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Linglib.Phenomena.Assertion.Studies.Krifka2015

Bias in Commitment Space Semantics #

@cite{krifka-2015} @cite{cohen-krifka-2014} @cite{ginzburg-2012} @cite{bring-gunlogson-2000}

Worked examples exercising the commitment-space framework of @cite{krifka-2015} ("Bias in Commitment Space Semantics: Declarative questions, negated questions, and question tags"). Each worked example uses a 2-world Weather model and verifies a specific paper claim.

Coverage #

Out of scope (explicit) #

Two-world model: it's raining or it's not. Used by all sections, including the cross-framework contrast (no second world type).

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      After asserting "it's raining", the root contains the speaker-indexed commitment S₁⊢φ — NOT bare φ. This is the central content of @cite{krifka-2015} eq. (14): ⟨..., C*⟩ +^S₁ S₁⊢φ = ⟨..., C*, [C + S₁⊢φ]^S₁⟩.

      The addressee's slate is unchanged (they haven't accepted yet).

      Monopolar question preserves the root (CG unchanged) — paper p. 335.

      The continuation's commitment is by the addressee, not the speaker (paper p. 337 around eq. 30: "the ? head identifies the committer as S₂").

      Bipolar question preserves the root (paper eq. 23).

      Bipolar question adds exactly two sibling continuations (paper eq. 23, Figure 8 p. 335).

      The bipolar continuations are commit addressee φ and commit addressee ¬φ — both indexed to the addressee.

      This is the bug-fix theorem: the deleted Krifka2015.lean modeled "bipolar" as two stacked monopolar questions, producing a contradictory continuation [¬φ, φ]. The faithful Krifka eq. 23 derivation gives two SEPARATE alternatives, neither of which contains both φ and ¬φ.

      Neither bipolar continuation is internally contradictory: each is a singleton list, so it cannot contain both φ and ¬φ.

      Accepting a monopolar question's continuation puts the addressee-indexed commitment in the root. The pathway models the Yes confirmation: addressee commits to φ.

      Bridge: acceptContinuation ∘ monopolarQuestion φ and assert φ .addressee produce the same root. The two pathways for addressee-commitment converge.

      High vs low negation — the paper's titular contribution #

      @cite{krifka-2015} §4 distinguishes:

      Per paper p. 340: "adding ¬S₂⊢φ to the commitment space precludes commitment to φ, but is compatible with commitment to ¬φ. Hence ¬S₂⊢φ is pragmatically weaker than S₂⊢¬φ." This pragmatic strength asymmetry licenses the contextual-evidence pattern in Table 1 (p. 341).

      Pragmatic-strength asymmetry (paper p. 340): the high-negation continuation, projected to a context-set constraint, is WEAKER than the low-negation continuation — refuse projects to the trivial True constraint, while commit ¬φ projects to actual ¬φ.

      Table 1 (paper p. 341) — Büring & Gunlogson 2000 licensing #

      @cite{bring-gunlogson-2000} (cited by @cite{krifka-2015} p. 341) identifies a 3×3 contextual-evidence × negation-type acceptability pattern. Contexts (rows): contextual evidence FOR φ / NEUTRAL / AGAINST φ. Question types (columns): no negation / low negation / high negation.

      Krifka's analysis (paper p. 341) explains the pattern in terms of which READING is licensed when no negation is present:

      Cell values use Features.Acceptability (ok / marginal / anomalous). The paper's (#) parenthesised hash maps to marginal; bare # maps to anomalous. The ContextualEvidence enum is reused from Core.Discourse.Commitment (originally introduced for @cite{bring-gunlogson-2000}).

      The three negation columns of Krifka's Table 1.

      • noNeg : NegationType

        Column (i): no negation — Is there a vegetarian restaurant?

      • lowNeg : NegationType

        Column (ii): low (TP) negation — Is there no vegetarian restaurant?

      • highNeg : NegationType

        Column (iii): high (ComP) negation — Isn't there a vegetarian restaurant?

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          Which reading licenses the no-negation question in each context (per @cite{krifka-2015} p. 341 prose).

