Kleene disjunction 𝒜φ_p ∨_s ψ_q only presupposes ¬𝒜ψ_q → p per Yagi (11), not p ∨ q.

                              The meta-assertion disjunction is bivalent — no gap, no presupposition via the standard gap mechanism.

                              Reaction 2: Flexible accommodation (@cite{yagi-2025} §3.2, #

                              @cite{geurts-2005}, @cite{aloni-2022})

                              Uses the substrate PrProp.orFlex, with the discriminating world noHeadOfState ensuring the (2a) test is non-trivial.

                              (2a) at the discriminating world: flexDisj.presup fails at noHeadOfState. Without this world, expectedPresup would be a tautology and flex_correct_presup_iff_expected would degenerate to True ↔ True.

                              (2a) at a head-of-state world: flexDisj.presup holds at kingOpens.

                              (2a) globally: flexDisj.presup matches expectedPresup at every world. With noHeadOfState in the world model, this is a non-trivial biconditional (both sides fail there; both sides hold elsewhere).

                              Complete truth table: flexible accommodation predicts the right value at every head-of-state world. (At noHeadOfState the disjunction is undefined.)

                              Flexible accommodation is undefined at the discriminating world noHeadOfState.

                              (2b): flexDisj is false at kingDoesnt (king present but not opening).

                              Genuineness #

                              @cite{yagi-2025} Definition 8 (after @cite{zimmermann-2000}): each disjunct must contribute a "live possibility" — there is w ∈ s with {w}[φ] = {w} AND w ∈ s[φ ∨ ψ]. The substrate PrProp.genuineness p q s disj parameterises on the disjunction connective disj whose update we test against; the simpler singleton-survival check is now PrProp.liveness. Under orFlex, liveness ⇒ genuineness (liveness_implies_genuineness_orFlex), so discharging genuineness reduces to discharging liveness.

                              Genuineness for the Buganda flex disjunction holds against the two-element witness state {kingOpens, presConducts}: each disjunct's witness world survives both its own update and the joint orFlex update.

                              Substrate observation: orFlex = orBelnap #

                              NOT a Yagi claim — @cite{belnap-1970} is not in his references. This is an observation Core/Semantics/Presupposition.lean already makes (orFlex_eq_orBelnap) and that Theories/Semantics/Modality/Disjunction.lean extends to a three-way identity with @cite{geurts-2005}'s modal-disjunction view. We instantiate the substrate identity at the Buganda case for clarity.

                              Substrate identity at the Buganda case: flexDisj = orBelnap.

                              Negation interaction (@cite{yagi-2025} §3.2 final paragraphs) #

                              Yagi's static negation works fine — preserves presupposition, flips assertion. His dynamic negation s[¬(φ_p ∨ ψ_q)] = s/(s[χ][φ_p] ∪ s[χ][ψ_q]) requires genuineness to hold within the scope of negation, which Yagi calls "peculiar, given that we end up negating both disjuncts". The peculiarity surfaces only at the dynamic level — at the static PrProp.neg connective, the assertion just flips and presupposition is preserved (neg_presup); there is no genuineness check to violate.

                              We do not formalise the dynamic version here because it would require the Update-Semantics state operator s[¬φ] = s/s[φ] paired with the parametric flex update s[χ][φ] ∪ s[ω][ψ] of Yagi's eq. (13), neither of which we have built. The static negFlexDisj truth-table below shows the intended truth conditions (negation true at king-doesn't and president-doesn't, where both disjuncts fail); Yagi's "peculiarity" diagnosis lives at the dynamic level above this static reduction.

                              Negation of the flexible accommodation disjunction.

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                                Static negation preserves the presupposition (substrate neg_presup).

                                Static negation gives the right truth values at the head-of-state worlds: true at king-doesn't and president-doesn't (both disjuncts false).

                                @cite{yagi-2025} example (8) Karttunen 1974: eq. (7) is too weak #

                                @cite{yagi-2025} §2.2 (between Def 3 and §2.3) considers a modification to K&P, Π(φ ∨ ψ) := Π(φ) ∨ Π(ψ) (eq. (7)). This formula IS what PrProp.orFlex.presup computes. Yagi shows it correctly predicts (1c) Buganda but is "too weak" for (8) @cite{karttunen-1974}: "Either baldness is not hereditary, or all of Bill's children are bald." Eq. (7) predicts the tautological presupposition ⊤ ∨ Π(ψ) = ⊤, but the empirical intuition is that (8) presupposes Bill has children.

                                Important scope note: Yagi's §3.2 flexible-accommodation framework is NOT subject to this critique — it handles the analog (14) correctly via the χ = ω = ⊤ accommodation default (only when that violates an independent pragmatic principle does the split become non-trivial). The critique here applies to the static orFlex.presup formula (which matches eq. (7) at the presup level), not to the dynamic flex update s[χ][φ] ∪ s[ω][ψ] of eq. (13), which we have not formalised.

                                inductive Yagi2025.W8 :

                                Worlds for example (8).

