Proto-roles and unaccusativity #
@cite{dowty-1991} @cite{levin-hovav-1995} @cite{storment-2026}
How Dowty's proto-role profiles (@cite{dowty-1991}) interact with the syntactic unaccusativity diagnostics (auxiliary selection, there-insertion, quotative inversion). This file is the formalizer's synthesis: neither Dowty 1991 (which doesn't run a syntactic unaccusativity diagnostic) nor Storment 2026 (which doesn't engage proto-role counting) makes these comparisons.
The interaction is mixed. For canonical unaccusatives ("arrive") and canonical unergatives ("speak"), proto-role counting and syntactic unaccusativity agree. For manner-of-speaking verbs, they diverge: MoS subjects are volitional, sentient, independently existing — a clear proto-agent profile — yet @cite{storment-2026}'s quotative- inversion diagnostic classifies them as unaccusative.
The divergence is documented in the syntactic literature (going back to @cite{levin-hovav-1995}) but isn't ordinarily formalized as a proto-role/diagnostic mismatch. This file makes the contrast explicit.
Files #
- Dowty's predicates
PredictsUnaccusative/PredictsUnergativelive inFeatures/EntailmentProfile.lean. - The MoS verb data lives in
Fragments/English/Predicates/Verbal.lean.
§1. Canonical alignment cases #
Proto-role counting agrees with syntactic unaccusativity for the textbook
cases: arrive (P-Patient profile) is unaccusative; speak
(P-Agent profile) is unergative.
The proto-role profile of an MoS verb subject: volitional, sentient, exists independently — three P-Agent entailments, no P-Patient entailments. Constructed once for reuse below.
Equations
- One or more equations did not get rendered due to their size.
Instances For
Dowty's counting algorithm classifies the MoS subject profile as proto-agentive (3 P-Agent entailments, 0 P-Patient).
§2. The MoS divergence #
Despite Dowty's prediction, every MoS verb in the Fragment is annotated unaccusative — because it passes Storment's QI diagnostic. This is the formalizer's-side observation: Dowty would predict unergative, the QI diagnostic returns unaccusative.
The Storment-side syntactic classification: whisper is unaccusative
in the Fragment, on the basis of the QI diagnostic.
Together: Dowty proto-role counting and the QI-based syntactic
diagnostic disagree for whisper. The disagreement holds for the
other MoS verbs too (same subject profile, same Fragment annotation),
but whisper is the canonical instance.
§3. Where the divergence comes from #
Dowty's counting is a lexical-semantic algorithm; QI is a syntactic diagnostic. @cite{levin-hovav-1995} argued the syntax-semantics interface is thematically determined but has its own logic — verbs with the same lexical-semantic profile can pattern differently syntactically. The MoS case is one fault line where the two classifications come apart.