          • monopolarLicensed : NoNegReading

            Setting (a): monopolar reading licenses (speaker has prior evidence).

          • bipolarLicensed : NoNegReading

            Setting (b): bipolar reading licenses (alternatives equally likely).

          • bothDegraded : NoNegReading

            Setting (c): both readings fail (mono lacks evidence, bi suggests equipoise).

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              Krifka's Table 1 (p. 341): 3×3 contextual-evidence × negation-type acceptability matrix.

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                Tags as speech-act conjunction / disjunction #

                Per @cite{krifka-2015} p. 342: matching tags are speech-act CONJUNCTION applied as ONE complex move — explicitly NOT sequential assert; question. The substrate's Dialogue.Krifka.matchingTag and reverseTag (Theories/Dialogue/CommitmentSpace.lean §4) capture this directly.

                Worked example: applying a matching tag to the empty state via applyComplex produces a state where speaker has committed to φ (assertion-leg) and a continuation proposes addressee committing to φ (question-leg). The substrate sequentialises per paper eq. 6's "≈" approximation (no anaphoric ties at this level).

                Krifka commitment-spaces vs KOS per-DGB stance #

                Per the chronological-dependency rule, this post-2012 study engages the 2012 framework: @cite{krifka-2015} commitment-spaces and @cite{ginzburg-2012} KOS make structurally different but observationally similar predictions about identical event sequences.

                Reciprocal entry to Phenomena/Dialogue/Studies/Ginzburg2012.lean lines 49–52, which delegates Krifka contrasts here.

                QuestionKrifka 2015Ginzburg 2012 (KOS)
                Is CG a single object or per-agent?Single object, but its entries are speaker-indexed (IndexedCommitment.commit S₁ φ)Per-agent (DGB.facts)
                When does an assertion narrow CG?Immediately (assert puts commit S₁ φ in root)Only after Accept (one-sided FACTS)
                Are commitments separable from CG?Yes — root carries indexed commitments + per-agent slatesOnly via separate DGBs

                The architectures cannot be unified by a Galois connection that preserves both Krifka's eager-narrowing root behaviour and KOS's per-DGB asymmetry.

                The contrast theorem: post-assertion, Krifka's space.root narrows to a singleton list [commit speaker isRaining] (immediate, with speaker indexing); KOS's addressee DGB.facts stays [] (only the speaker side narrows; addressee waits for Accept).

                Krifka's root carries indexed commitments (one per committer contribution); KOS speaker-side DGB has the fact in their slate while addressee-side stays empty. The architectures store the commitment in different shapes.

                Krifka commitment-spaces vs Farkas-Bruce discourse-table model #

                Per @cite{krifka-2015} §1 p. 331: "The last of these commitment stages would correspond to the notion of a 'Table' in Farkas & Bruce 2010, i.e., the conversational stage under negation." Krifka cites @cite{farkas-bruce-2010} as the explicit inspiration for his rejection operator ℜ. The two frameworks are observationally similar but structurally distinct on identical event sequences.

                QuestionKrifka 2015Farkas-Bruce 2010
                When does an assertion narrow CG?Immediately (commit speaker φ in root)Only after addressee accept (one-sided dcS until then)
                Where does the assertion live pre-acceptance?Root entry (already in CG, speaker-indexed)dcS slate + table issue
                What does acceptance update?Adds commit addressee φ to rootPops table issue, adds φ to cg + dcL
                What's the "stable" predicate?hasNoOpenContinuations (no pending proposals)table.isEmpty (no items on table)

                The eager/lazy distinction is real and non-collapsible at intermediate states. But at the end of a "completed" assertion+acceptance sequence, both frameworks agree on the observable CG content modulo Krifka's speaker indexing — see the Dialogue Completeness observation below.

                Divergence at the assert-only intermediate state: Krifka's CG narrows immediately (one indexed entry in root); F&B's joint CG stays empty because the assertion lives on the table awaiting acceptance. The two frameworks DISAGREE on what's "in CG" mid-trace.