                                • hasChildAllBald : W8
                                • hasChildSomeNotBald : W8
                                • noChild : W8
                                Instances For
                                  @[implicit_reducible]
                                  instance Yagi2025.instDecidableEqW8 :
                                  DecidableEq W8
                                  Equations
                                  @[implicit_reducible]
                                  instance Yagi2025.instReprW8 :
                                  Repr W8
                                  Equations
                                  def Yagi2025.instReprW8.repr :
                                  W8Std.Format
                                  Equations
                                  Instances For
                                    @[implicit_reducible]
                                    instance Yagi2025.instInhabitedW8 :
                                    Inhabited W8
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                                    @[implicit_reducible]
                                    instance Yagi2025.instFintypeW8 :
                                    Fintype W8
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                                    "Bill has a child" — presupposition trigger for "all of Bill's children ...".

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                                      "Baldness is not hereditary" — no presupposition.

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                                        "All of Bill's children are bald" — factive on billHasChild.

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                                          The static flex disjunction for (8) — assertion ignored, only the presup formula matters here.

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                                            The empirical presupposition Karttunen attributes to (8): "Bill has children". This is the predicate that any adequate theory of disjunctive projection should derive.

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                                              Eq. (7) predicts a tautological presupposition for (8): orFlex.presup is universally True because the first disjunct is presuppositionless.

                                              The empirical presupposition is non-trivial: it fails at noChild.

                                              @cite{yagi-2025}'s eq. (7) critique made formal: the eq. (7) formula (= orFlex.presup) does NOT match the empirical presupposition. Witness: at noChild, eq. (7) says True (presup satisfied), but the empirical intuition says False (presup failure — "Bill has children" doesn't hold). This is the contrast Yagi flags as making eq. (7) "too weak".

                                              @cite{yagi-2025} example (18) Beaver 2001:115: the unprincipled success #

                                              "Either John didn't solve the problem or Mary realized that the problem is solved." The factive presupposition of "realize" does NOT project. @cite{yagi-2025} §3.2 final paragraphs: standard update semantics correctly predicts non-projection here, while flexible accommodation may predict it correctly but for the wrong reason — the incompatibility that motivates accommodation in (1c) and (15) is absent in (18), so genuineness should not even fire. The success is unprincipled.

                                              Linglib's @cite{karttunen-1973} formalisation (Phenomena/Presupposition/Studies/Karttunen1973.lean) handles (18) via the asymmetric disjFilterLeft rule (24b): when ¬A entails Π(B), the presupposition is filtered. This is the principled alternative that the symmetric variants (orKP, orFilter) cannot offer.

                                              inductive Yagi2025.W18 :

                                              Worlds for example (18).

                                              • solvedRealized : W18
                                              • solvedNotRealized : W18
                                              • notSolved : W18
                                              Instances For
                                                @[implicit_reducible]
                                                instance Yagi2025.instDecidableEqW18 :
                                                DecidableEq W18
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                                                @[implicit_reducible]
                                                instance Yagi2025.instReprW18 :
                                                Repr W18
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                                                def Yagi2025.instReprW18.repr :
                                                W18Std.Format
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                                                Instances For
                                                  @[implicit_reducible]
                                                  instance Yagi2025.instInhabitedW18 :
                                                  Inhabited W18
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                                                  @[implicit_reducible]
                                                  instance Yagi2025.instFintypeW18 :
                                                  Fintype W18
                                                  Equations

                                                  "Mary realized the problem is solved" — factive: presupposes problem is solved.

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                                                    "John didn't solve the problem" — no presupposition.

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                                                      The symmetric positive-antecedent orFilter overgenerates here: predicts presupposition failure at notSolved, where the disjunction should be defined-and-true.

                                                      orFlex predicts non-projection at notSolved. The proof goes through the LEFT disjunct of Π(φ) ∨ Π(ψ): johnDidntSolve.presup is universally True (no presupposition).

                                                      The structural reason for ex18_orFlex_no_projection_via_vacuous_left: johnDidntSolve has NO presupposition, so any orFlex.presup involving it is universally satisfied — independently of maryRealized.presup.

                                                      @cite{yagi-2025} §3.2's "unprincipled success" diagnosis made structural: at notSolved, the right disjunct's presupposition solved fails, so (orFlex _ maryRealized).presup would have NO support if the left disjunct also had a presupposition. The success at (18) rides entirely on the left disjunct being presuppositionless — which is an accident of (18)'s lexical content, not a consequence of genuineness or accommodation. The contrast: in (1c) Buganda, BOTH disjuncts carry presuppositions, so orFlex.presup provides genuine accommodation work; in (18), only the right disjunct does, so the left disjunct's vacuous True carries the prediction unilaterally.

                                                      @cite{karttunen-1973}'s asymmetric rule (24b) — formalised in Phenomena/Presupposition/Studies/Karttunen1973.lean as PrProp.disjFilterLeft — gives a principled derivation: ¬(¬solved) = solved entails the factive presupposition, so it is filtered. We invoke the K1973 sibling theorem Karttunen1973.disjFilterLeft_eliminates_presup_when_neg_entails.

                                                      Summary #

                                                      Compact API restating the core verdicts. We keep only the headline results — the per-failure detail theorems above already document the content.

                                                      orFlex satisfies both Yagi headline observations: (2a) correct presupposition at the discriminating world, (2b) can be false.

                                                      The substrate-canonical orFlex / orBelnap / Geurts three-way identity, instantiated at the Buganda case. The substrate-side identity is Core.Presupposition.PrProp.orFlex_eq_orBelnap and Theories.Semantics.Modality.Disjunction.fromPrProp_cell_iff_orBelnap.