                @cite{krifka-2015} p. 332 eq. (14) puts S₁⊢φ directly in the commitment state; @cite{farkas-bruce-2010}'s assertDeclarative only updates dcS and pushes a table issue.

                Bridge at the completed-trace state: after the addressee accepts the assertion, both frameworks have φ in the joint CG (modulo Krifka's speaker indexing on the root entries; F&B's cg is bare Set W).

                Krifka's "addressee accepts" pathway is assert φ .addressee (the Yes reaction, paper p. 334 eq. 21). F&B's pathway is acceptTop after assertDeclarative. Both end with φ in the common ground at the propositional level.

                The headline observation: at a completed assertion+acceptance trace, the two frameworks agree on the context-set projection — Krifka's projected CG content is exactly isRaining.

                The frameworks disagree on what they STORE at intermediate states (root vs table, indexed vs flat) but agree on the observable they project to (worlds compatible with all committed propositions). This is the simplest concrete instance of the Dialogue Completeness observation in §∞.

                The Dialogue Completeness observation #

                The cross-framework theorems above (krifka_contextSet_at_completed_trace paired with krifka_double_assert_eq_farkasBruce_assert_accept, the parallel vsGinzburg2012 block) are concrete instances of a deeper structural claim. We articulate it here as prose; the typeclass-mediated universal version is future work.

                Statement #

                For any two commitment-tracking dialogue frameworks F₁ and F₂ over the same world type W, equipped with:

                the conjecture is:

                ∀ events : List (DialogueEvent W),
                  isCompleted_F₁ (events.foldl step_F₁ initial_F₁) →
                  isCompleted_F₂ (events.foldl step_F₂ initial_F₂) →
                  contextSet_F₁ (events.foldl step_F₁ initial_F₁) =
                  contextSet_F₂ (events.foldl step_F₂ initial_F₂)
                

                Plain English: dialogue frameworks differ in the journey through intermediate states; they agree on the observable destination. The eager/lazy timing of CG updates, the per-agent commitment slate shape, the proposal-tracking apparatus — all of these are framework-internal bookkeeping invisible at completed traces. What's publicly committed (in the projected context-set sense) at the end of a completed dialogue is framework-invariant.

                Why it's deep #

                The conjecture says that contextSet is the maximal observable shared across all reasonable models of dialogue. Anything more fine-grained (commitment indexing, per-agent slates, intermediate proposal stacks, reaction-pathway distinctions) is a free choice the modeler makes — and choices on that level don't constrain what counts as a model of dialogue dynamics per se. Mathematically, this is the shape of an observational equivalence in a coalgebraic / process-theory sense: framework states form a coalgebra for the functor X ↦ (DialogueEvent → X) × (Set W), and the completed-trace agreement is bisimilarity at the Set W observable.

                Status in linglib #

                This file proves the conjecture's restriction to a 2-element framework class {Krifka2015, FarkasBruce2010} and a 2-event trace (assert; accept). The general statement requires:

                1. A DialogueState typeclass in Theories/Dialogue/Common.lean (does not yet exist) parameterising over the four operations above.
                2. Per-framework instances for Krifka, Farkas-Bruce, KOS, Stalnaker, Brandom, Gunlogson, Lauer.
                3. The universal theorem proved either generically (likely needs an axiom about how each instance's step interprets DialogueEvent) or per-pair (n² theorems for n frameworks).

                The per-pair route is more tractable; the generic route requires articulating what "interpret an event correctly" means as a coherence law on instances. Either route lifts cross-framework reconciliation in linglib from per-file vsX2010 sections to a structural theorem about what counts as a dialogue framework at all.

                The framework that refuses the typeclass instance is the most informative: @cite{lauer-2013}'s gradient-credence assertion has no sharp commit event in the Krifka/F&B sense, so it would either reject the DialogueState instance or implement it with a non-trivial projection (mapping credence ≥ θ to commitment for some threshold θ). The refusal would surface a genuine architectural break between gradient-pragmatic and categorical-pragmatic models of dialogue.